PUMA BIOTECHNOLOGY, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| AUERBACH ALAN H | President and CEO | Sale | 1,247 | $2.89 | $3,604 | 6,316,705 | Aug 2, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 9,328 | $2.63 | $24,533 | 111,738 | Jul 5, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 3,753 | $2.63 | $9,870 | 77,730 | Jul 5, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 26,140 | $2.63 | $68,748 | 6,317,952 | Jul 5, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 5,835 | $2.63 | $15,346 | 64,625 | Jul 5, 2022 |
| Ludwig Jeffrey Jerome | Chief Commercial Officer | Sale | 5,835 | $2.63 | $15,346 | 64,625 | Jul 5, 2022 |
| Wong Alvin F | Chief Scientific Officer | Sale | 2,920 | $2.63 | $7,680 | 58,527 | Jul 5, 2022 |
| Senderowicz Adrian | — | Sale | 27,858 | $2.63 | $73,267 | 27,000 | Jun 16, 2022 |
| WILSON TROY EDWARD | — | Sale | 27,858 | $2.58 | $71,874 | 27,350 | Jun 16, 2022 |
| Stuglik Brian M | — | Sale | 13,000 | $2.69 | $34,970 | 41,858 | Jun 16, 2022 |
| MOYES JAY M | — | Sale | 22,858 | $2.64 | $60,345 | 38,322 | Jun 16, 2022 |
| Senderowicz Adrian | — | Award / Grant | 27,000 | — | — | 54,858 | Jun 14, 2022 |
| MOYES JAY M | — | Award / Grant | 27,000 | — | — | 61,180 | Jun 14, 2022 |
| Dorval Allison | — | Award / Grant | 27,000 | — | — | 27,000 | Jun 14, 2022 |
| Stuglik Brian M | — | Award / Grant | 27,000 | — | — | 54,858 | Jun 14, 2022 |
| MILLER MICHAEL PATRICK | — | Award / Grant | 27,000 | — | — | 79,858 | Jun 14, 2022 |
| WILSON TROY EDWARD | — | Award / Grant | 27,000 | — | — | 55,208 | Jun 14, 2022 |
| Wong Alvin F | Chief Scientific Officer | Sale | 587 | $1.92 | $1,127 | 61,447 | Jun 2, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 162 | $1.92 | $311 | 121,066 | Jun 2, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 417 | $1.94 | $809 | 81,483 | Jun 2, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 1,200 | $1.94 | $2,328 | 6,344,092 | Jun 2, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 438 | $2.31 | $1,012 | 81,900 | May 3, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 165 | $2.34 | $386 | 121,228 | May 3, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 1,263 | $2.32 | $2,930 | 6,345,292 | May 3, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 1,198 | $3.08 | $3,690 | 6,346,555 | Apr 4, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 413 | $3.08 | $1,272 | 82,338 | Apr 4, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 206 | $3.08 | $634 | 121,393 | Apr 4, 2022 |
| MILLER MICHAEL PATRICK | — | Sale | 25,653 | $2.80 | $71,828 | 52,858 | Mar 16, 2022 |
| AUERBACH ALAN H | President and CEO | Award / Grant | 168,824 | — | — | 4,555,639 | Mar 10, 2022 |
| Ludwig Jeffrey Jerome | Chief Commercial Officer | Award / Grant | 39,118 | — | — | 70,460 | Mar 3, 2022 |
| HUNT DOUGLAS M | See Remarks | Award / Grant | 22,647 | — | — | 82,751 | Mar 3, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Award / Grant | 62,176 | — | — | 121,599 | Mar 3, 2022 |
| Wong Alvin F | Chief Scientific Officer | Award / Grant | 44,882 | — | — | 62,034 | Mar 3, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 169 | $2.26 | $382 | 59,423 | Mar 2, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 446 | $2.26 | $1,008 | 60,104 | Mar 2, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 1,294 | $2.26 | $2,924 | 4,386,815 | Mar 2, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 533 | $2.47 | $1,317 | 60,550 | Feb 2, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 199 | $2.48 | $494 | 59,592 | Feb 2, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 1,316 | $2.46 | $3,237 | 4,388,109 | Feb 2, 2022 |
| Ludwig Jeffrey Jerome | Chief Commercial Officer | Sale | 4,727 | $3.20 | $15,126 | 31,342 | Jan 3, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 3,707 | $3.21 | $11,899 | 61,083 | Jan 3, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 22,875 | $3.19 | $72,971 | 4,389,425 | Jan 3, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 7,484 | $3.19 | $23,874 | 59,791 | Jan 3, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 441 | $2.90 | $1,279 | 64,790 | Dec 2, 2021 |
| Wong Alvin F | Chief Scientific Officer | Sale | 1,131 | $2.91 | $3,291 | 17,152 | Dec 2, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 162 | $2.95 | $478 | 67,275 | Dec 2, 2021 |
| AUERBACH ALAN H | President and CEO | Sale | 1,837 | $2.90 | $5,327 | 4,412,300 | Dec 2, 2021 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 156 | $5.67 | $885 | 67,437 | Nov 2, 2021 |
| HUNT DOUGLAS M | See Remarks | Sale | 427 | $5.64 | $2,408 | 65,231 | Nov 2, 2021 |
| AUERBACH ALAN H | PRESIDENT AND CEO | Sale | 1,795 | $5.63 | $10,106 | 4,414,137 | Nov 2, 2021 |