PUMA BIOTECHNOLOGY, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Ludwig Jeffrey Jerome | Chief Commercial Officer | Award / Grant | 27,067 | — | — | 127,037 | Feb 12, 2024 |
| AUERBACH ALAN H | President and CEO | Award / Grant | 160,796 | — | — | 7,097,743 | Feb 12, 2024 |
| HUNT DOUGLAS M | See Remarks | Award / Grant | 37,894 | — | — | 141,213 | Feb 12, 2024 |
| Wong Alvin F | Chief Scientific Officer | Sale | 7,733 | $4.49 | $34,721 | 98,214 | Jan 3, 2024 |
| Ludwig Jeffrey Jerome | Chief Commercial Officer | Sale | 12,956 | $4.49 | $58,172 | 99,970 | Jan 3, 2024 |
| AUERBACH ALAN H | President and CEO | Sale | 41,396 | $4.49 | $185,868 | 6,936,947 | Jan 3, 2024 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 15,682 | $4.49 | $70,412 | 128,666 | Jan 3, 2024 |
| HUNT DOUGLAS M | See Remarks | Sale | 8,358 | $4.49 | $37,527 | 103,319 | Jan 3, 2024 |
| Wong Alvin F | Chief Scientific Officer | Sale | 280 | $3.76 | $1,053 | 97,934 | Dec 4, 2023 |
| MILLER MICHAEL PATRICK | — | Sale | 25,000 | $2.83 | $70,750 | 43,358 | Nov 7, 2023 |
| Wong Alvin F | Chief Scientific Officer | Sale | 6,938 | $3.31 | $22,965 | 105,947 | Jul 3, 2023 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 14,680 | $3.31 | $48,591 | 144,348 | Jul 3, 2023 |
| Ludwig Jeffrey Jerome | Chief Commercial Officer | Sale | 12,103 | $3.31 | $40,061 | 112,926 | Jul 3, 2023 |
| HUNT DOUGLAS M | See Remarks | Sale | 7,809 | $3.31 | $25,848 | 111,677 | Jul 3, 2023 |
| AUERBACH ALAN H | President and CEO | Sale | 60,698 | $3.31 | $200,910 | 6,978,343 | Jul 3, 2023 |
| WILSON TROY EDWARD | — | Sale | 27,000 | $3.45 | $93,150 | 350 | Jun 13, 2023 |
| MOYES JAY M | — | Award / Grant | 27,000 | — | — | 43,322 | Jun 13, 2023 |
| Stuglik Brian M | — | Award / Grant | 27,000 | — | — | 58,958 | Jun 13, 2023 |
| Senderowicz Adrian | — | Sale | 27,000 | $3.45 | $93,150 | — | Jun 13, 2023 |
| Dorval Allison | — | Award / Grant | 27,000 | — | — | 44,000 | Jun 13, 2023 |
| MILLER MICHAEL PATRICK | — | Award / Grant | 27,000 | — | — | 68,358 | Jun 13, 2023 |
| Cesano Alessandra | — | Award / Grant | 27,000 | — | — | 27,000 | Jun 13, 2023 |
| Wong Alvin F | Chief Scientific Officer | Sale | 269 | $3.45 | $928 | 112,885 | Jun 2, 2023 |
| Wong Alvin F | Chief Scientific Officer | Award / Grant | 58,601 | — | — | 113,154 | Feb 10, 2023 |
| NOUGUES MAXIMO F | Chief Financial Officer | Award / Grant | 58,601 | — | — | 159,028 | Feb 10, 2023 |
| Ludwig Jeffrey Jerome | Chief Commercial Officer | Award / Grant | 66,972 | — | — | 125,029 | Feb 10, 2023 |
| HUNT DOUGLAS M | See Remarks | Award / Grant | 48,136 | — | — | 119,486 | Feb 10, 2023 |
| AUERBACH ALAN H | President and CEO | Award / Grant | 186,403 | — | — | 7,039,041 | Feb 10, 2023 |
| Wong Alvin F | Chief Scientific Officer | Sale | 3,460 | $4.18 | $14,463 | 54,553 | Jan 3, 2023 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 10,499 | $4.18 | $43,886 | 100,427 | Jan 3, 2023 |
| Ludwig Jeffrey Jerome | Chief Commercial Officer | Sale | 6,568 | $4.18 | $27,454 | 58,057 | Jan 3, 2023 |
| HUNT DOUGLAS M | See Remarks | Sale | 4,225 | $4.18 | $17,661 | 71,350 | Jan 3, 2023 |
| AUERBACH ALAN H | President and CEO | Sale | 27,241 | $4.18 | $113,867 | 6,852,638 | Jan 3, 2023 |
| AUERBACH ALAN H | President and CEO | Award / Grant | 568,181 | $4.40 | $2,499,996 | 6,879,879 | Dec 12, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 1,251 | $4.50 | $5,630 | 6,311,698 | Dec 2, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 429 | $4.50 | $1,931 | 75,575 | Dec 2, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 159 | $4.50 | $716 | 110,926 | Dec 2, 2022 |
| Wong Alvin F | Chief Scientific Officer | Sale | 514 | $4.50 | $2,313 | 58,013 | Dec 2, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 429 | $2.25 | $965 | 76,004 | Nov 2, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 1,242 | $2.25 | $2,795 | 6,312,949 | Nov 2, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 163 | $2.25 | $367 | 111,085 | Nov 2, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 165 | $2.34 | $386 | 111,248 | Oct 3, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 435 | $2.34 | $1,018 | 76,433 | Oct 3, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 1,260 | $2.34 | $2,948 | 6,314,191 | Oct 3, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 164 | $2.59 | $425 | 111,413 | Sep 2, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 433 | $2.59 | $1,121 | 76,868 | Sep 2, 2022 |
| AUERBACH ALAN H | President and CEO | Sale | 1,254 | $2.59 | $3,248 | 6,315,451 | Sep 2, 2022 |
| MILLER MICHAEL PATRICK | — | Sale | 25,000 | $3.55 | $88,750 | 54,858 | Aug 9, 2022 |
| NOUGUES MAXIMO F | Chief Financial Officer | Sale | 161 | $2.89 | $465 | 111,577 | Aug 2, 2022 |
| HUNT DOUGLAS M | See Remarks | Sale | 429 | $2.89 | $1,240 | 77,301 | Aug 2, 2022 |