LPL Financial Holdings Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| Morningstar Matthew | Group Managing Director | Award / Grant | 1,715 | — | — | Dec 9, 2025 |
| Steinmeier Richard | Chief Executive Officer | Gift | 275 | — | — | Dec 5, 2025 |
| Gates Greg | Group Managing Director | Sale | 39 | $373.09 | $14,551 | Dec 5, 2025 |
| Thomas Corey E. | — | Award / Grant | 4 | — | — | Dec 1, 2025 |
| SCHIFTER RICHARD P | — | Award / Grant | 14 | — | — | Dec 1, 2025 |
| Putnam James S | — | Award / Grant | 7 | — | — | Dec 1, 2025 |
| Mnookin Allison | — | Award / Grant | 2 | — | — | Dec 1, 2025 |
| Jambusaria Aneri | Group Managing Director | Sale | 80 | $352.48 | $28,198 | Dec 1, 2025 |
| Glavin William Francis Jr | — | Award / Grant | 10 | — | — | Dec 1, 2025 |
| EBERHART PAULETT | — | Award / Grant | 4 | — | — | Dec 1, 2025 |
| BERNARD EDWARD C | — | Award / Grant | 3 | — | — | Dec 1, 2025 |
| Gates Greg | Group Managing Director | Sale | 39 | $380.12 | $14,825 | Nov 5, 2025 |
| Gates Greg | Group Managing Director | Sale | 102 | $320.27 | $32,668 | Oct 6, 2025 |
| Reeping Katharine | Principal Accounting Officer | Tax Withholding | 56 | $339.97 | $19,038 | Sep 9, 2025 |
| Gates Greg | Group Managing Director | Sale | 3 | $344.67 | $1,034 | Sep 5, 2025 |
| Field Emily | Group Managing Director | Award / Grant | 817 | — | — | Sep 5, 2025 |
| Jambusaria Aneri | Group Managing Director | Sale | 80 | $361.25 | $28,900 | Sep 2, 2025 |
| Thomas Corey E. | — | Award / Grant | 4 | — | — | Aug 29, 2025 |
| SCHIFTER RICHARD P | — | Award / Grant | 14 | — | — | Aug 29, 2025 |
| Putnam James S | — | Award / Grant | 7 | — | — | Aug 29, 2025 |
| Mnookin Allison | — | Award / Grant | 2 | — | — | Aug 29, 2025 |
| Glavin William Francis Jr | — | Award / Grant | 10 | — | — | Aug 29, 2025 |
| EBERHART PAULETT | — | Award / Grant | 4 | — | — | Aug 29, 2025 |
| BERNARD EDWARD C | — | Award / Grant | 3 | — | — | Aug 29, 2025 |
| Gates Greg | Group Managing Director | Sale | 106 | $376.30 | $39,888 | Aug 5, 2025 |
| Gates Greg | Group Managing Director | Sale | 315 | $384.61 | $121,152 | Jul 3, 2025 |
| Thomas Corey E. | — | Award / Grant | 4 | — | — | Jun 12, 2025 |
| SCHIFTER RICHARD P | — | Award / Grant | 13 | — | — | Jun 12, 2025 |
| Putnam James S | — | Award / Grant | 6 | — | — | Jun 12, 2025 |
| Mnookin Allison | — | Award / Grant | 2 | — | — | Jun 12, 2025 |
| Glavin William Francis Jr | — | Award / Grant | 10 | — | — | Jun 12, 2025 |
| Gates Greg | Group Managing Director | Tax Withholding | 234 | $379.39 | $88,777 | Jun 12, 2025 |
| EBERHART PAULETT | — | Award / Grant | 4 | — | — | Jun 12, 2025 |
| Cohen Marc Eliot | Group Managing Director | Tax Withholding | 44 | $379.39 | $16,693 | Jun 12, 2025 |
| BERNARD EDWARD C | — | Award / Grant | 3 | — | — | Jun 12, 2025 |
| Gates Greg | Group Managing Director | Sale | 83 | $380.54 | $31,585 | Jun 5, 2025 |
| SCHIFTER RICHARD P | — | Gift | 238 | — | — | Jun 2, 2025 |
| Jambusaria Aneri | Group Managing Director | Sale | 80 | $383.99 | $30,719 | Jun 2, 2025 |
| Thomas Corey E. | — | Award / Grant | 602 | — | — | May 23, 2025 |
| SCHIFTER RICHARD P | — | Award / Grant | 602 | — | — | May 23, 2025 |
| Putnam James S | — | Award / Grant | 602 | — | — | May 23, 2025 |
| MULCAHY ANNE M | — | Award / Grant | 308 | — | — | May 23, 2025 |
| Mnookin Allison | — | Award / Grant | 602 | — | — | May 23, 2025 |
| Ko Albert J | — | Award / Grant | 602 | — | — | May 23, 2025 |
| Glavin William Francis Jr | — | Award / Grant | 308 | — | — | May 23, 2025 |
| EBERHART PAULETT | — | Award / Grant | 602 | — | — | May 23, 2025 |
| BERNARD EDWARD C | — | Award / Grant | 308 | — | — | May 23, 2025 |
| Thomas Corey E. | — | Award / Grant | 4 | — | — | Mar 25, 2025 |
| Putnam James S | — | Award / Grant | 8 | — | — | Mar 25, 2025 |
| Mnookin Allison | — | Award / Grant | 2 | — | — | Mar 25, 2025 |