ONE STOP SYSTEMS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Ison Jim | Chief Sales/Marketing Officer | Tax Withholding | 736 | $2.25 | $1,656 | 23,556 | Nov 2, 2020 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 3,123 | $2.30 | $7,183 | 63,314 | Sep 15, 2020 |
| Cooper Revocable Trust dated April 25, 2001 | — | Sale | 27,750 | $2.70 | $74,925 | 3,062,675 | Sep 2, 2020 |
| Bressner Josef | Managing Director, Bressner | Option Exercise | 1,667 | — | — | 109,797 | Aug 27, 2020 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 2,006 | $2.56 | $5,135 | 60,191 | Aug 27, 2020 |
| Ison Jim | Chief Sales/Marketing Officer | Tax Withholding | 1,876 | $2.56 | $4,803 | 22,820 | Aug 27, 2020 |
| Reardon James M | President, CDI | Tax Withholding | 788 | $2.56 | $2,017 | 1,118,699 | Aug 27, 2020 |
| Reardon James M | President, CDI | Sale | 61,723 | $2.59 | $159,863 | 1,117,911 | Aug 24, 2020 |
| Cooper Revocable Trust dated April 25, 2001 | — | Sale | 12,250 | $2.52 | $30,870 | 3,090,425 | Aug 20, 2020 |
| Reardon James M | President, CDI | Sale | 18,537 | $2.51 | $46,528 | 1,198,530 | Aug 19, 2020 |
| RAUN DAVID | President and CEO | Purchase | 2,500 | $2.30 | $5,750 | 55,410 | Aug 18, 2020 |
| Harrison Jack | — | Purchase | 5,000 | $2.27 | $11,350 | 20,451 | Aug 14, 2020 |
| Matz Gregory W | — | Purchase | 2,500 | $2.28 | $5,700 | 2,500 | Aug 14, 2020 |
| Ison Jim | Chief Sales/Marketing Officer | Tax Withholding | 748 | $1.95 | $1,459 | 19,613 | Jul 13, 2020 |
| POTASHNER KENNETH F | — | Option Exercise | 65,790 | $0.76 | $50,000 | 167,530 | Jul 9, 2020 |
| RAUN DAVID | President and CEO | Purchase | 2,500 | $2.05 | $5,125 | 52,910 | Jun 25, 2020 |
| Cooper Revocable Trust dated April 25, 2001 | — | Sale | 31,661 | $1.95 | $61,739 | 3,181,014 | Jun 22, 2020 |
| Reardon James M | President, CDI | Sale | 3,519 | $2.00 | $7,038 | 1,237,911 | Jun 22, 2020 |
| Reardon James M | President, CDI | Sale | 731 | $2.00 | $1,462 | 1,241,430 | Jun 15, 2020 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 5,013 | $1.92 | $9,625 | 51,166 | Jun 10, 2020 |
| Ison Jim | Chief Sales/Marketing Officer | Tax Withholding | 701 | $1.92 | $1,346 | 18,780 | Jun 10, 2020 |
| Ison Jim | Chief Sales/Marketing Officer | Option Exercise | 2,105 | $0.76 | $1,600 | 18,079 | Apr 2, 2020 |
| Cooper Revocable Trust dated April 25, 2001 | — | Tax Withholding | 6,935 | $1.56 | $10,819 | 3,212,675 | Mar 12, 2020 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 2,787 | $2.73 | $7,609 | 44,327 | Feb 13, 2020 |
| Reardon James M | President, CDI | Tax Withholding | 726 | $2.73 | $1,982 | 1,267,911 | Feb 13, 2020 |
| Ison Jim | Chief Sales/Marketing Officer | Tax Withholding | 667 | $2.73 | $1,821 | 14,763 | Feb 13, 2020 |
| Cooper Revocable Trust dated April 25, 2001 | — | Tax Withholding | 1,810 | $2.73 | $4,941 | 3,195,559 | Feb 13, 2020 |
| Harrison Jack | — | Option Exercise | 7,500 | — | — | 15,451 | Feb 12, 2020 |
| REARDON JOHN RALPH | — | Option Exercise | 7,500 | — | — | 74,370 | Feb 12, 2020 |
| POTASHNER KENNETH F | — | Option Exercise | 7,500 | — | — | 101,740 | Feb 12, 2020 |
| Sentovich Kimberly C. | — | Option Exercise | 7,500 | — | — | 7,500 | Feb 12, 2020 |
| RAUN DAVID | — | Option Exercise | 7,500 | — | — | 47,910 | Feb 12, 2020 |
| Harrison Jack | — | Purchase | 451 | $2.00 | $902 | 7,951 | Dec 31, 2019 |
| REARDON JOHN RALPH | — | Sale | 191 | $1.77 | $338 | 66,952 | Dec 16, 2019 |
| Ison Jim | VP of Sales and Marketing | Option Exercise | 4,737 | $0.76 | $3,600 | 14,096 | Dec 13, 2019 |
| RAUN DAVID | — | Purchase | 289 | $1.73 | $500 | 40,410 | Dec 12, 2019 |
| RAUN DAVID | — | Purchase | 2,400 | $1.78 | $4,272 | 37,010 | Dec 6, 2019 |
| RAUN DAVID | — | Purchase | 1,000 | $1.86 | $1,860 | 28,500 | Dec 3, 2019 |
| Ison Jim | VP of Sales and Marketing | Tax Withholding | 722 | $2.68 | $1,935 | 9,359 | Sep 20, 2019 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 2,390 | $2.68 | $6,405 | 38,753 | Sep 20, 2019 |
| Cooper Revocable Trust dated April 25, 2001 | — | Tax Withholding | 1,967 | $2.68 | $5,272 | 2,990,080 | Sep 20, 2019 |
| REARDON JOHN RALPH | — | Sale | 10,000 | $2.38 | $23,800 | 78,863 | Sep 6, 2019 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 3,289 | $1.65 | $5,427 | 30,684 | Aug 16, 2019 |
| Ison Jim | VP of Sales and Marketing | Tax Withholding | 763 | $1.65 | $1,259 | 8,637 | Aug 16, 2019 |
| Bressner Josef | Managing Director, Bressner | Option Exercise | 1,667 | — | — | 108,130 | Aug 16, 2019 |
| Reardon James M | President, CDI | Tax Withholding | 821 | $1.65 | $1,355 | 1,267,185 | Aug 16, 2019 |
| Cooper Steve D | President, CEO | Tax Withholding | 2,159 | $1.65 | $3,562 | 2,988,113 | Aug 16, 2019 |
| Reardon James M | President, CDI | Sale | 64,132 | $1.69 | $108,383 | 1,266,364 | Aug 12, 2019 |
| Cooper Steve D | President, CEO | Purchase | 15,000 | $1.74 | $26,100 | 2,982,151 | Jun 7, 2019 |
| Cooper Revocable Trust dated April 25, 2001 | — | Tax Withholding | 33,485 | $0.75 | $25,114 | 2,967,151 | May 8, 2019 |