ONE STOP SYSTEMS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| POTASHNER KENNETH F | — | Award / Grant | 23,778 | — | — | 289,744 | Jun 16, 2023 |
| KNOWLES MICHAEL | Chief Executive Officer | Award / Grant | 400,000 | — | — | 400,000 | Jun 5, 2023 |
| Ison James | CPO, CM&SO | Tax Withholding | 849 | $2.48 | $2,106 | 133,319 | May 22, 2023 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 1,232 | $2.48 | $3,055 | 272,585 | May 22, 2023 |
| Cooper Steve D | — | Sale | 203,591 | $2.32 | $472,331 | 2,333,203 | Apr 21, 2023 |
| Ison James | CPO, CM&SO | Award / Grant | 76,000 | — | — | 134,168 | Mar 16, 2023 |
| Morrison John W Jr. | Chief Financial Officer | Award / Grant | 94,000 | — | — | 273,817 | Mar 16, 2023 |
| Morrison John W Jr. | Chief Financial Officer | Option Exercise | 2,500 | — | — | 180,896 | Feb 10, 2023 |
| Ison James | Chief Sales/Marketing Officer | Option Exercise | 2,500 | — | — | 129,771 | Feb 10, 2023 |
| Ison James | Chief Sales/Marketing Officer | Gift | 11,172 | — | — | 58,168 | Feb 8, 2023 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 9,205 | $3.50 | $32,218 | 178,396 | Feb 8, 2023 |
| RAUN DAVID | President and CEO | Tax Withholding | 24,757 | $3.50 | $86,650 | 403,645 | Feb 8, 2023 |
| Ison James | Chief Sales/Marketing Officer | Option Exercise | 18,261 | $0.46 | $8,400 | 116,099 | Feb 3, 2023 |
| RAUN DAVID | President and CEO | Option Exercise | 68,687 | — | — | 499,271 | Jan 4, 2023 |
| Cooper Steve D | — | Sale | 200,324 | $2.70 | $540,875 | 2,536,794 | Dec 20, 2022 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 1,232 | $3.17 | $3,905 | 187,601 | Nov 22, 2022 |
| Ison James | Chief Sales/Marketing Officer | Gift | 1,651 | — | — | 97,838 | Nov 22, 2022 |
| Ison James | Chief Sales/Marketing Officer | Tax Withholding | 2,263 | $3.17 | $7,174 | 83,737 | Nov 9, 2022 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 2,463 | $3.17 | $7,808 | 188,833 | Nov 9, 2022 |
| Ison James | Chief Sales/Marketing Officer | Tax Withholding | 849 | $3.27 | $2,776 | 91,784 | Oct 4, 2022 |
| Morrison John W Jr. | Chief Financial Officer | Option Exercise | 2,500 | — | — | 192,145 | Oct 4, 2022 |
| Cooper Steve D | — | Sale | 21 | $4.05 | $85 | 2,737,118 | Aug 25, 2022 |
| Cooper Steve D | — | Sale | 2,898 | $4.05 | $11,737 | 2,737,139 | Aug 15, 2022 |
| Ison James | Chief Sales/Marketing Officer | Option Exercise | 12,609 | $0.46 | $5,800 | 90,133 | Jul 28, 2022 |
| Cooper Steve D | — | Sale | 2,210 | $3.95 | $8,730 | 2,740,037 | Jul 22, 2022 |
| Cooper Steve D | — | Sale | 1,914 | $3.95 | $7,560 | 2,742,247 | Jul 20, 2022 |
| RAUN DAVID | President and CEO | Tax Withholding | 29,655 | $3.96 | $117,434 | 430,584 | Jun 29, 2022 |
| Ison James | Chief Sales/Marketing Officer | Gift | 2,811 | — | — | 86,000 | May 23, 2022 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 3,058 | $4.30 | $13,149 | 189,645 | May 23, 2022 |
| Ison James | Chief Sales/Marketing Officer | Gift | 3,937 | — | — | 74,713 | May 17, 2022 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 2,463 | $4.41 | $10,862 | 192,703 | May 17, 2022 |
| Cooper Steve D | — | Sale | 30,000 | $4.71 | $141,300 | 2,754,237 | Apr 8, 2022 |
| Cooper Steve D | — | Sale | 2,100 | $4.12 | $8,652 | 2,832,137 | Mar 29, 2022 |
| POTASHNER KENNETH F | — | Award / Grant | 13,100 | — | — | 265,966 | Mar 17, 2022 |
| Harrison Jack | — | Award / Grant | 13,100 | — | — | 71,984 | Mar 17, 2022 |
| Lowman Teresita M. | — | Award / Grant | 13,100 | — | — | 29,930 | Mar 17, 2022 |
| Matz Gregory W | — | Award / Grant | 13,100 | — | — | 30,430 | Mar 17, 2022 |
| Sentovich Kimberly C. | — | Award / Grant | 13,100 | — | — | 39,266 | Mar 17, 2022 |
| RAUN DAVID | President and CEO | Award / Grant | 201,000 | — | — | 391,551 | Mar 17, 2022 |
| Messinger Gioia | — | Award / Grant | 13,100 | — | — | 28,690 | Mar 17, 2022 |
| Morrison John W Jr. | Chief Financial Officer | Option Exercise | 2,500 | — | — | 195,953 | Feb 14, 2022 |
| Ison James | Chief Sales/Marketing Officer | Tax Withholding | 485 | $4.02 | $1,950 | 70,814 | Feb 14, 2022 |
| Morrison John W Jr. | Chief Financial Officer | Tax Withholding | 790 | $4.07 | $3,215 | 193,453 | Feb 11, 2022 |
| Ison James | Chief Sales/Marketing Officer | Option Exercise | 2,500 | — | — | 70,438 | Feb 11, 2022 |
| Ison James | Chief Sales/Marketing Officer | Award / Grant | 56,000 | — | — | 97,667 | Feb 3, 2022 |
| Morrison John W Jr. | Chief Financial Officer | Award / Grant | 64,000 | — | — | 191,743 | Feb 3, 2022 |
| POTASHNER KENNETH F | — | Option Exercise | 25,000 | $0.76 | $19,000 | 252,866 | Jan 6, 2022 |
| Ison James | Chief Sales/Marketing Officer | Option Exercise | 4,092 | $0.76 | $3,110 | 63,395 | Jan 6, 2022 |
| Cooper Steve D | — | Sale | 10,000 | $5.15 | $51,500 | 2,834,237 | Dec 31, 2021 |
| RAUN DAVID | President and CEO | Tax Withholding | 36,096 | $4.64 | $167,485 | 190,551 | Dec 23, 2021 |