NovaBay Pharmaceuticals, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Tufts Robert R. | — | Award / Grant | 2,093 | — | — | 217,263 | Mar 10, 2009 |
| Dailley Anthony | — | Award / Grant | 2,093 | — | — | 174,118 | Mar 10, 2009 |
| Wicks Tony D.S. | — | Award / Grant | 2,093 | — | — | 155,497 | Mar 10, 2009 |
| Cashion Charles | — | Award / Grant | 2,093 | — | — | 20,588 | Mar 10, 2009 |
| Freiman Paul E. | — | Award / Grant | 2,093 | — | — | 44,952 | Mar 10, 2009 |
| Dailley Anthony | — | Award / Grant | 363 | — | — | 172,025 | Jan 28, 2009 |
| Wicks Tony D.S. | — | Award / Grant | 727 | — | — | 153,404 | Jan 28, 2009 |
| HIXSON HARRY F JR | — | Award / Grant | 363 | — | — | 8,602 | Jan 28, 2009 |
| Freiman Paul E. | — | Award / Grant | 363 | — | — | 42,859 | Jan 28, 2009 |
| Cashion Charles | — | Award / Grant | 8,239 | — | — | 18,495 | Jan 14, 2009 |
| McPherson T. Alex | — | Award / Grant | 9,084 | — | — | 28,558 | Jan 14, 2009 |
| HIXSON HARRY F JR | — | Award / Grant | 8,239 | — | — | 8,239 | Jan 14, 2009 |
| Wicks Tony D.S. | — | Award / Grant | 9,084 | — | — | 152,677 | Jan 14, 2009 |
| McPherson T. Alex | — | Award / Grant | 9,084 | — | — | 28,558 | Jan 14, 2009 |
| Freiman Paul E. | — | Award / Grant | 9,084 | — | — | 42,496 | Jan 14, 2009 |
| Cashion Charles | — | Award / Grant | 8,239 | — | — | 18,495 | Jan 14, 2009 |
| Dailley Anthony | — | Award / Grant | 8,661 | — | — | 171,662 | Jan 14, 2009 |
| Tufts Robert R. | — | Award / Grant | 9,084 | — | — | 215,170 | Jan 14, 2009 |
| Wicks Tony D.S. | — | Award / Grant | 1,053 | — | — | 143,593 | Jan 8, 2009 |
| Tufts Robert R. | — | Award / Grant | 526 | — | — | 206,086 | Jan 8, 2009 |
| McPherson T. Alex | — | Award / Grant | 526 | — | — | 19,474 | Jan 8, 2009 |
| Najafi Ramin | Chief Executive Officer | Purchase | 500 | $1.14 | $570 | 10,200 | Dec 10, 2008 |
| Wicks Tony D.S. | — | Award / Grant | 600 | — | — | 142,540 | Dec 8, 2008 |
| Tufts Robert R. | — | Award / Grant | 600 | — | — | 205,560 | Dec 8, 2008 |
| Dailley Anthony | — | Award / Grant | 300 | — | — | 163,001 | Dec 8, 2008 |
| Cashion Charles | — | Award / Grant | 600 | — | — | 10,256 | Nov 5, 2008 |
| McPherson T. Alex | — | Award / Grant | 600 | — | — | 18,948 | Oct 20, 2008 |
| Tufts Robert R. | — | Award / Grant | 300 | — | — | 204,960 | Oct 20, 2008 |
| Wicks Tony D.S. | — | Award / Grant | 675 | — | — | 141,940 | Oct 1, 2008 |
| Dailley Anthony | — | Award / Grant | 1,350 | — | — | 162,701 | Oct 1, 2008 |
| Najafi Ramin | Chief Executive Officer | Award / Grant | 500 | $1.81 | $905 | 9,600 | Sep 15, 2008 |
| McPherson T. Alex | — | Purchase | 200 | $2.00 | $400 | 18,348 | Sep 12, 2008 |
| PAULSON THOMAS J | CFO | Purchase | 1,200 | $1.92 | $2,304 | 4,000 | Sep 12, 2008 |
| Najafi Family Trust dated September 13, 2006 | — | Purchase | 100 | $1.94 | $194 | 8,700 | Sep 11, 2008 |
| Khosrovi Behzad | VP Research and Development | Purchase | 500 | $1.95 | $975 | 1,000 | Sep 11, 2008 |
| Wicks Tony D.S. | — | Award / Grant | 608 | — | — | 141,265 | Sep 5, 2008 |
| Tufts Robert R. | — | Award / Grant | 304 | — | — | 204,660 | Sep 5, 2008 |
| Dailley Anthony | — | Award / Grant | 304 | — | — | 161,351 | Sep 5, 2008 |
| Najafi Family Trust dated September 13, 2006 | — | Purchase | 1,000 | $1.98 | $1,980 | 7,200 | Sep 2, 2008 |
| Najafi Ramin | Chief Executive Officer | Purchase | 1,000 | $1.98 | $1,980 | 7,200 | Sep 2, 2008 |
| Najafi Family Trust dated September 13, 2006 | — | Purchase | 1,000 | $1.92 | $1,920 | 11,200 | Aug 28, 2008 |
| Dailley Anthony | — | Award / Grant | 15,000 | $0.56 | $8,400 | 161,047 | Aug 28, 2008 |
| McPherson T. Alex | — | Award / Grant | 1,353 | — | — | 17,548 | Aug 25, 2008 |
| Tufts Robert R. | — | Award / Grant | 1,353 | — | — | 204,056 | Aug 25, 2008 |
| Freiman Paul E. | — | Award / Grant | 1,353 | — | — | 33,412 | Aug 25, 2008 |
| Dailley Anthony | — | Award / Grant | 1,353 | — | — | 146,047 | Aug 25, 2008 |
| Wicks Tony D.S. | — | Award / Grant | 1,353 | — | — | 140,657 | Aug 25, 2008 |
| Cashion Charles | — | Award / Grant | 1,353 | — | — | 9,656 | Aug 25, 2008 |
| Wicks Tony D.S. | — | Award / Grant | 1,353 | — | — | 140,657 | Aug 25, 2008 |
| Tufts Robert R. | — | Award / Grant | 1,353 | — | — | 204,056 | Aug 25, 2008 |