NovaBay Pharmaceuticals, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Framework Ventures IV GP LLC | — | C | 56,806,080 | — | — | 56,806,080 | Oct 21, 2025 |
| Kazley Michael John | — | C | 56,806,080 | — | — | 56,806,080 | Oct 21, 2025 |
| Kazley Michael John | Chief Executive Officer | C | 56,806,080 | — | — | 56,806,080 | Oct 21, 2025 |
| FAKHRY JAD | — | Purchase | 917 | $0.58 | $532 | 992,486 | Apr 8, 2025 |
| POPLAR POINT CAPITAL PARTNERS LP | — | Purchase | 13,292 | $0.61 | $8,108 | 881,496 | Mar 31, 2025 |
| FAKHRY JAD | — | Purchase | 22,635 | $0.61 | $13,807 | 868,204 | Mar 19, 2025 |
| POPLAR POINT CAPITAL GP LLC | — | Purchase | 10,000 | $0.63 | $6,300 | 818,277 | Mar 11, 2025 |
| FAKHRY JAD | — | Purchase | 102 | $0.55 | $56 | 754,102 | Feb 25, 2025 |
| FAKHRY JAD | — | Purchase | 26,718 | $0.64 | $17,100 | 650,000 | Feb 19, 2025 |
| POPLAR POINT CAPITAL MANAGEMENT LLC | — | Purchase | 31,703 | $0.69 | $21,875 | 550,000 | Jan 31, 2025 |
| Freiman Paul E. | — | Option Exercise | 858 | — | — | 1,716 | May 11, 2023 |
| Zheng Yenyou | — | Option Exercise | 858 | — | — | 1,716 | May 11, 2023 |
| WU MIJIA | — | Option Exercise | 858 | — | — | 1,716 | May 11, 2023 |
| Sit Swan | — | Option Exercise | 858 | — | — | 1,716 | May 11, 2023 |
| Garlikov Julie | — | Option Exercise | 858 | — | — | 858 | May 11, 2023 |
| Zheng Yongxiang | — | Option Exercise | 858 | — | — | 858 | May 11, 2023 |
| Kunin Audrey | Chief Product Officer | Sale | 1 | $1.81 | $2 | — | Dec 6, 2022 |
| Kunin Jeffrey | President, DERMAdoctor, LLC | Sale | 1 | $1.81 | $2 | — | Dec 6, 2022 |
| Kunin Audrey | Chief Product Officer | Sale | 5,960 | $2.10 | $12,516 | 1 | Nov 21, 2022 |
| Kunin Jeffrey | President, DERMAdoctor, LLC | Sale | 5,960 | $2.10 | $12,516 | 1 | Nov 21, 2022 |
| Kunin Audrey | Chief Product Officer | Sale | 5,960 | $2.10 | $12,516 | — | Nov 21, 2022 |
| Kunin Jeffrey | President, DERMAdoctor, LLC | Sale | 5,960 | $2.10 | $12,516 | — | Nov 21, 2022 |
| Hall Justin | CEO, GC and Director | Purchase | 10,000 | $0.15 | $1,500 | 83,172 | Sep 14, 2022 |
| Kunin Jeffrey | President, DERMAdoctor, LLC | Sale | 291,368 | $0.16 | $46,619 | 208,632 | Sep 14, 2022 |
| Kunin Audrey | Chief Product Officer | Sale | 291,368 | $0.16 | $46,619 | 208,632 | Sep 14, 2022 |
| WU MIJIA | — | Option Exercise | 30,000 | — | — | 30,000 | May 21, 2022 |
| Zheng Yenyou | — | Option Exercise | 30,000 | — | — | 30,000 | May 21, 2022 |
| Freiman Paul E. | — | Option Exercise | 30,000 | — | — | 30,000 | May 21, 2022 |
| Sit Swan | — | Option Exercise | 30,000 | — | — | 30,000 | May 21, 2022 |
| Hall Justin | CEO, GC and Director | Purchase | 69,767 | $0.43 | $30,000 | 73,172 | Dec 6, 2021 |
| Kunin Jeffrey | President, DERMAdoctor, LLC | Purchase | 101,650 | $0.46 | $46,759 | 500,000 | Dec 3, 2021 |
| Kunin Audrey | Chief Product Officer | Purchase | 101,650 | $0.46 | $46,759 | 500,000 | Dec 3, 2021 |
| Jones Andrew D. | CFO | Purchase | 36,765 | $0.44 | $16,177 | 127,461 | Dec 3, 2021 |
| Kunin Jeffrey | President, DERMAdoctor, LLC | Purchase | 262,369 | $0.48 | $125,937 | 398,350 | Dec 2, 2021 |
| Kunin Audrey | Chief Product Officer | Purchase | 262,369 | $0.48 | $125,937 | 398,350 | Dec 2, 2021 |
| Kunin Audrey | Chief Product Officer | Purchase | 14,848 | $0.49 | $7,276 | 135,981 | Dec 1, 2021 |
| Kunin Jeffrey | President, DERMAdoctor, LLC | Purchase | 14,848 | $0.49 | $7,276 | 135,981 | Dec 1, 2021 |
| Kunin Jeffrey | President, DERMAdoctor, LLC | Purchase | 30,000 | $0.46 | $13,800 | 121,133 | Nov 30, 2021 |
| Kunin Audrey | Chief Product Officer | Purchase | 30,000 | $0.46 | $13,800 | 121,133 | Nov 30, 2021 |
| Kunin Audrey | Chief Product Officer | Purchase | 66,133 | $0.46 | $30,421 | 91,133 | Nov 22, 2021 |
| Kunin Jeffrey | President, DERMAdoctor, LLC | Purchase | 66,133 | $0.46 | $30,421 | 91,133 | Nov 22, 2021 |
| Jones Andrew D. | CFO | Tax Withholding | 77,994 | $0.79 | $61,615 | 82,006 | May 4, 2021 |
| WU MIJIA | — | Award / Grant | 20,000 | $0.30 | $6,000 | 20,000 | Aug 17, 2020 |
| Fu Jian Ping | — | Sale | 1,302,350 | $1.23 | $1,601,891 | 4,000,000 | Aug 1, 2020 |
| SIECZKAREK MARK M | — | Award / Grant | 167,938 | — | — | 1,156,883 | Jul 30, 2019 |
| Fu Jian Ping | — | Sale | 380,954 | $3.84 | $1,462,863 | 5,302,350 | Jun 11, 2019 |
| Pioneer Pharma (Hong Kong) Co Ltd | — | Sale | 24,326 | $4.04 | $98,277 | 5,188,421 | Jun 11, 2019 |
| WU MIJIA | — | Sale | 47,619 | $2.03 | $96,667 | — | Jun 11, 2019 |
| Raleigh Jason Philip | Interim CFO and Treasurer | Sale | 23,405 | $3.00 | $70,215 | — | Jun 10, 2019 |
| Hall Justin | Interim President & CEO and GC | Sale | 47,500 | $3.03 | $143,925 | 3,405 | Jun 10, 2019 |