PENNANTPARK INVESTMENT CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 14,000 | $6.59 | $92,260 | 680,923 | May 14, 2019 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 16,000 | $6.52 | $104,320 | 666,923 | May 13, 2019 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 10,000 | $6.94 | $69,400 | 650,923 | Feb 9, 2018 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 12,000 | $7.31 | $87,720 | 640,923 | Dec 6, 2017 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 13,000 | $7.13 | $92,690 | 628,923 | Dec 5, 2017 |
| Efrat Aviv | CFO and Treasurer | Purchase | 10,000 | $7.14 | $71,400 | 106,102 | Dec 4, 2017 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 14,000 | $7.14 | $99,960 | 615,923 | Dec 4, 2017 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 12,000 | $7.10 | $85,200 | 601,923 | Dec 1, 2017 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 13,000 | $7.56 | $98,280 | 574,923 | Aug 15, 2017 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 15,000 | $7.70 | $115,500 | 544,923 | Aug 10, 2017 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 15,000 | $7.67 | $115,050 | 529,923 | May 16, 2017 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 15,000 | $7.77 | $116,550 | 484,923 | May 15, 2017 |
| Flug Jeffrey | — | Sale | 4,708 | $7.61 | $35,828 | 172,782 | Dec 6, 2016 |
| Bernstein Adam K | — | Purchase | 200 | $7.67 | $1,534 | 46,430 | Dec 6, 2016 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 10,000 | $7.52 | $75,200 | 193,400 | Dec 1, 2016 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 10,000 | $7.44 | $74,400 | 469,923 | Nov 29, 2016 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 10,000 | $7.38 | $73,800 | 459,923 | Nov 28, 2016 |
| Efrat Aviv | CFO and Treasurer | Purchase | 28,000 | $7.08 | $198,240 | 96,102 | Nov 23, 2016 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 10,000 | $7.23 | $72,300 | 449,923 | Nov 23, 2016 |
| KATZ SAMUEL L | — | Purchase | 7,250 | $4.97 | $36,033 | 188,991 | Feb 10, 2016 |
| KATZ SAMUEL L | — | Purchase | 7,454 | $5.28 | $39,357 | 176,445 | Feb 9, 2016 |
| Flug Jeffrey | — | Purchase | 15,000 | $6.73 | $100,950 | 177,490 | Dec 8, 2015 |
| Flug Jeffrey | — | Purchase | 4,708 | $7.24 | $34,086 | 162,490 | Dec 4, 2015 |
| Flug Jeffrey | — | Purchase | 10,000 | $7.07 | $70,700 | 147,778 | Nov 25, 2015 |
| Flug Jeffrey | — | Purchase | 17,000 | $6.65 | $113,050 | 157,782 | Nov 19, 2015 |
| Efrat Aviv | CFO and Treasurer | Purchase | 10,000 | $6.50 | $65,000 | 68,103 | Nov 16, 2015 |
| Flug Jeffrey | — | Purchase | 10,000 | $6.52 | $65,200 | 140,782 | Nov 16, 2015 |
| KATZ SAMUEL L | — | Purchase | 5,809 | $6.42 | $37,294 | 168,991 | Nov 13, 2015 |
| Flug Jeffrey | — | Purchase | 25,382 | $6.50 | $164,983 | 130,782 | Nov 12, 2015 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 8,000 | $9.59 | $76,720 | 429,923 | Feb 19, 2015 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 11,000 | $9.46 | $104,060 | 429,923 | Feb 17, 2015 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 7,000 | $9.32 | $65,240 | 418,923 | Feb 12, 2015 |
| Bernstein Adam K | — | Purchase | 2,750 | $9.16 | $25,190 | 23,485 | Feb 11, 2015 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 10,000 | $9.27 | $92,700 | 411,923 | Feb 11, 2015 |
| KATZ SAMUEL L | — | Purchase | 17,492 | $9.44 | $165,124 | 163,182 | Feb 10, 2015 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 8,000 | $9.32 | $74,560 | 401,923 | Feb 10, 2015 |
| Efrat Aviv | CFO and Treasurer | Purchase | 12,632 | $9.54 | $120,509 | 58,103 | Feb 9, 2015 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 12,000 | $9.48 | $113,760 | 393,923 | Feb 9, 2015 |
| KATZ SAMUEL L | — | Purchase | 12,508 | $9.44 | $118,076 | 145,690 | Feb 6, 2015 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 20,000 | $9.50 | $190,000 | 373,923 | Feb 6, 2015 |
| Flug Jeffrey | — | Purchase | 6,000 | $10.77 | $64,620 | 105,400 | May 13, 2014 |
| KATZ SAMUEL L | — | Purchase | 300 | $10.59 | $3,177 | 300 | May 9, 2014 |
| Flug Jeffrey | — | Purchase | 35,000 | $11.39 | $398,650 | 99,400 | Feb 21, 2013 |
| Flug Jeffrey | — | Purchase | 15,900 | $11.44 | $181,896 | 64,400 | Feb 13, 2013 |
| Efrat Aviv | CFO and Treasurer | Purchase | 2,000 | $9.86 | $19,720 | 42,890 | May 14, 2012 |
| Flug Jeffrey | — | Purchase | 13,500 | $11.00 | $148,500 | 13,500 | Feb 22, 2012 |
| Flug Jeffrey | — | Purchase | 25,530 | $10.73 | $273,937 | 127,888 | Feb 13, 2012 |
| Bernstein Adam K | — | Purchase | 2,500 | $9.87 | $24,675 | 20,735 | Aug 5, 2011 |
| Efrat Aviv | CFO and Treasurer | Purchase | 2,000 | $11.22 | $22,440 | 39,274 | Nov 19, 2010 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 5,000 | $10.19 | $50,950 | 183,400 | Aug 12, 2010 |