PENNANTPARK INVESTMENT CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Flug Jeffrey | — | Sale | 20,000 | $5.85 | $117,000 | 153,915 | Dec 8, 2025 |
| Flug Jeffrey | — | Sale | 10,000 | $5.75 | $57,500 | 197,218 | Dec 4, 2025 |
| Briones Jose A | — | Purchase | 4,235 | $5.91 | $25,029 | 274,722 | Dec 1, 2025 |
| Flug Jeffrey | — | Sale | 15,000 | $6.06 | $90,900 | 228,318 | Dec 1, 2025 |
| Flug Jeffrey | — | Sale | 25,000 | $6.03 | $150,750 | 243,318 | Nov 26, 2025 |
| Briones Jose A | — | Purchase | 1,515 | $6.59 | $9,984 | 270,487 | May 21, 2025 |
| Briones Jose A | — | Purchase | 3,640 | $6.88 | $25,043 | 268,972 | May 14, 2025 |
| Briones Jose A | — | Purchase | 3,675 | $6.80 | $24,990 | 265,332 | Nov 27, 2024 |
| Allorto Richard T JR | CFO and Treasurer | Purchase | 5,000 | $6.80 | $34,000 | 15,000 | Mar 12, 2024 |
| Briones Jose A | — | Purchase | 4,956 | $6.86 | $33,998 | 260,491 | Feb 26, 2024 |
| Briones Jose A | — | Purchase | 3,800 | $6.67 | $25,346 | 255,535 | Feb 9, 2024 |
| Briones Jose A | — | Purchase | 1,557 | $6.42 | $9,996 | 240,466 | Dec 5, 2023 |
| Briones Jose A | — | Purchase | 1,545 | $6.47 | $9,996 | 238,909 | Nov 22, 2023 |
| Briones Jose A | — | Purchase | 3,865 | $6.45 | $24,929 | 237,364 | Aug 22, 2023 |
| Briones Jose A | — | Purchase | 960 | $6.82 | $6,547 | 233,499 | Aug 14, 2023 |
| KATZ SAMUEL L | — | Purchase | 4,000 | $5.86 | $23,440 | 70,710 | Jun 9, 2023 |
| KATZ SAMUEL L | — | Purchase | 5,000 | $5.55 | $27,750 | 66,710 | Jun 2, 2023 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 24,000 | $5.59 | $134,160 | 1,113,423 | May 18, 2023 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 23,000 | $5.53 | $127,190 | 1,089,423 | May 17, 2023 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 21,000 | $5.42 | $113,820 | 1,066,423 | May 16, 2023 |
| Allorto Richard T JR | CFO and Treasurer | Purchase | 10,000 | $5.35 | $53,500 | 10,000 | May 15, 2023 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 25,000 | $5.37 | $134,250 | 1,045,423 | May 15, 2023 |
| Briones Jose A | — | Purchase | 9,560 | $5.22 | $49,903 | 218,566 | May 12, 2023 |
| Briones Jose A | — | Purchase | 8,930 | $5.60 | $50,008 | 209,006 | Mar 9, 2023 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 27,000 | $5.75 | $155,250 | 1,020,423 | Feb 17, 2023 |
| Flug Jeffrey | — | Other | 137,887 | $5.70 | $785,956 | 289,669 | Feb 16, 2023 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 25,000 | $5.73 | $143,250 | 993,423 | Feb 13, 2023 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 30,000 | $5.61 | $168,300 | 968,423 | Feb 10, 2023 |
| Flug Jeffrey | — | Other | 9,500 | — | — | 151,782 | Feb 17, 2022 |
| KATZ SAMUEL L | — | Purchase | 5,000 | $4.45 | $22,250 | 41,710 | Dec 17, 2020 |
| KATZ SAMUEL L | — | Purchase | 5,000 | $4.42 | $22,100 | 34,210 | Dec 15, 2020 |
| KATZ SAMUEL L | — | Purchase | 5,000 | $4.52 | $22,600 | 16,710 | Dec 14, 2020 |
| KATZ SAMUEL L | — | Other | 177,281 | $4.62 | $819,038 | 177,581 | Dec 3, 2020 |
| Flug Jeffrey | — | Other | 11,500 | — | — | 161,282 | Nov 23, 2020 |
| Efrat Aviv | CFO and Treasurer | Purchase | 29,100 | $2.01 | $58,491 | 162,203 | Mar 23, 2020 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 32,000 | $2.50 | $80,000 | 938,423 | Mar 20, 2020 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 35,000 | $2.30 | $80,500 | 906,423 | Mar 19, 2020 |
| Efrat Aviv | CFO and Treasurer | Purchase | 27,000 | $2.22 | $59,940 | 133,102 | Mar 18, 2020 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 30,000 | $2.17 | $65,100 | 871,423 | Mar 18, 2020 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 8,000 | $6.59 | $52,720 | 841,423 | Feb 13, 2020 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 10,000 | $6.56 | $65,600 | 833,423 | Feb 12, 2020 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 16,000 | $6.17 | $98,720 | 823,423 | Dec 2, 2019 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 17,000 | $6.09 | $103,530 | 807,423 | Nov 26, 2019 |
| PENN ARTHUR H | Chairman and CEO | Purchase | 16,000 | $6.08 | $97,280 | 790,423 | Nov 25, 2019 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 15,000 | $6.35 | $95,250 | 774,423 | Aug 15, 2019 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 17,000 | $6.40 | $108,800 | 759,423 | Aug 13, 2019 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 15,000 | $6.30 | $94,500 | 742,423 | Aug 12, 2019 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 15,000 | $6.39 | $95,850 | 727,423 | Aug 9, 2019 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 16,500 | $6.59 | $108,735 | 712,423 | May 16, 2019 |
| PENN ARTHUR H | Chairman and CEO / Investment | Purchase | 15,000 | $6.58 | $98,700 | 695,923 | May 15, 2019 |