GUGGENHEIM STRATEGIC OPPORTUNITIES FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Bloch Adam | — | Sale | 320 | $21.89 | $7,005 | — | Aug 16, 2018 |
| FRIEDRICH ROMAN III | — | Purchase | 850 | $21.35 | $18,148 | 3,361 | Jul 17, 2018 |
| Barnes Randall C | — | Purchase | 5,100 | $21.11 | $107,661 | 38,781 | Jul 17, 2018 |
| Barnes Randall C | — | Purchase | 790 | $21.47 | $16,961 | 33,396 | Jun 18, 2018 |
| FRIEDRICH ROMAN III | — | Purchase | 740 | $20.20 | $14,948 | 2,434 | Mar 29, 2018 |
| Barnes Randall C | — | Purchase | 2,770 | $19.71 | $54,597 | 31,427 | Feb 6, 2018 |
| Barnes Randall C | — | Purchase | 2,600 | $20.23 | $52,598 | 28,419 | Feb 5, 2018 |
| Bloch Adam | — | Purchase | 320 | $20.86 | $6,675 | 320 | Jan 30, 2018 |
| Barnes Randall C | — | Purchase | 2,997 | $20.82 | $62,398 | 21,739 | Jan 30, 2018 |
| Minerd B. Scott | — | Sale | 32,143 | $21.65 | $695,896 | 2,000 | Dec 28, 2017 |
| FRIEDRICH ROMAN III | — | Purchase | 135 | $21.64 | $2,921 | 1,640 | Nov 28, 2017 |
| FRIEDRICH ROMAN III | — | Purchase | 500 | $21.07 | $10,535 | 1,461 | Jul 20, 2017 |
| TOUPIN RONALD E JR | — | Purchase | 150 | $21.03 | $3,155 | 1,666 | Jun 29, 2017 |
| TOUPIN RONALD E JR | — | Purchase | 290 | $20.59 | $5,971 | 1,420 | Apr 20, 2017 |
| TOUPIN RONALD E JR | — | Purchase | 195 | $18.28 | $3,565 | 1,093 | Jul 5, 2016 |
| Michal James W. | — | Purchase | 647 | $16.96 | $10,973 | 647 | Apr 12, 2016 |
| Bloch Adam | — | Sale | 683 | $17.20 | $11,744 | — | Apr 5, 2016 |
| TOUPIN RONALD E JR | — | Purchase | 100 | $17.09 | $1,709 | 872 | Mar 31, 2016 |
| Barnes Randall C | — | Purchase | 2,000 | $16.13 | $32,260 | 7,498 | Mar 14, 2016 |
| Minerd B. Scott | — | Purchase | 2,000 | $16.09 | $32,180 | 24,143 | Mar 11, 2016 |
| Barnes Randall C | — | Purchase | 3,000 | $15.50 | $46,500 | 20,756 | Feb 10, 2016 |
| Oliverius Maynard F. | — | Purchase | 500 | $17.76 | $8,880 | 11,150 | Dec 4, 2015 |
| TOUPIN RONALD E JR | — | Purchase | 100 | $18.00 | $1,800 | 740 | Nov 18, 2015 |
| Minerd B. Scott | — | Purchase | 7,000 | $18.83 | $131,810 | 12,143 | Aug 11, 2015 |
| Minerd B. Scott | — | Purchase | — | — | — | 5,143 | Jun 30, 2015 |
| Minerd B. Scott | — | Purchase | 1,300 | $21.73 | $28,249 | 11,196 | Jun 30, 2015 |
| Minerd B. Scott | — | Purchase | 5,143 | $19.23 | $98,900 | 5,143 | Jun 29, 2015 |
| Bloch Adam | — | Purchase | 150 | $19.59 | $2,939 | 658 | Jun 26, 2015 |
| Chubb Donald A. Jr. | — | Purchase | 1,000 | $19.69 | $19,690 | 1,000 | Jun 26, 2015 |
| TOUPIN RONALD E JR | — | Purchase | 350 | $20.06 | $7,021 | 613 | Jun 25, 2015 |
| Bloch Adam | — | Sale | 125 | $19.74 | $2,468 | 475 | Oct 15, 2014 |
| KARN ROBERT B III | — | Purchase | 1,000 | $21.19 | $21,190 | 1,000 | Mar 17, 2014 |
| Barnes Randall C | — | Purchase | 700 | $21.15 | $14,805 | 14,343 | Jan 30, 2014 |
| Cacciapaglia Donald | CEO of Fund | Purchase | 4,700 | $21.26 | $99,922 | 4,700 | Jan 17, 2014 |
| Barnes Randall C | — | Purchase | 700 | $21.16 | $14,812 | 13,643 | Jan 17, 2014 |
| Barnes Randall C | — | Purchase | 900 | $20.55 | $18,495 | 12,836 | Dec 18, 2013 |
| Barnes Randall C | — | Purchase | 300 | $21.25 | $6,375 | 9,019 | Dec 16, 2013 |
| FRIEDRICH ROMAN III | — | Purchase | 100 | $21.48 | $2,148 | 1,052 | Nov 25, 2013 |
| FRIEDRICH ROMAN III | — | Purchase | 234 | $21.31 | $4,987 | 763 | Jun 24, 2013 |
| Barnes Randall C | — | Purchase | 200 | $21.11 | $4,222 | 4,132 | Jun 24, 2013 |
| Barnes Randall C | — | Purchase | 1,000 | $21.89 | $21,890 | 5,987 | Jun 11, 2013 |
| TOUPIN RONALD E JR | — | Purchase | 50 | $22.66 | $1,133 | 206 | Feb 19, 2013 |
| Barnes Randall C | — | Purchase | 4,000 | $21.24 | $84,960 | 10,400 | Dec 28, 2012 |
| Barnes Randall C | — | Purchase | 1,300 | $21.23 | $27,599 | 3,700 | Dec 28, 2012 |
| Barnes Randall C | — | Purchase | 200 | $21.22 | $4,244 | 6,354 | Dec 28, 2012 |
| FRIEDRICH ROMAN III | — | Purchase | 225 | $21.10 | $4,748 | 505 | Dec 27, 2012 |
| Barnes Randall C | — | Purchase | 1,600 | $21.40 | $34,240 | 5,535 | Dec 26, 2012 |
| Barnes Randall C | — | Purchase | 2,400 | $21.45 | $51,480 | 2,400 | Dec 26, 2012 |
| Barnes Randall C | — | Purchase | 1,500 | $21.40 | $32,100 | 5,588 | Dec 26, 2012 |
| Barnes Randall C | — | Purchase | 1,890 | $21.65 | $40,919 | 4,793 | Dec 26, 2012 |