GUGGENHEIM STRATEGIC OPPORTUNITIES FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| NYBERG RONALD | — | Purchase | 412 | $12.13 | $4,998 | 5,010 | Dec 18, 2025 |
| Barnes Randall C | — | Purchase | 380 | $13.08 | $4,970 | 1,960 | Nov 4, 2025 |
| Barnes Randall C | — | Purchase | 1,580 | $13.02 | $20,572 | 1,580 | Oct 30, 2025 |
| Brock-Kyle Angela | — | Purchase | 1 | $15.37 | $13 | 1,932 | Sep 3, 2024 |
| Barnes Randall C | — | Sale | 5,849 | $15.02 | $87,852 | — | Jul 2, 2024 |
| Barnes Randall C | — | Sale | 10,000 | $13.95 | $139,500 | 5,849 | Feb 1, 2024 |
| Barnes Randall C | — | Sale | 20,000 | $13.60 | $272,000 | 15,849 | Jan 5, 2024 |
| Barnes Randall C | — | Sale | 6,000 | $13.67 | $82,020 | 35,849 | Dec 13, 2023 |
| Barnes Randall C | — | Sale | 2,000 | $13.86 | $27,720 | 41,849 | Dec 8, 2023 |
| Barnes Randall C | — | Sale | 8,000 | $13.71 | $109,680 | 43,849 | Dec 7, 2023 |
| Barnes Randall C | — | Sale | 16,000 | $13.66 | $218,560 | 51,849 | Dec 6, 2023 |
| Barnes Randall C | — | Sale | 20,000 | $13.47 | $269,400 | 67,849 | Dec 5, 2023 |
| Barnes Randall C | — | Sale | 3,000 | $13.36 | $40,080 | 87,849 | Dec 4, 2023 |
| Barnes Randall C | — | Sale | 6,211 | $13.36 | $82,979 | 90,849 | Dec 1, 2023 |
| Barnes Randall C | — | Sale | 10,000 | $13.30 | $133,000 | 97,060 | Nov 30, 2023 |
| Barnes Randall C | — | Sale | 1,000 | $13.25 | $13,250 | 107,060 | Nov 29, 2023 |
| Barnes Randall C | — | Sale | 1,000 | $13.30 | $13,300 | 108,060 | Nov 28, 2023 |
| Barnes Randall C | — | Sale | 9,926 | $13.46 | $133,601 | — | Nov 3, 2023 |
| Brock-Kyle Angela | — | Sale | 100 | $13.70 | $1,370 | — | Oct 12, 2023 |
| Brock-Kyle Angela | — | Purchase | 100 | $14.80 | $1,480 | 100 | Sep 28, 2023 |
| TOUPIN RONALD E JR | — | Other | — | — | — | 15,294 | Mar 13, 2023 |
| TOUPIN RONALD E JR | — | Purchase | 245 | $13.98 | $3,425 | 7,711 | Mar 13, 2023 |
| TOUPIN RONALD E JR | — | Sale | 2,000 | $15.50 | $31,000 | 15,294 | Oct 12, 2022 |
| TOUPIN RONALD E JR | — | Sale | 2,000 | $15.18 | $30,360 | 17,031 | Sep 29, 2022 |
| TOUPIN RONALD E JR | — | Sale | 2,000 | $16.01 | $32,020 | 19,031 | Sep 22, 2022 |
| Barnes Randall C | — | Sale | 356 | — | — | — | Jun 16, 2022 |
| Barnes Randall C | — | Sale | 1 | $16.75 | $11 | 8,318 | Jun 14, 2022 |
| Barnes Randall C | — | Sale | 13,000 | $17.61 | $228,930 | 27,881 | Jun 2, 2022 |
| Barnes Randall C | — | Sale | 13,000 | $17.61 | $228,930 | 27,881 | Jun 2, 2022 |
| Barnes Randall C | — | Sale | 33,000 | $19.08 | $629,640 | — | Nov 2, 2021 |
| Brock-Kyle Angela | — | Purchase | 1,000 | $21.27 | $21,270 | 1,000 | Jun 4, 2021 |
| TOUPIN RONALD E JR | — | Purchase | 415 | $19.08 | $7,918 | 4,274 | Dec 4, 2020 |
| Barnes Randall C | — | Purchase | 4,140 | $15.16 | $62,762 | 59,121 | Apr 16, 2020 |
| Rehder William | Assistant Vice President | Sale | 1,718 | $18.45 | $31,697 | — | Feb 3, 2020 |
| Barnes Randall C | — | Purchase | 1,330 | $18.25 | $24,273 | 52,649 | Dec 27, 2019 |
| TOUPIN RONALD E JR | — | Purchase | 361 | $19.42 | $7,011 | 3,349 | Dec 2, 2019 |
| TOUPIN RONALD E JR | — | Purchase | 525 | $19.07 | $10,012 | 2,935 | Sep 26, 2019 |
| Minerd B. Scott | — | Sale | 2,000 | $21.09 | $42,180 | — | Jul 10, 2019 |
| FRIEDRICH ROMAN III | — | Purchase | 1,090 | $20.17 | $21,985 | 5,075 | May 7, 2019 |
| FRIEDRICH ROMAN III | — | Purchase | 158 | $19.65 | $3,105 | 3,916 | Mar 19, 2019 |
| Barnes Randall C | — | Purchase | 2,575 | $18.95 | $48,796 | 30,894 | Jan 22, 2019 |
| TOUPIN RONALD E JR | — | Purchase | 150 | $18.67 | $2,801 | 2,212 | Jan 3, 2019 |
| Barnes Randall C | — | Purchase | 725 | $17.43 | $12,637 | 41,277 | Dec 26, 2018 |
| Oliverius Maynard F. | — | Purchase | 100 | $17.30 | $1,730 | 14,250 | Dec 20, 2018 |
| Oliverius Maynard F. | — | Purchase | 1,000 | $17.92 | $17,920 | 14,150 | Dec 18, 2018 |
| Oliverius Maynard F. | — | Purchase | 1,000 | $18.57 | $18,570 | 13,150 | Dec 14, 2018 |
| Oliverius Maynard F. | — | Purchase | 300 | $19.17 | $5,751 | 11,450 | Oct 31, 2018 |
| TOUPIN RONALD E JR | — | Purchase | 100 | $20.10 | $2,010 | 2,023 | Oct 8, 2018 |
| Barnes Randall C | — | Purchase | 3,950 | $20.55 | $81,173 | 27,287 | Sep 26, 2018 |
| FRIEDRICH ROMAN III | — | Purchase | 150 | $22.19 | $3,329 | 3,558 | Sep 6, 2018 |