Ocugen, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Upadhyay Arun | See Remarks | Tax Withholding | 41,633 | $0.89 | $37,053 | 306,197 | Jan 3, 2025 |
| Musunuri Shankar | Chief Executive Officer | Tax Withholding | 177,146 | $0.89 | $157,660 | 1,832,723 | Jan 3, 2025 |
| Fernandes Prabhavathi | — | Purchase | 10,000 | $0.91 | $9,100 | 10,000 | Nov 26, 2024 |
| Castillo Kirsten | — | Purchase | 25,000 | $0.91 | $22,750 | 75,000 | Nov 22, 2024 |
| Upadhyay Arun | See Remarks | Tax Withholding | 842 | $1.17 | $985 | 347,830 | Sep 16, 2024 |
| Upadhyay Arun | See Remarks | Tax Withholding | 917 | $1.42 | $1,302 | 348,672 | Jun 17, 2024 |
| Musunuri Shankar | Chief Executive Officer | Tax Withholding | 180,204 | $0.65 | $117,133 | 2,009,869 | Jan 3, 2024 |
| Upadhyay Arun | See Remarks | Tax Withholding | 41,633 | $0.65 | $27,061 | 349,589 | Jan 3, 2024 |
| Upadhyay Arun | See Remarks | Tax Withholding | 842 | $0.41 | $345 | 391,222 | Sep 16, 2023 |
| Upadhyay Arun | Chief Scientific Officer | Tax Withholding | 917 | $0.51 | $468 | 392,064 | Jun 16, 2023 |
| Zhang Junge | — | Purchase | 200,278 | $0.50 | $100,139 | 1,077,182 | Jun 14, 2023 |
| Musunuri Shankar | Chief Executive Officer | Option Exercise | 100,000 | $0.51 | $51,000 | 2,327,950 | Jan 17, 2023 |
| Crespo Jessica | CAO/SVP, Finance | Tax Withholding | 1,913 | $1.25 | $2,391 | 161,478 | Jan 3, 2023 |
| Upadhyay Arun | Chief Scientific Officer | Tax Withholding | 7,102 | $1.25 | $8,878 | 392,981 | Jan 3, 2023 |
| Musunuri Shankar | Chief Executive Officer | Sale | 100,000 | $1.08 | $108,000 | 2,190,073 | Jan 3, 2023 |
| Upadhyay Arun | Chief Scientific Officer | Award / Grant | 315,924 | — | — | 400,083 | Jan 3, 2023 |
| Crespo Jessica | CAO/SVP, Finance | Award / Grant | 122,951 | — | — | 163,391 | Jan 3, 2023 |
| Musunuri Shankar | Chief Executive Officer | Award / Grant | 1,475,410 | — | — | 2,227,950 | Jan 3, 2023 |
| Musunuri Shankar | Chief Executive Officer | Option Exercise | 95,809 | $0.51 | $48,863 | 848,349 | Dec 16, 2022 |
| Musunuri Shankar | Chief Executive Officer | Sale | 100,000 | $1.66 | $166,000 | 752,540 | Oct 14, 2022 |
| Kumar Ramesh | — | Sale | 4,500 | $1.83 | $8,235 | — | Oct 6, 2022 |
| Castillo Kirsten | — | Option Exercise | 42,000 | $0.28 | $11,760 | 92,000 | Aug 11, 2022 |
| Kumar Ramesh | — | Option Exercise | 7,500 | $0.51 | $3,825 | 7,500 | Jul 18, 2022 |
| Musunuri Shankar | Chief Executive Officer | Sale | 150,000 | $2.72 | $408,000 | 752,540 | Jul 14, 2022 |
| Musunuri Shankar | Chief Executive Officer | Sale | 125,000 | $1.92 | $240,000 | 752,540 | May 13, 2022 |
| Kumar Ramesh | — | Sale | 7,500 | $2.83 | $21,225 | — | Apr 18, 2022 |
| Crespo Jessica | CAO/SVP, Finance | Award / Grant | 22,940 | — | — | 40,440 | Mar 18, 2022 |
| Musunuri Shankar | Chief Executive Officer | Option Exercise | 81,823 | $0.33 | $27,002 | 834,363 | Mar 16, 2022 |
| Zhang Junge | — | Option Exercise | 39,000 | $0.51 | $19,890 | 39,000 | Mar 3, 2022 |
| Musunuri Shankar | Chief Executive Officer | Sale | 90,000 | $3.74 | $336,600 | 752,540 | Feb 14, 2022 |
| Kumar Ramesh | — | Option Exercise | 7,500 | $0.51 | $3,825 | 7,500 | Jan 18, 2022 |
| Subramanian Sanjay | Chief Financial Officer | Award / Grant | 125,534 | — | — | 161,125 | Jan 3, 2022 |
| Musunuri Shankar | Chief Executive Officer | Award / Grant | 346,540 | — | — | 752,540 | Jan 3, 2022 |
| Potti Manish | — | Option Exercise | 31,500 | $1.83 | $57,645 | 45,000 | Dec 16, 2021 |
| Musunuri Shankar | Chief Executive Officer | Sale | 115,000 | $5.22 | $600,300 | 1,145,299 | Dec 16, 2021 |
| Musunuri Shankar | Chief Executive Officer | Sale | 115,000 | $8.04 | $924,600 | 1,260,299 | Nov 16, 2021 |
| Zhang Junge | — | X | 1,653 | $7.56 | $12,497 | 876,904 | Nov 16, 2021 |
| Zhang Junge | — | Sale | 150,300 | $17.32 | $2,603,196 | 731,431 | Nov 3, 2021 |
| Potti Manish | — | Sale | 63,429 | $15.07 | $955,875 | 27,695 | Nov 2, 2021 |
| Castillo Kirsten | — | Sale | 15,000 | $15.00 | $225,000 | 50,000 | Nov 2, 2021 |
| Zhang Junge | — | Sale | 149,700 | $15.75 | $2,357,775 | 881,731 | Nov 2, 2021 |
| Kompella Uday | — | Sale | 25,000 | $16.01 | $400,250 | 154,416 | Nov 1, 2021 |
| Musunuri Shankar | Chief Executive Officer | Option Exercise | 115,367 | $0.51 | $58,837 | 521,367 | Nov 1, 2021 |
| Subramanian Sanjay | Chief Financial Officer | Sale | 10,000 | $11.07 | $110,700 | 35,591 | Oct 26, 2021 |
| Kompella Uday | — | Sale | 46,371 | $9.08 | $421,049 | 229,416 | Oct 26, 2021 |
| Kompella Uday | — | Sale | 1,898 | $9.01 | $17,101 | 275,787 | Oct 21, 2021 |
| Kompella Uday | — | Sale | 200,000 | $8.41 | $1,682,000 | 279,416 | Oct 20, 2021 |
| Kumar Ramesh | — | Sale | 7,500 | $8.13 | $60,975 | — | Oct 18, 2021 |
| Musunuri Shankar | Chief Executive Officer | Sale | 125,000 | $9.80 | $1,225,000 | 406,000 | Oct 15, 2021 |
| Subramanian Sanjay | Chief Financial Officer | Sale | 7,990 | $9.96 | $79,580 | 45,591 | Oct 15, 2021 |