Ocugen, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Musunuri Shankar | Chief Executive Officer | Option Exercise | 125,000 | $0.33 | $41,250 | 531,000 | Sep 15, 2021 |
| Subramanian Sanjay | Chief Financial Officer | Sale | 30,000 | $7.22 | $216,600 | 45,591 | Aug 16, 2021 |
| Kompella Uday | — | Option Exercise | 10,000 | $1.83 | $18,300 | 560,674 | Jul 30, 2021 |
| Kumar Ramesh | — | Option Exercise | 7,500 | $0.51 | $3,825 | 7,500 | Jul 19, 2021 |
| Subramanian Sanjay | Chief Financial Officer | Sale | 31,086 | $6.70 | $208,276 | 45,591 | Jul 15, 2021 |
| Kompella Uday | — | Option Exercise | 10,000 | $1.83 | $18,300 | 560,674 | Jun 25, 2021 |
| Subramanian Sanjay | Chief Financial Officer | Sale | 31,000 | $7.00 | $217,000 | 45,591 | Jun 15, 2021 |
| Potti Manish | — | X | 95,880 | $6.30 | $604,044 | 159,309 | Jun 15, 2021 |
| Musunuri Shankar | Chief Executive Officer | Option Exercise | 7,758 | $0.33 | $2,560 | 413,758 | Jun 7, 2021 |
| Castillo Kirsten | — | Sale | 10,000 | $10.00 | $100,000 | 65,000 | Jun 7, 2021 |
| Kompella Uday | — | Sale | 7,191 | $8.82 | $63,425 | 550,674 | May 28, 2021 |
| Fernandes Prabhavathi | — | Sale | 14,000 | $8.19 | $114,660 | — | May 25, 2021 |
| Subramanian Sanjay | Chief Financial Officer | Option Exercise | 31,000 | $0.34 | $10,540 | 76,591 | May 14, 2021 |
| Tammara Vijay | Senior Vice President | Sale | 2,000 | $13.81 | $27,620 | — | May 4, 2021 |
| Potti Manish | — | Sale | 28,000 | $15.01 | $420,280 | — | May 3, 2021 |
| Kompella Uday | — | Option Exercise | 20,000 | $0.51 | $10,200 | 620,674 | May 3, 2021 |
| Musunuri Shankar | Chief Executive Officer | Option Exercise | 195,809 | $0.51 | $99,863 | 601,809 | May 3, 2021 |
| Subramanian Sanjay | Chief Financial Officer | Option Exercise | 7,990 | $2.19 | $17,498 | 53,581 | Apr 29, 2021 |
| Tammara Vijay | Senior Vice President | Sale | 4,317 | $16.00 | $69,072 | — | Apr 29, 2021 |
| Kompella Uday | — | Sale | 350,000 | $11.70 | $4,095,000 | 600,674 | Apr 26, 2021 |
| Kumar Ramesh | — | Option Exercise | 7,500 | $0.51 | $3,825 | 7,500 | Apr 19, 2021 |
| Potti Manish | — | Option Exercise | 21,000 | $0.51 | $10,710 | 21,000 | Mar 5, 2021 |
| Subramanian Sanjay | Chief Financial Officer | Option Exercise | 35,591 | $0.51 | $18,151 | 45,591 | Jan 29, 2021 |
| Castillo Kirsten | — | Purchase | 75,000 | $0.31 | $23,250 | 75,000 | May 28, 2020 |
| Musunuri Shankar | Chief Executive Officer | Purchase | 143,000 | $0.35 | $50,050 | 406,000 | Dec 11, 2019 |
| Zhang Junge | — | Purchase | 220,000 | $0.44 | $96,800 | 818,578 | Dec 4, 2019 |
| Zhang Junge | — | Purchase | 270,000 | $0.37 | $99,900 | 600,078 | Nov 27, 2019 |
| Zhang Junge | — | Purchase | 80,000 | $0.28 | $22,400 | 215,078 | Nov 25, 2019 |
| Subramanian Sanjay | Chief Financial Officer | Purchase | 5,000 | $0.28 | $1,400 | 10,000 | Nov 22, 2019 |
| Zhang Junge | — | Purchase | 98,500 | $0.41 | $40,385 | 133,578 | Nov 18, 2019 |
| Zhang Junge | — | Purchase | 100,000 | $0.41 | $41,000 | 135,078 | Nov 18, 2019 |
| Zhang Junge | — | Purchase | 4,000 | $1.48 | $5,920 | 35,078 | Oct 11, 2019 |
| Subramanian Sanjay | Chief Financial Officer | Purchase | 5,000 | $1.88 | $9,400 | 5,000 | Oct 2, 2019 |
| Zhang Junge | — | Purchase | 10,000 | $3.10 | $31,000 | 15,915 | Sep 30, 2019 |
| Wilmslow Estates Ltd | — | Option Exercise | 1,244,444 | — | — | 5,258,859 | Feb 8, 2019 |
| Lewis Michael | — | Option Exercise | 1,244,444 | — | — | 5,258,859 | Feb 8, 2019 |
| RAKIN KEVIN | — | Option Exercise | 111,111 | — | — | 257,846 | Feb 8, 2019 |
| INTREXON CORP | — | Sale | 400,507 | $0.16 | $64,081 | 2,038,263 | Jan 11, 2019 |
| RAKIN KEVIN | — | Purchase | 230,768 | — | — | 245,563 | Oct 10, 2018 |
| Wilmslow Estates Ltd | — | Purchase | 538,460 | — | — | 3,610,570 | Oct 10, 2018 |
| Lewis Michael | — | Purchase | 538,460 | — | — | 3,610,570 | Oct 10, 2018 |
| Gridley Adam | President and CEO | Purchase | 2,000 | $2.15 | $4,300 | 7,000 | May 16, 2018 |
| GILL DAVID N | — | Purchase | 3,000 | $1.81 | $5,430 | 14,000 | Aug 16, 2017 |
| GILL DAVID N | — | Purchase | 3,000 | $1.68 | $5,040 | 11,000 | May 16, 2017 |
| GILL DAVID N | — | Purchase | 3,000 | $1.65 | $4,950 | 8,000 | Dec 15, 2016 |
| SPLIT ROCK PARTNERS II, LP | — | C | 1,114,043 | — | — | 2,775,538 | Dec 13, 2016 |
| GILL DAVID N | — | Purchase | 5,000 | $1.92 | $9,600 | 5,000 | Dec 9, 2016 |
| Lewis Michael | — | C | 996,779 | — | — | 3,072,110 | Dec 2, 2016 |
| Wilmslow Estates Ltd | — | C | 996,779 | — | — | 3,072,110 | Dec 2, 2016 |
| Lieber Jonathan I | Chief Financial Officer | Purchase | 5,000 | $1.95 | $9,750 | 5,000 | Dec 2, 2016 |