Evercore Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Altman Roger C | Executive Chairman | C | 250,000 | — | — | 250,000 | Aug 9, 2013 |
| Walsh Robert B | Principal Financial Officer | Sale | 20,000 | $47.58 | $951,600 | 103,676 | Jul 31, 2013 |
| Pritzker Anthony N | — | Award / Grant | 1,058 | — | — | 9,796 | Jun 19, 2013 |
| HESSLER CURTIS A | — | Award / Grant | 1,058 | — | — | 14,796 | Jun 19, 2013 |
| Harris Gail Block | — | Award / Grant | 1,058 | — | — | 39,424 | Jun 19, 2013 |
| MILLARD ROBERT B | — | Award / Grant | 1,058 | — | — | 40,038 | Jun 19, 2013 |
| BEATTIE RICHARD I | — | Award / Grant | 1,058 | — | — | 24,118 | Jun 19, 2013 |
| de Saint Phalle Francois | — | Award / Grant | 1,058 | — | — | 59,796 | Jun 19, 2013 |
| Altman Roger C | Executive Chairman | Award / Grant | 395 | — | — | 389,391 | Jun 14, 2013 |
| FRANKEL ADAM B | General Counsel | Award / Grant | 13 | — | — | 34,253 | Jun 14, 2013 |
| Pensa Paul | Contr.,Principal Acct. Officer | Award / Grant | 13 | — | — | 6,907 | Jun 14, 2013 |
| SIBBALD ANDREW | CEO EVR Partners International | Award / Grant | 130 | — | — | 328,817 | Jun 14, 2013 |
| ASPE PEDRO | Co-Chairman of the Board | Award / Grant | 103 | — | — | 66,243 | Jun 14, 2013 |
| SCHLOSSTEIN RALPH | President and CEO | Award / Grant | 123 | — | — | 1,129,385 | Jun 14, 2013 |
| Walsh Robert B | Principal Financial Officer | Award / Grant | 101 | — | — | 123,676 | Jun 14, 2013 |
| ASPE PEDRO | Co-Chairman of the Board | Sale | 49,014 | $37.90 | $1,857,631 | 66,071 | Apr 26, 2013 |
| ASPE PEDRO | Co-Chairman of the Board | Award / Grant | 21 | — | — | 114,930 | Mar 8, 2013 |
| Pensa Paul | Contr.,Principal Acct. Officer | Award / Grant | 17 | — | — | 6,856 | Mar 8, 2013 |
| SIBBALD ANDREW | CEO EVR Partners International | Award / Grant | 258 | — | — | 327,319 | Mar 8, 2013 |
| SCHLOSSTEIN RALPH | President and CEO | Award / Grant | 266 | — | — | 1,129,199 | Mar 8, 2013 |
| Walsh Robert B | Principal Financial Officer | Award / Grant | 90 | — | — | 123,419 | Mar 8, 2013 |
| Altman Roger C | Executive Chairman | Award / Grant | 150 | — | — | 387,491 | Mar 8, 2013 |
| FRANKEL ADAM B | General Counsel | Award / Grant | 12 | — | — | 34,098 | Mar 8, 2013 |
| FRANKEL ADAM B | General Counsel | Gift | 165 | — | — | 33,366 | Mar 7, 2013 |
| Altman Roger C | Executive Chairman | Gift | 8,975 | — | — | 357,676 | Mar 6, 2013 |
| SCHLOSSTEIN RALPH | President and CEO | Sale | 28,571 | $39.68 | $1,133,697 | 1,128,061 | Feb 27, 2013 |
| SCHLOSSTEIN RALPH | President and CEO | Sale | 17,952 | $40.61 | $729,031 | 1,156,632 | Feb 19, 2013 |
| Altman Roger C | Executive Chairman | Tax Withholding | 11,057 | $40.17 | $444,160 | 387,105 | Feb 19, 2013 |
| SCHLOSSTEIN RALPH | President and CEO | Tax Withholding | 8,615 | $40.17 | $346,065 | 1,174,584 | Feb 19, 2013 |
| ASPE PEDRO | Co-Chairman of the Board | Tax Withholding | 535 | $40.17 | $21,491 | 114,755 | Feb 19, 2013 |
| SIBBALD ANDREW | CEO EVR Partners International | Sale | 4,140 | $39.96 | $165,434 | 325,721 | Feb 15, 2013 |
| Pensa Paul | Contr.,Principal Acct. Officer | Sale | 873 | $38.82 | $33,890 | 6,832 | Feb 12, 2013 |
| SIBBALD ANDREW | CEO EVR Partners International | Award / Grant | 50,586 | — | — | 329,861 | Feb 12, 2013 |
| FRANKEL ADAM B | General Counsel | Award / Grant | 11,734 | — | — | 34,086 | Feb 12, 2013 |
| ASPE PEDRO | Co-Chairman of the Board | Award / Grant | 30,378 | — | — | 115,290 | Feb 12, 2013 |
| Walsh Robert B | Principal Financial Officer | Award / Grant | 17,601 | — | — | 123,189 | Feb 12, 2013 |
| Altman Roger C | Executive Chairman | Award / Grant | 73,141 | — | — | 398,162 | Feb 12, 2013 |
| SCHLOSSTEIN RALPH | President and CEO | Award / Grant | 52,150 | — | — | 1,183,199 | Feb 12, 2013 |
| Altman Roger C | Executive Chairman | Tax Withholding | 12,054 | $39.08 | $471,070 | 325,021 | Feb 11, 2013 |
| FRANKEL ADAM B | General Counsel | Sale | 2,000 | $38.74 | $77,480 | 22,352 | Feb 11, 2013 |
| ASPE PEDRO | Co-Chairman of the Board | Tax Withholding | 3,567 | $39.08 | $139,398 | 84,912 | Feb 11, 2013 |
| Pensa Paul | Contr.,Principal Acct. Officer | Tax Withholding | 192 | $39.08 | $7,503 | 5,482 | Feb 11, 2013 |
| Pensa Paul | Contr.,Principal Acct. Officer | Sale | 364 | $38.38 | $13,970 | 5,674 | Feb 6, 2013 |
| Walsh Robert B | Principal Financial Officer | Tax Withholding | 2,059 | $38.70 | $79,683 | 105,588 | Feb 6, 2013 |
| SCHLOSSTEIN RALPH | President and CEO | Tax Withholding | 9,427 | $38.70 | $364,825 | 1,131,049 | Feb 6, 2013 |
| FRANKEL ADAM B | General Counsel | Tax Withholding | 1,388 | $38.70 | $53,716 | 24,352 | Feb 6, 2013 |
| Altman Roger C | Executive Chairman | Tax Withholding | 13,316 | $38.70 | $515,329 | 337,075 | Feb 6, 2013 |
| ASPE PEDRO | Co-Chairman of the Board | Tax Withholding | 1,858 | $38.70 | $71,905 | 88,479 | Feb 6, 2013 |
| SIBBALD ANDREW | CEO EVR Partners International | Tax Withholding | 3,678 | $38.70 | $142,339 | 279,275 | Feb 6, 2013 |
| Altman Roger C | Executive Chairman | Tax Withholding | 32,849 | $38.00 | $1,248,262 | 350,391 | Feb 4, 2013 |