Evercore Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ASPE PEDRO | Co-Chairman of the Board | Tax Withholding | 2,253 | $50.80 | $114,452 | 307,318 | Feb 6, 2015 |
| FRANKEL ADAM B | General Counsel | Tax Withholding | 1,445 | $50.80 | $73,406 | 34,659 | Feb 6, 2015 |
| Pensa Paul | Contr., Principal Acct.Officer | Sale | 802 | $51.05 | $40,942 | 4,412 | Feb 6, 2015 |
| SCHLOSSTEIN RALPH | President and CEO | Tax Withholding | 10,241 | $50.80 | $520,243 | 608,902 | Feb 6, 2015 |
| SIBBALD ANDREW | CEO EVR Partners International | Tax Withholding | 3,819 | $50.80 | $194,005 | 234,087 | Feb 6, 2015 |
| Walsh Robert B | Principal Financial Officer | Tax Withholding | 2,141 | $50.80 | $108,763 | 103,111 | Feb 6, 2015 |
| FRANKEL ADAM B | General Counsel | Gift | 50 | — | — | 51,959 | Feb 5, 2015 |
| FRANKEL ADAM B | General Counsel | Tax Withholding | 3,272 | $50.75 | $166,054 | 36,104 | Feb 4, 2015 |
| ASPE PEDRO | Co-Chairman of the Board | Tax Withholding | 8,668 | $50.75 | $439,901 | 309,571 | Feb 4, 2015 |
| Walsh Robert B | Principal Financial Officer | Tax Withholding | 4,486 | $50.75 | $227,665 | 105,252 | Feb 4, 2015 |
| SCHLOSSTEIN RALPH | President and CEO | Tax Withholding | 16,963 | $50.75 | $860,872 | 619,143 | Feb 4, 2015 |
| Pensa Paul | Contr., Principal Acct.Officer | Tax Withholding | 719 | $50.75 | $36,489 | 5,722 | Feb 4, 2015 |
| Altman Roger C | Executive Chairman | Tax Withholding | 22,093 | $50.75 | $1,121,220 | 254,307 | Feb 4, 2015 |
| SIBBALD ANDREW | CEO EVR Partners International | Tax Withholding | 8,209 | $50.75 | $416,607 | 237,906 | Feb 4, 2015 |
| SCHLOSSTEIN RALPH | President and CEO | Gift | 60,000 | — | — | 586,991 | Dec 22, 2014 |
| SCHLOSSTEIN RALPH | President and CEO | Award / Grant | 219 | — | — | 635,887 | Dec 12, 2014 |
| Walsh Robert B | Principal Financial Officer | Award / Grant | 74 | — | — | 109,863 | Dec 12, 2014 |
| Pensa Paul | Contr., Principal Acct.Officer | Award / Grant | 11 | — | — | 6,441 | Dec 12, 2014 |
| Altman Roger C | Executive Chairman | Award / Grant | 111 | — | — | 312,136 | Dec 12, 2014 |
| FRANKEL ADAM B | General Counsel | Award / Grant | 15 | — | — | 39,470 | Dec 12, 2014 |
| SIBBALD ANDREW | CEO EVR Partners International | Award / Grant | 95 | — | — | 253,405 | Dec 12, 2014 |
| ASPE PEDRO | Co-Chairman of the Board | Award / Grant | 68 | — | — | 317,811 | Dec 12, 2014 |
| SIBBALD ANDREW | CEO EVR Partners International | Sale | 13,899 | $50.36 | $699,954 | 252,563 | Oct 28, 2014 |
| SIBBALD ANDREW | CEO EVR Partners International | Gift | 7,290 | — | — | 246,115 | Oct 28, 2014 |
| OVERLOCK WILARD J JR | — | Award / Grant | 1,054 | — | — | 1,054 | Oct 24, 2014 |
| SCHLOSSTEIN RALPH | President and CEO | Award / Grant | 195 | — | — | 634,816 | Sep 12, 2014 |
| Pensa Paul | Contr., Principal Acct.Officer | Award / Grant | 9 | — | — | 6,404 | Sep 12, 2014 |
| FRANKEL ADAM B | General Counsel | Award / Grant | 44 | — | — | 39,402 | Sep 12, 2014 |
| ASPE PEDRO | Co-Chairman of the Board | Award / Grant | 114 | — | — | 317,467 | Sep 12, 2014 |
| Walsh Robert B | Principal Financial Officer | Award / Grant | 18 | — | — | 109,520 | Sep 12, 2014 |
| SIBBALD ANDREW | CEO EVR Partners International | Award / Grant | 85 | — | — | 266,462 | Sep 12, 2014 |
| Altman Roger C | Executive Chairman | Award / Grant | 74 | — | — | 310,798 | Sep 12, 2014 |
| Walsh Robert B | Principal Financial Officer | Gift | 200 | — | — | 109,738 | Aug 21, 2014 |
| Altman Roger C | Executive Chairman | Award / Grant | 165 | — | — | 310,724 | Jun 13, 2014 |
| SCHLOSSTEIN RALPH | President and CEO | Award / Grant | 175 | — | — | 634,037 | Jun 13, 2014 |
| SIBBALD ANDREW | CEO EVR Partners International | Award / Grant | 76 | — | — | 265,712 | Jun 13, 2014 |
| Pensa Paul | Contr.,Principal Acct. Officer | Award / Grant | 9 | — | — | 6,371 | Jun 13, 2014 |
| ASPE PEDRO | Co-Chairman of the Board | Award / Grant | 226 | — | — | 317,259 | Jun 13, 2014 |
| Walsh Robert B | Principal Financial Officer | Award / Grant | 49 | — | — | 109,383 | Jun 13, 2014 |
| FRANKEL ADAM B | General Counsel | Award / Grant | 12 | — | — | 39,187 | Jun 13, 2014 |
| HESSLER CURTIS A | — | Award / Grant | 725 | — | — | 15,521 | Jun 5, 2014 |
| Harris Gail Block | — | Award / Grant | 725 | — | — | 40,149 | Jun 5, 2014 |
| MILLARD ROBERT B | — | Award / Grant | 725 | — | — | 40,763 | Jun 5, 2014 |
| BEATTIE RICHARD I | — | Award / Grant | 725 | — | — | 24,843 | Jun 5, 2014 |
| de Saint Phalle Francois | — | Award / Grant | 725 | — | — | 60,521 | Jun 5, 2014 |
| SCHLOSSTEIN RALPH | President and CEO | Tax Withholding | 502,380 | $54.34 | $27,299,329 | 633,161 | May 29, 2014 |
| ASPE PEDRO | Co-Chairman of the Board | Award / Grant | 53 | — | — | 316,511 | Mar 14, 2014 |
| Pensa Paul | Contr.,Principal Acct. Officer | Award / Grant | 8 | — | — | 6,342 | Mar 14, 2014 |
| SIBBALD ANDREW | CEO EVR Partners International | Award / Grant | 74 | — | — | 264,681 | Mar 14, 2014 |
| Altman Roger C | Executive Chairman | Award / Grant | 65 | — | — | 309,179 | Mar 14, 2014 |