First Western Financial Inc — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Zimlich Joseph C. | — | Award / Grant | 1,915 | — | — | 27,177 | Nov 1, 2018 |
| Hamill Patrick H | — | Award / Grant | 1,915 | — | — | 102,747 | Nov 1, 2018 |
| Latimer Luke A | — | Award / Grant | 1,915 | — | — | 49,035 | Nov 1, 2018 |
| Smith Mark L | — | Award / Grant | 1,915 | — | — | 41,919 | Nov 1, 2018 |
| SIPF ERIC D | — | Award / Grant | 1,915 | — | — | 177,500 | Nov 1, 2018 |
| Gart Thomas A | — | Option Exercise | 8,772 | — | — | 72,909 | Sep 10, 2018 |
| Duncan David R | — | Option Exercise | 4,386 | — | — | 13,158 | Sep 10, 2018 |
| Caponi Julie A | — | Option Exercise | 3,860 | — | — | 13,080 | Sep 10, 2018 |
| Zimlich Joseph C. | — | Option Exercise | 8,772 | — | — | 90,146 | Sep 10, 2018 |
| Hamill Patrick H | — | Option Exercise | 8,772 | — | — | 100,832 | Sep 10, 2018 |
| Latimer Luke A | — | Option Exercise | 1,197 | — | — | 47,120 | Sep 10, 2018 |
| Smith Mark L | — | Option Exercise | 1,500 | — | — | 40,004 | Sep 10, 2018 |
| SIPF ERIC D | — | Option Exercise | 5,000 | — | — | 175,585 | Sep 10, 2018 |
| Sawyer John Emery | Chief Investment Officer | Option Exercise | 2,500 | — | — | 9,500 | Sep 10, 2018 |
| Caponi Julie A | — | Award / Grant | 1,500 | $19.00 | $28,500 | 9,220 | Jul 18, 2018 |
| Duncan David R | — | Award / Grant | 25,000 | $19.00 | $475,000 | 178,177 | Jul 18, 2018 |
| Hamill Patrick H | — | Award / Grant | 22,500 | $19.00 | $427,500 | 92,060 | Jul 18, 2018 |
| Latimer Luke A | — | Award / Grant | 5,000 | $19.00 | $95,000 | 45,923 | Jul 18, 2018 |
| Lawley Scott J | Chief Credit Officer | Award / Grant | 1,000 | $19.00 | $19,000 | 4,000 | Jul 18, 2018 |
| Smith Mark L | — | Award / Grant | 5,000 | $19.00 | $95,000 | 38,504 | Jul 18, 2018 |