IGC Pharma, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GRIMALDI CLAUDIA | PFO | Gift | 50,000 | — | — | 1,134,252 | Oct 17, 2025 |
| Mukunda Ram | CEO | Gift | 100,000 | — | — | 3,992,678 | Oct 17, 2025 |
| PRINS RICHARD K | — | Option Exercise | 70,000 | — | — | 1,271,251 | Mar 31, 2025 |
| Mukunda Ram | CEO | Option Exercise | 233,333 | — | — | 3,759,345 | Mar 31, 2025 |
| Moran James P | — | Option Exercise | 33,333 | — | — | 975,735 | Mar 31, 2025 |
| GRIMALDI CLAUDIA | — | Option Exercise | 58,333 | — | — | 1,084,252 | Mar 31, 2025 |
| Moran James P | — | Purchase | 588,235 | $0.34 | $200,000 | 942,402 | Sep 25, 2024 |
| PRINS RICHARD K | — | Gift | 200,000 | — | — | 1,042,917 | Aug 12, 2024 |
| Bradbury Strategic Investment Fund A (Cayman Islands Registration No. CR-359857) | — | Award / Grant | 8,823,529 | $0.34 | $3,000,000 | 13,823,529 | Mar 22, 2024 |
| MUKUNDA RAM | CEO | Option Exercise | 333,333 | — | — | 2,908,093 | Mar 13, 2024 |
| GRIMALDI CLAUDIA | — | Option Exercise | 58,333 | — | — | 842,154 | Mar 13, 2024 |
| PRINS RICHARD K | — | Option Exercise | 58,333 | — | — | 1,071,667 | Mar 13, 2024 |
| Moran James P | — | Option Exercise | 29,000 | — | — | 354,167 | Mar 13, 2024 |
| GRIMALDI CLAUDIA | VICE PRESIDENT, CCO & PF0 | Option Exercise | 58,334 | — | — | 700,488 | Mar 31, 2023 |
| Moran James P | — | Option Exercise | 33,334 | — | — | 133,334 | Mar 31, 2023 |
| PRINS RICHARD K | — | Option Exercise | 58,334 | — | — | 913,334 | Mar 31, 2023 |
| MUKUNDA RAM | CEO | Option Exercise | 16,667 | — | — | 760,751 | Mar 31, 2023 |
| MUKUNDA RAM | CEO & PEO | Gift | 150,000 | — | — | 3,158,094 | Jul 28, 2022 |
| MUKUNDA RAM | CEO | Option Exercise | 600,000 | — | — | 3,108,094 | Jun 1, 2022 |
| PRINS RICHARD K | — | Option Exercise | 31,250 | — | — | 755,000 | May 31, 2022 |
| LYNCH John Edward | — | Option Exercise | 9,375 | — | — | 134,401 | May 31, 2022 |
| GRIMALDI CLAUDIA | VICE PRESIDENT & PF0 | Option Exercise | 83,334 | — | — | 521,321 | May 31, 2022 |
| Moran James P | — | Award / Grant | 50,000 | — | — | 50,000 | Jan 18, 2022 |
| PRINS RICHARD K | — | Gift | 40,000 | — | — | 530,000 | Dec 20, 2021 |
| MUKUNDA RAM | CEO | Award / Grant | — | — | — | 727,417 | Dec 20, 2021 |
| GRIMALDI CLAUDIA | Vice President & PFO | Award / Grant | 250,000 | — | — | 437,987 | Dec 20, 2021 |
| GOEL ROHIT | Senior Director of Finance&PAO | Award / Grant | 75,000 | — | — | 235,000 | May 13, 2021 |
| PRINS RICHARD K | — | Award / Grant | 300,000 | — | — | 920,000 | May 13, 2021 |
| MUKUNDA RAM | CEO | Award / Grant | 50,000 | — | — | 777,417 | May 13, 2021 |
| MUKUNDA RAM | CEO | Award / Grant | 1,000,000 | — | — | 3,174,760 | May 13, 2021 |
| PRINS RICHARD K | — | Sale | 50,000 | $1.75 | $87,500 | 620,000 | Mar 9, 2021 |
| MUKUNDA RAM | Exec. Chairman & CEO | Sale | 50,000 | $2.14 | $107,000 | 2,774,760 | Mar 2, 2021 |
| PRINS RICHARD K | — | Sale | 500 | $1.81 | $905 | 719,500 | Feb 10, 2021 |
| PRINS RICHARD K | — | Gift | 20,000 | — | — | 795,000 | Dec 1, 2020 |
| GRIMALDI CLAUDIA | Vice President & PFO | Award / Grant | 250,000 | — | — | 787,987 | Nov 3, 2020 |
| GRIMALDI CLAUDIA | Vice President & PFO | Award / Grant | 250,000 | — | — | 687,987 | Nov 3, 2020 |
| MUKUNDA RAM | Exec. Chairman & CEO | Gift | 200,000 | — | — | 3,104,760 | Jun 7, 2020 |
| MUKUNDA RAM | CEO & PEO | Award / Grant | 85,000 | — | — | 727,417 | Mar 19, 2020 |
| PRINS RICHARD K | — | Award / Grant | 250,000 | — | — | 838,000 | Mar 19, 2020 |
| GRIMALDI CLAUDIA | Vice President & PFO | Award / Grant | 200,000 | — | — | 1,037,987 | Mar 19, 2020 |
| GOEL ROHIT | Manager and PAO | Award / Grant | 30,000 | — | — | 160,000 | Mar 19, 2020 |
| MUKUNDA RAM | CEO & PEO | Gift | 50,000 | — | — | 2,774,760 | Dec 26, 2019 |
| GRIMALDI CLAUDIA | Vice President & PFO | Gift | 15,000 | — | — | 837,987 | Nov 22, 2019 |
| PRINS RICHARD K | — | Gift | 40,000 | — | — | 588,000 | Jun 25, 2019 |
| GRIMALDI CLAUDIA | Vice President & PFO | Award / Grant | 300,000 | — | — | 852,987 | Jun 11, 2019 |
| MUKUNDA RAM | Exec. Chairman & CEO | Award / Grant | 150,000 | — | — | 642,417 | Jun 11, 2019 |
| GOEL ROHIT | Manager and PAO | Award / Grant | 30,000 | — | — | 130,000 | Jun 11, 2019 |
| PRINS RICHARD K | — | Gift | 3,000 | — | — | 253,000 | Oct 26, 2018 |
| SHENOY SUDHAKAR V | — | Award / Grant | 150,000 | — | — | 695,000 | Sep 7, 2018 |
| GRIMALDI CLAUDIA | Vice President and PFO | Sale | 116,020 | $2.00 | $232,040 | 552,987 | Aug 30, 2018 |