IGC Pharma, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MUKUNDA RAM | Exec. Chairman & CEO | Sale | 50,000 | $1.87 | $93,500 | 2,224,760 | Aug 30, 2018 |
| MUKUNDA RAM | Exec. Chairman & CEO | Sale | 25,000 | $0.64 | $16,000 | 385,189 | Aug 28, 2018 |
| SHENOY SUDHAKAR V | — | Award / Grant | 215,000 | — | — | 1,045,000 | Aug 28, 2018 |
| GRIMALDI CLAUDIA | Vice President and PFO | Award / Grant | 75,000 | — | — | 669,007 | Aug 27, 2018 |
| PRINS RICHARD K | — | Gift | 3,000 | — | — | 283,000 | Apr 6, 2018 |
| MUKUNDA RAM | Exec. Chairman & CEO | Sale | 7,738 | $1.11 | $8,589 | 2,384,256 | Jan 11, 2018 |
| MUKUNDA RAM | Exec. Chairman & CEO | Sale | 25,000 | $0.76 | $19,000 | 2,391,994 | Dec 14, 2017 |
| MUKUNDA RAM | Exec. Chairman & CEO | Sale | 70,000 | $0.85 | $59,500 | 2,526,944 | Dec 8, 2017 |
| PRINS RICHARD K | — | Sale | 100 | $0.55 | $55 | 437,070 | Dec 4, 2017 |
| MUKUNDA RAM | Exec. Chairman & CEO | Disposition | 25,000 | $0.40 | $10,000 | 717,289 | Oct 18, 2017 |
| Cherin John | CFO, Treasurer and PAO | Disposition | 1,000 | $0.32 | $320 | 330,000 | Sep 11, 2017 |
| MUKUNDA RAM | Executive Chairman and CEO | Gift | 90,000 | — | — | 2,265,994 | Sep 7, 2017 |
| Cherin John | CFO, Treasurer and PAO | Disposition | 10,000 | $0.32 | $3,200 | 340,000 | Aug 28, 2017 |
| PRINS RICHARD K | — | Gift | 2,000 | — | — | 465,000 | Aug 18, 2017 |
| Cherin John | CFO, Treasurer and PAO | Disposition | 13,000 | $0.43 | $5,590 | 350,000 | Jul 25, 2017 |
| PRINS RICHARD K | — | Gift | 2,000 | — | — | 481,000 | Jun 30, 2017 |
| PRINS RICHARD K | — | Award / Grant | 150,000 | — | — | 499,000 | May 9, 2017 |
| SHENOY SUDHAKAR V | — | Award / Grant | 150,000 | — | — | 830,000 | May 9, 2017 |
| MUKUNDA RAM | Exec. Chairman & CEO | Award / Grant | 569,994 | — | — | 2,596,944 | May 9, 2017 |
| PRINS RICHARD K | — | Gift | 2,000 | — | — | 383,000 | Apr 21, 2017 |
| Cherin John | CFO, Treasurer and PAO | Disposition | 950 | $0.52 | $494 | 373,000 | Apr 3, 2017 |
| Cherin John | CFO, Treasurer and PAO | Award / Grant | 250,000 | — | — | 373,950 | Feb 24, 2017 |
| MUKUNDA RAM | Exec. Chairman & CEO | Award / Grant | 130,000 | — | — | 642,289 | Feb 9, 2017 |
| MUKUNDA RAM | Exec. Chairman & CEO | Disposition | 34,400 | $0.38 | $13,072 | 197,889 | Jan 13, 2017 |
| SHENOY SUDHAKAR V | — | Award / Grant | 125,000 | — | — | 530,000 | Jan 13, 2017 |
| PRINS RICHARD K | — | Gift | 2,000 | — | — | 243,000 | Dec 16, 2016 |
| PRINS RICHARD K | — | Gift | 2,000 | — | — | 259,000 | Oct 14, 2016 |
| PRINS RICHARD K | — | Gift | 2,000 | — | — | 212,000 | Mar 18, 2016 |
| PRINS RICHARD K | — | Gift | 2,000 | — | — | 250,000 | Sep 18, 2015 |
| PRINS RICHARD K | — | Gift | 1,000 | — | — | 305,000 | Mar 27, 2015 |
| PRINS RICHARD K | — | Gift | 1,000 | — | — | 313,000 | Nov 7, 2014 |
| PRINS RICHARD K | — | Gift | 1,000 | — | — | 58,000 | Nov 7, 2014 |
| PRINS RICHARD K | — | Award / Grant | 50,000 | — | — | 315,000 | Oct 16, 2014 |
| SHENOY SUDHAKAR V | — | Award / Grant | 50,000 | — | — | 405,000 | Oct 16, 2014 |
| MUKUNDA RAM | Exec. Chairman & CEO | Award / Grant | 47,889 | — | — | 180,389 | Oct 16, 2014 |
| PRINS RICHARD K | — | Gift | 1,000 | — | — | 62,000 | Sep 26, 2014 |
| PRINS RICHARD K | — | Gift | 1,500 | — | — | 100,500 | Mar 28, 2014 |
| PRINS RICHARD K | — | Gift | 1,500 | — | — | 58,500 | May 31, 2013 |
| PRINS RICHARD K | — | Purchase | 105,000 | — | — | 105,000 | Apr 19, 2013 |
| MUKUNDA RAM | Exec. Chairman & CEO | Purchase | 172,841 | — | — | 443,017 | Apr 19, 2013 |
| SHENOY SUDHAKAR V | — | Purchase | 105,000 | — | — | 105,000 | Apr 19, 2013 |
| NGAI SHU KWONG | Interim CFO | Purchase | 43,100 | — | — | 43,100 | Apr 19, 2013 |
| KRISHNA RANGA c | — | Purchase | 50,000 | $0.20 | $10,000 | 1,068,461 | Aug 7, 2012 |
| KRISHNA RANGA c | — | Purchase | 40,500 | $0.23 | $9,315 | 1,018,461 | Jul 12, 2012 |
| KRISHNA RANGA c | — | Purchase | 78,456 | $0.18 | $14,122 | 796,356 | Oct 14, 2011 |
| Oliveira Steven Michael | — | Sale | 423,986 | $0.97 | $411,266 | 772,196 | May 20, 2009 |
| Oliveira Steven Michael | — | Sale | 646,599 | $1.27 | $821,181 | 1,384,606 | May 19, 2009 |
| MUKUNDA RAM | Exec. Chairman & CEO | Award / Grant | 34,410 | — | — | 594,924 | May 13, 2009 |
| Oliveira Steven Michael | — | C | 80,401 | — | — | 2,238,374 | Jan 9, 2009 |
| Nisswa Acquisition Master Fund Ltd. | — | C | 107,024 | — | — | 107,024 | Jan 6, 2009 |