Duke Energy CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| COX PHILLIP R | — | Award / Grant | 4,960 | $20.15 | $99,944 | 9,952 | May 10, 2007 |
| BROWNING MICHAEL G | — | Award / Grant | 4,960 | $20.15 | $99,944 | 135,155 | May 10, 2007 |
| HAUSER DAVID L | Grp Exec & CFO | Sale | 700 | $20.37 | $14,259 | 41,075 | May 10, 2007 |
| HANCE JAMES H JR | — | Purchase | 606 | — | — | 25,836 | Apr 19, 2007 |
| RHODES JAMES T | — | Purchase | 667 | — | — | 19,583 | Apr 19, 2007 |
| YOUNG STEVEN K | Sr. VP & Controller | Tax Withholding | 327 | $20.77 | $6,792 | 16,342 | Apr 4, 2007 |
| MANLY MARC E | Group Executive & CLO | Tax Withholding | 1,087 | $20.77 | $22,577 | 27,901 | Apr 4, 2007 |
| TURNER JAMES L | Group Exec & President-FE&G | Tax Withholding | 1,116 | $20.77 | $23,179 | 37,373 | Apr 4, 2007 |
| MANLY MARC E | Group Executive & CLO | Option Exercise | 3,242 | — | — | 28,988 | Apr 4, 2007 |
| GOOD LYNN J | Sr. Vice President & Treasurer | Option Exercise | 1,226 | — | — | 15,114 | Apr 4, 2007 |
| SHAW RUTH G | Exec Adv to Chairman,Pres&CEO | Tax Withholding | 1,687 | $20.77 | $35,039 | 61,289 | Apr 4, 2007 |
| Rolfe Christopher C | Grp Exec & Chief Admin Officer | Tax Withholding | 661 | $20.77 | $13,729 | 25,545 | Apr 4, 2007 |
| OConnor Thomas C | GrpExec&Pres, Commercial Bus | Option Exercise | 3,808 | — | — | 54,970 | Apr 4, 2007 |
| HAUSER DAVID L | Grp Exec & CFO | Tax Withholding | 1,546 | $20.77 | $32,110 | 40,075 | Apr 4, 2007 |
| BARRON HENRY B JR | Grp Exec;Chief Nuclear Officer | Option Exercise | 2,104 | — | — | 69,123 | Apr 4, 2007 |
| HANCE JAMES H JR | — | Option Exercise | 2,600 | — | — | 25,230 | Apr 3, 2007 |
| RHODES JAMES T | — | Option Exercise | 2,600 | — | — | 18,916 | Apr 3, 2007 |
| BERNHARDT GEORGE ALEXANDER SR | — | Option Exercise | 2,600 | — | — | 5,134 | Apr 3, 2007 |
| BARNET WILLIAM III | — | Option Exercise | 2,600 | — | — | 7,600 | Apr 3, 2007 |
| TAFT DUDLEY S | — | Option Exercise | 2,600 | — | — | 62,904 | Apr 3, 2007 |
| SCHAPIRO MARY L | — | Option Exercise | 2,600 | — | — | 12,098 | Apr 3, 2007 |
| GRAY ANN MAYNARD | — | Option Exercise | 2,600 | — | — | 24,206 | Apr 3, 2007 |
| SHAW RUTH G | Exec Adv to Chairman,Pres&CEO | Option Exercise | 4,652 | — | — | 60,512 | Feb 28, 2007 |
| MC COLLUM WILLIAM R JR | Grp Exec;Chief Reg Gen Officer | Option Exercise | 824 | — | — | 57,771 | Feb 28, 2007 |
| BARRON HENRY B JR | Grp Exec;Chief Nuclear Officer | Tax Withholding | 777 | — | — | 67,019 | Feb 28, 2007 |
| YOUNG STEVEN K | Sr. VP & Controller | Option Exercise | 820 | — | — | 15,980 | Feb 28, 2007 |
| RHODES JAMES T | — | Option Exercise | 364 | — | — | 16,316 | Feb 28, 2007 |
| GRAY ANN MAYNARD | — | Option Exercise | 364 | — | — | 21,606 | Feb 28, 2007 |
| Rolfe Christopher C | Grp Exec & Chief Admin Officer | Tax Withholding | 786 | — | — | 24,170 | Feb 28, 2007 |
| OConnor Thomas C | GrpExec&Pres, Commercial Bus | Tax Withholding | 1,066 | — | — | 51,162 | Feb 28, 2007 |
| GRAY ANN MAYNARD | — | Option Exercise | 300 | — | — | 21,242 | Feb 24, 2007 |
| RHODES JAMES T | — | Option Exercise | 300 | — | — | 15,952 | Feb 24, 2007 |
| Rolfe Christopher C | Grp Exec & Chief Admin Officer | Tax Withholding | 5,280 | $19.95 | $105,336 | 22,622 | Feb 22, 2007 |
| ROGERS JAMES E | Chairman, President & CEO | Award / Grant | 102,220 | — | — | 987,234 | Feb 22, 2007 |
| MC COLLUM WILLIAM R JR | Grp Exec,Chief Reg Gen Officer | Option Exercise | 2,072 | — | — | 56,947 | Feb 22, 2007 |
| SHAW RUTH G | Exec Adv to Chairman,Pres&CEO | Tax Withholding | 1,899 | $19.95 | $37,885 | 21,637 | Feb 22, 2007 |
| HAUSER DAVID L | Grp Exec & CFO | Option Exercise | 12,636 | — | — | 12,846 | Feb 22, 2007 |
| Trent Keith | Grp Exec,Chief Strtgy&Pol Off | Option Exercise | 4,587 | — | — | 6,999 | Feb 22, 2007 |
| YOUNG STEVEN K | Sr. VP & Controller | Tax Withholding | 956 | $19.95 | $19,072 | 11,988 | Feb 22, 2007 |
| BARRON HENRY B JR | Grp Exec;Chief Nuclear Officer | Option Exercise | 2,068 | — | — | 53,973 | Feb 22, 2007 |
| OConnor Thomas C | GrpExec&Pres, Commercial Bus | Option Exercise | 18,204 | — | — | 54,852 | Feb 22, 2007 |
| HANCE JAMES H JR | — | Purchase | 766 | — | — | 22,630 | Jan 18, 2007 |
| RHODES JAMES T | — | Purchase | 927 | — | — | 15,625 | Jan 18, 2007 |
| ROGERS JAMES E | Chairman, President & CEO | Gift | 54,033 | — | — | 885,014 | Jan 12, 2007 |
| OConnor Thomas C | GrpExec&Pres, Commercial Bus | Sale | 24,300 | $31.50 | $765,450 | 30,205 | Nov 30, 2006 |
| HAUSER DAVID L | Grp Exec & CFO | I | 6,305 | $31.72 | $199,995 | 6,305 | Nov 30, 2006 |
| ROGERS JAMES E | Chairman, President & CEO | Tax Withholding | 501,058 | $31.62 | $15,843,454 | 913,157 | Nov 30, 2006 |
| BARRON HENRY B JR | Grp Exec;Chief Nuclear Officer | Sale | 500 | $31.61 | $15,805 | 51,905 | Nov 30, 2006 |
| ROGERS JAMES E | President & CEO | Tax Withholding | 691,384 | $31.62 | $21,861,562 | 939,047 | Nov 30, 2006 |
| Rolfe Christopher C | Grp Exec & Chief Admin Officer | Gift | 800 | — | — | 9,705 | Nov 30, 2006 |