Duke Energy CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HANCE JAMES H JR | — | Award / Grant | 6,068 | $16.48 | $100,000 | 82,461 | May 6, 2010 |
| GRAY ANN MAYNARD | — | Award / Grant | 6,068 | $16.48 | $100,000 | 50,575 | May 6, 2010 |
| TURNER JAMES L | Grp Exec, Pres & COO US FEG | Sale | 210 | $16.77 | $3,522 | 174,358 | May 6, 2010 |
| MANLY MARC E | GrpExec,ChiefLegalOffr&CorpSec | Tax Withholding | 1,378 | $16.41 | $22,613 | 93,709 | Apr 4, 2010 |
| Jamil Dhiaa M. | Grp Exec,ChfGenOffr&ChfNucOffr | Tax Withholding | 213 | $16.41 | $3,495 | 73,981 | Apr 4, 2010 |
| GOOD LYNN J | Grp Exec & CFO | Tax Withholding | 521 | $16.41 | $8,550 | 89,567 | Apr 4, 2010 |
| YOUNG STEVEN K | SVP & Controller | Tax Withholding | 327 | $16.41 | $5,366 | 48,790 | Apr 4, 2010 |
| TURNER JAMES L | Grp Exec, Pres & COO US FEG | Option Exercise | 3,436 | $16.41 | $56,385 | 160,727 | Apr 4, 2010 |
| De May Stephen G | SVP Investor Rels & Treasurer | Tax Withholding | 198 | $16.41 | $3,249 | 21,022 | Apr 4, 2010 |
| TURNER JAMES L | Group Exec; Pres & COO FE&G | Option Exercise | 10,090 | $16.44 | $165,880 | 165,154 | Mar 2, 2010 |
| MANLY MARC E | Group Executive & CLO | Tax Withholding | 3,087 | $16.44 | $50,750 | 91,845 | Mar 2, 2010 |
| De May Stephen G | Sr. VP, Treasurer & Chief Risk | Tax Withholding | 514 | $16.44 | $8,450 | 20,601 | Mar 2, 2010 |
| GOOD LYNN J | Grp Exec & Pres Comm Bus | Option Exercise | 3,437 | $16.44 | $56,504 | 89,577 | Mar 2, 2010 |
| Jamil Dhiaa M. | Grp Exec & Chf Generation Ofcr | Tax Withholding | 682 | $16.44 | $11,212 | 74,960 | Mar 2, 2010 |
| YOUNG STEVEN K | Sr. VP & Controller | Tax Withholding | 847 | $16.44 | $13,925 | 48,111 | Mar 2, 2010 |
| RHODES JAMES T | — | Option Exercise | 364 | $16.35 | $5,951 | 30,140 | Feb 28, 2010 |
| YOUNG STEVEN K | Sr. VP & Controller | Tax Withholding | 267 | $16.35 | $4,365 | 46,350 | Feb 28, 2010 |
| GRAY ANN MAYNARD | — | Option Exercise | 364 | $16.35 | $5,951 | 44,507 | Feb 28, 2010 |
| Jamil Dhiaa M. | Grp Exec & Chf Generation Ofcr | Option Exercise | 618 | $16.35 | $10,104 | 73,743 | Feb 26, 2010 |
| TURNER JAMES L | Group Exec; Pres & COO FE&G | Tax Withholding | 2,291 | $16.35 | $37,458 | 155,064 | Feb 26, 2010 |
| Trent Keith | Grp Ex;Chf Strtgy,Pol&Reg Off | Disposition | 5,433 | $16.35 | $88,830 | 23,886 | Feb 26, 2010 |
| MANLY MARC E | Group Executive & CLO | Tax Withholding | 2,115 | $16.35 | $34,580 | 85,422 | Feb 26, 2010 |
| GOOD LYNN J | Grp Exec & Pres Comm Bus | Tax Withholding | 1,764 | $16.35 | $28,841 | 86,140 | Feb 26, 2010 |
| De May Stephen G | Sr. VP, Treasurer & Chief Risk | Tax Withholding | 217 | $16.35 | $3,548 | 19,531 | Feb 26, 2010 |
| MANLY MARC E | Group Executive & CLO | Award / Grant | 21,910 | $16.43 | $359,981 | 87,537 | Feb 22, 2010 |
| De May Stephen G | Sr. VP, Treasurer & Chief Risk | Option Exercise | 4,456 | $16.43 | $73,212 | 16,716 | Feb 22, 2010 |
| YOUNG STEVEN K | Sr. VP & Controller | Option Exercise | 7,331 | $16.43 | $120,448 | 43,307 | Feb 22, 2010 |
| TURNER JAMES L | Group Exec; Pres & COO FE&G | Award / Grant | 23,740 | $16.43 | $390,048 | 157,355 | Feb 22, 2010 |
| ROGERS JAMES E | Chairman, President & CEO | Award / Grant | 121,729 | $16.43 | $2,000,007 | 1,379,539 | Feb 22, 2010 |
| GOOD LYNN J | Grp Exec & Pres Comm Bus | Option Exercise | 9,668 | $16.43 | $158,845 | 70,042 | Feb 22, 2010 |
| Jamil Dhiaa M. | Grp Exec & Chf Generation Ofcr | Option Exercise | 5,906 | $16.43 | $97,036 | 60,228 | Feb 22, 2010 |
| YOUNG STEVEN K | Sr. VP & Controller | Tax Withholding | 853 | $16.61 | $14,168 | 35,976 | Feb 19, 2010 |
| De May Stephen G | Sr. VP, Treasurer & Chief Risk | Tax Withholding | 601 | $16.61 | $9,983 | 12,260 | Feb 19, 2010 |
| GOOD LYNN J | Grp Exec & Pres Comm Bus | Tax Withholding | 2,238 | $16.61 | $37,173 | 60,374 | Feb 19, 2010 |
| MANLY MARC E | Group Executive & CLO | Tax Withholding | 2,686 | $16.61 | $44,614 | 47,558 | Feb 19, 2010 |
| Jamil Dhiaa M. | Grp Exec & Chf Generation Ofcr | Tax Withholding | 1,511 | $16.61 | $25,098 | 54,322 | Feb 19, 2010 |
| TURNER JAMES L | Group Exec; Pres & COO FE&G | Tax Withholding | 2,910 | $16.61 | $48,335 | 114,444 | Feb 19, 2010 |
| Trent Keith | Grp Ex;Chf Strtgy,Pol&Reg Off | Tax Withholding | 2,238 | $16.61 | $37,173 | 29,319 | Feb 19, 2010 |
| ROGERS JAMES E | Chairman, President & CEO | Tax Withholding | 10,979 | $17.21 | $188,949 | 1,219,265 | Dec 31, 2009 |
| BERNHARDT GEORGE ALEXANDER SR | — | Sale | 4,000 | $16.63 | $66,520 | 10,817 | Nov 30, 2009 |
| TAFT DUDLEY S | — | Option Exercise | 15,600 | $8.69 | $135,564 | 97,106 | Nov 30, 2009 |
| GRAY ANN MAYNARD | — | Option Exercise | 4,000 | $14.17 | $56,680 | 47,795 | Nov 24, 2009 |
| Reinsch E. James | — | Purchase | 5,000 | $16.16 | $80,800 | 10,000 | Nov 17, 2009 |
| Reinsch E. James | — | Purchase | 5,000 | $15.73 | $78,650 | 9,467 | Nov 2, 2009 |
| ROGERS JAMES E | Chairman, President & CEO | Option Exercise | 25,862 | $15.74 | $407,068 | 1,215,361 | Sep 30, 2009 |
| FORSGREN JOHN H | — | Award / Grant | 4,467 | $15.62 | $69,775 | 4,467 | Aug 25, 2009 |
| Reinsch E. James | — | Award / Grant | 4,467 | $15.62 | $69,775 | 4,467 | Aug 25, 2009 |
| Jamil Dhiaa M. | Grp Exec & Chf Generation Ofcr | Option Exercise | 2,100 | $14.17 | $29,757 | 57,933 | Aug 14, 2009 |
| MANLY MARC E | Group Executive & CLO | Sale | 6,000 | $15.50 | $93,000 | 50,244 | Aug 6, 2009 |
| ROGERS JAMES E | Chairman, President & CEO | Tax Withholding | 10,979 | $14.32 | $157,219 | 1,189,499 | Jun 30, 2009 |