ImmunityBio, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Thomas John C | — | Sale | 20,000 | $9.34 | $186,800 | 270,069 | Aug 11, 2020 |
| Cohen Cheryl | — | Sale | 30,000 | $9.96 | $298,800 | 270,925 | Aug 11, 2020 |
| DRISCOLL FREDERICK W | — | Sale | 10,000 | $9.98 | $99,800 | 114,535 | Aug 11, 2020 |
| Nelson Sonja | Chief Financial Officer | Tax Withholding | 3,458 | $11.18 | $38,660 | 36,952 | Aug 2, 2020 |
| Simon Barry J. | See remarks | Option Exercise | 87,705 | $2.00 | $175,410 | 3,298,975 | Jul 20, 2020 |
| Simon Barry J. | See remarks | Sale | 39,950 | $13.14 | $524,943 | 3,170,540 | Jul 8, 2020 |
| Simon Barry J. | See remarks | Sale | 9 | $13.00 | $117 | 3,170,540 | Jun 30, 2020 |
| Cambridge Equities, LP | — | Purchase | 3,710,000 | $12.12 | $44,965,200 | 23,750,750 | Jun 29, 2020 |
| Simon Barry J. | See remarks | Sale | 13,737 | $9.00 | $123,633 | 3,190,506 | Jun 23, 2020 |
| Simon Barry J. | See remarks | Sale | 75,000 | $7.56 | $567,000 | 3,194,906 | May 27, 2020 |
| Simon Barry J. | See remarks | Sale | 36,932 | $5.52 | $203,865 | 3,269,906 | May 21, 2020 |
| Simon Barry J. | See remarks | Sale | 28,068 | $5.50 | $154,374 | 3,306,838 | May 11, 2020 |
| Nelson Sonja | Chief Financial Officer | Tax Withholding | 6,132 | $2.82 | $17,292 | 30,410 | Mar 23, 2020 |
| Thomas John C | — | Sale | 10,000 | $3.14 | $31,400 | 330,069 | Dec 13, 2019 |
| Thomas John C | — | Sale | 10,000 | $1.99 | $19,900 | 360,069 | Dec 12, 2019 |
| Thomas John C | — | Sale | 7,080 | $1.24 | $8,779 | 384,025 | Sep 5, 2019 |
| Nelson Sonja | Chief Financial Officer | Option Exercise | 10,000 | — | — | 25,000 | Aug 2, 2019 |
| Thomas John C | — | Award / Grant | 92,592 | — | — | 394,069 | Jun 6, 2019 |
| GORLIN STEVE | — | Award / Grant | 92,592 | — | — | 92,592 | Jun 6, 2019 |
| DRISCOLL FREDERICK W | — | Award / Grant | 92,592 | — | — | 174,535 | Jun 6, 2019 |
| Cohen Cheryl | — | Award / Grant | 300,925 | — | — | 300,925 | Jun 6, 2019 |
| BLASZYK MICHAEL D | — | Award / Grant | 92,592 | — | — | 193,667 | Jun 6, 2019 |
| Cambridge Equities, LP | — | Option Exercise | 1,851,500 | $2.20 | $4,073,300 | 20,040,750 | Mar 21, 2019 |
| GORLIN STEVE | — | Sale | 138,349 | $1.65 | $228,276 | — | Nov 29, 2018 |
| GORLIN STEVE | — | Sale | 34,019 | $1.70 | $57,832 | 138,349 | Nov 28, 2018 |
| GORLIN STEVE | — | Sale | 9,312 | $2.01 | $18,717 | 289,508 | Nov 21, 2018 |
| GORLIN STEVE | — | Sale | 47,050 | $2.43 | $114,332 | 149,230 | Nov 14, 2018 |
| GORLIN STEVE | — | Sale | 18,300 | $3.09 | $56,547 | 196,280 | Aug 23, 2018 |
| MP 13 Ventures, LLC | — | Option Exercise | 9,257 | $1.62 | $14,996 | 40,565,814 | Jul 11, 2018 |
| Thomas John C | — | Award / Grant | 27,322 | — | — | 301,477 | Jun 7, 2018 |
| DRISCOLL FREDERICK W | — | Award / Grant | 27,322 | — | — | 81,943 | Jun 7, 2018 |
| BLASZYK MICHAEL D | — | Award / Grant | 27,322 | — | — | 101,075 | Jun 7, 2018 |
| GORLIN STEVE | — | Sale | 23,574 | $3.79 | $89,345 | 348,677 | Jun 5, 2018 |
| GORLIN STEVE | — | Sale | 2,724 | $3.88 | $10,569 | 401,176 | May 30, 2018 |
| GORLIN STEVE | — | Sale | 200 | $3.98 | $796 | 406,000 | May 29, 2018 |
| GORLIN STEVE | — | Sale | 8,546 | $3.91 | $33,415 | 409,903 | May 21, 2018 |
| GORLIN STEVE | — | Sale | 8,546 | $3.81 | $32,560 | 409,903 | May 21, 2018 |
| GORLIN STEVE | — | Sale | 15,971 | $3.97 | $63,405 | 424,006 | May 18, 2018 |
| GORLIN STEVE | — | Sale | 38,708 | $4.00 | $154,832 | 439,977 | May 15, 2018 |
| Nelson Sonja | Chief Accounting Officer | Option Exercise | 15,000 | — | — | 15,000 | Mar 23, 2018 |
| Thomas John C | — | Gift | 4,500 | — | — | 274,155 | Jan 2, 2018 |
| DRISCOLL FREDERICK W | — | Award / Grant | 54,621 | — | — | 54,621 | Sep 18, 2017 |
| GORLIN STEVE | — | Sale | 39,604 | $5.93 | $234,852 | 246,280 | Sep 13, 2017 |
| GORLIN STEVE | — | Sale | 53,307 | $6.03 | $321,441 | 321,695 | Sep 8, 2017 |
| Thomas John C | — | Sale | 10,000 | $7.43 | $74,300 | 308,655 | Jun 20, 2017 |
| GORLIN STEVE | — | Sale | 20,000 | $7.43 | $148,600 | 409,725 | Jun 20, 2017 |
| Thomas John C | — | Award / Grant | 23,753 | — | — | 318,655 | Jun 9, 2017 |
| POTTS JOHN T JR | — | Award / Grant | 23,753 | — | — | 159,253 | Jun 9, 2017 |
| Kusserow Richard | — | Award / Grant | 23,753 | — | — | 394,053 | Jun 9, 2017 |
| BLASZYK MICHAEL D | — | Award / Grant | 23,753 | — | — | 73,753 | Jun 9, 2017 |