ImmunityBio, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LAUER REGAN J | Chief Accounting Officer | Tax Withholding | 1,669 | $3.42 | $5,708 | 110,258 | Feb 22, 2025 |
| SOON-SHIONG PATRICK | See remarks | Tax Withholding | 42,071 | $3.42 | $143,883 | 29,546,190 | Feb 22, 2025 |
| Sachs David C. | Chief Financial Officer | Tax Withholding | 15,860 | $3.42 | $54,241 | 225,620 | Feb 22, 2025 |
| Adcock Richard | CEO & President | Tax Withholding | 78,167 | $3.42 | $267,331 | 334,418 | Feb 22, 2025 |
| Simon Barry J. | — | Tax Withholding | 5,453 | $3.42 | $18,649 | 3,243,571 | Feb 22, 2025 |
| Simon Barry J. | — | Option Exercise | 110,020 | $2.00 | $220,040 | 3,233,781 | Jan 22, 2025 |
| Adcock Richard | CEO & President | Tax Withholding | 17,475 | $2.56 | $44,736 | 260,146 | Dec 31, 2024 |
| Sachs David C. | Chief Financial Officer | Tax Withholding | 15,405 | $2.56 | $39,437 | 200,830 | Dec 31, 2024 |
| LAUER REGAN J | Chief Accounting Officer | Tax Withholding | 7,503 | $2.87 | $21,534 | 107,862 | Dec 15, 2024 |
| CALIFORNIA CAPITAL EQUITY, LLC | — | C | 13,475,172 | $2.28 | $30,723,392 | 246,412,277 | Dec 10, 2024 |
| Adcock Richard | CEO & President | Option Exercise | 83,334 | — | — | 286,303 | Feb 5, 2024 |
| Simon Barry J. | — | Tax Withholding | 22,094 | $3.36 | $74,236 | 3,123,761 | Jan 31, 2024 |
| Sachs David C. | Chief Financial Officer | Option Exercise | 70,745 | — | — | 212,673 | Jan 31, 2024 |
| LAUER REGAN J | Chief Accounting Officer | Option Exercise | 32,872 | — | — | 107,804 | Jan 31, 2024 |
| Sachs David C. | Chief Financial Officer | Option Exercise | 30,397 | — | — | 152,439 | Dec 31, 2023 |
| Adcock Richard | CEO & President | Tax Withholding | 17,096 | $5.02 | $85,822 | 202,969 | Dec 31, 2023 |
| LAUER REGAN J | Chief Accounting Officer | Option Exercise | 21,030 | — | — | 74,932 | Dec 15, 2023 |
| Nant Capital, LLC | — | Other | 129,127,017 | $1.29 | $166,573,852 | 129,227,017 | Sep 11, 2023 |
| Sachs David C. | Chief Financial Officer | Option Exercise | 70,744 | — | — | 122,042 | Sep 1, 2023 |
| LAUER REGAN J | Chief Accounting Officer | Option Exercise | 32,872 | — | — | 53,902 | Sep 1, 2023 |
| Simon Barry J. | — | Option Exercise | 57,199 | — | — | 3,088,655 | Sep 1, 2023 |
| LAUER REGAN J | Chief Accounting Officer | Option Exercise | 21,030 | — | — | 21,030 | Jun 15, 2023 |
| BLASZYK MICHAEL D | — | Purchase | 485 | $2.75 | $1,334 | 71,915 | Jun 5, 2023 |
| Brennan John Owen | — | Purchase | 10,000 | $2.90 | $29,000 | 25,000 | Jun 2, 2023 |
| Clark Wesley | — | Purchase | 7,000 | $2.91 | $20,370 | 8,000 | Jun 1, 2023 |
| Adcock Richard | CEO & President | Tax Withholding | 42,192 | $4.33 | $182,691 | 185,582 | Feb 5, 2023 |
| Sachs David C. | Chief Financial Officer | Option Exercise | 7,598 | — | — | 51,298 | Dec 31, 2022 |
| Adcock Richard | CEO & President | Option Exercise | 8,620 | — | — | 148,714 | Dec 31, 2022 |
| MP 13 Ventures, LLC | — | C | 9,986,920 | $5.67 | $56,625,836 | 9,986,920 | Dec 12, 2022 |
| Adcock Richard | CEO & President | Tax Withholding | 29,415 | $5.39 | $158,547 | 140,094 | Feb 5, 2022 |
| Sachs David C. | Chief Financial Officer | Option Exercise | 17,242 | — | — | 43,700 | Dec 9, 2021 |
| Adcock Richard | CEO & President | Purchase | 7 | $9.00 | $63 | 7 | Oct 8, 2021 |
| Sachs David C. | Chief Financial Officer | Option Exercise | 7,598 | — | — | 26,458 | Sep 9, 2021 |
| Adcock Richard | Chief Executive Officer | Tax Withholding | 4,273 | $9.95 | $42,516 | 86,176 | Sep 9, 2021 |
| Cohen Cheryl | — | Sale | 14,801 | $10.12 | $149,786 | 200,617 | Aug 20, 2021 |
| Cohen Cheryl | — | Sale | 43,398 | $10.12 | $439,188 | 227,527 | Aug 18, 2021 |
| Simon Barry J. | — | Gift | 71,051 | — | — | 3,031,456 | Jun 4, 2021 |
| Simon Barry J. | — | Sale | 21,223 | $16.02 | $339,992 | 3,191,294 | May 21, 2021 |
| Simon Barry J. | — | Option Exercise | 56,967 | $1.75 | $99,692 | 3,227,507 | May 5, 2021 |
| MP 13 Ventures, LLC | — | Other | 7,976,159 | — | — | 7,976,159 | Mar 9, 2021 |
| Thomas John C | — | Gift | 5,000 | — | — | 202,477 | Feb 23, 2021 |
| Adcock Richard | Chief Executive Officer | Option Exercise | 150,000 | — | — | 150,000 | Feb 5, 2021 |
| Simon Barry J. | See remarks | Sale | 22,100 | $23.09 | $510,289 | 3,170,540 | Feb 5, 2021 |
| Simon Barry J. | See remarks | Option Exercise | 82,070 | $2.00 | $164,140 | 3,252,610 | Feb 2, 2021 |
| Simon Barry J. | See remarks | Sale | 11,304 | $20.53 | $232,071 | 3,170,540 | Jan 27, 2021 |
| Nelson Sonja | Chief Financial Officer | Option Exercise | 11,364 | $3.07 | $34,887 | 31,774 | Jan 12, 2021 |
| Nelson Sonja | Chief Financial Officer | Option Exercise | 22,729 | $3.07 | $69,778 | 59,681 | Jan 4, 2021 |
| Simon Barry J. | See remarks | Sale | 130,000 | $18.05 | $2,346,500 | 3,170,540 | Dec 22, 2020 |
| Thomas John C | — | Sale | 42,592 | $10.83 | $461,271 | 207,477 | Dec 10, 2020 |
| Thomas John C | — | Sale | 20,000 | $9.19 | $183,800 | 250,069 | Aug 19, 2020 |