GLADSTONE INVESTMENT CORPORATION\DE — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DULLUM DAVID A R | President | Gift | 3,000 | — | — | — | Oct 10, 2024 |
| Easton Rachael Z. | CFO and Treasurer | Purchase | 650 | $14.67 | $9,536 | 1,400 | Nov 6, 2023 |
| DULLUM DAVID A R | President | Purchase | 5,000 | $13.39 | $66,950 | 149,916 | Aug 7, 2023 |
| Easton Rachael Z. | CFO and Treasurer | Purchase | 375 | $13.12 | $4,920 | 750 | Mar 16, 2023 |
| DULLUM DAVID A R | President | Purchase | 3,000 | $12.84 | $38,520 | 144,916 | Mar 14, 2023 |
| WILKINSON WALTER H | — | Purchase | 3,661 | $13.96 | $51,108 | 26,154 | Feb 6, 2023 |
| DULLUM DAVID A R | President | Purchase | 3,000 | $13.06 | $39,180 | 141,916 | Dec 16, 2022 |
| Smith Jennifer A | Chief Valuation Officer | Purchase | 100 | $15.61 | $1,561 | 100 | Aug 19, 2022 |
| DULLUM DAVID A R | President | Purchase | 4,000 | $12.75 | $51,000 | 138,916 | Jun 14, 2022 |
| Easton Rachael Z. | CFO and Treasurer | Purchase | 175 | $14.52 | $2,541 | 375 | May 20, 2022 |
| DULLUM DAVID A R | President | Purchase | 3,000 | $14.46 | $43,380 | 132,416 | Feb 24, 2022 |
| Easton Rachael Z. | CFO and Treasurer | Purchase | 200 | $14.93 | $2,986 | 200 | Feb 23, 2022 |
| DULLUM DAVID A R | President | Purchase | 3,000 | $16.54 | $49,620 | 129,416 | Dec 3, 2021 |
| DULLUM DAVID A R | President | Purchase | 2,500 | $6.80 | $17,000 | 126,416 | Mar 23, 2020 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Purchase | 2,500 | $6.83 | $17,075 | 16,233 | Mar 23, 2020 |
| RYAN JULIA | Chief Financial Officer | Purchase | 2,500 | $8.18 | $20,450 | 4,000 | Mar 20, 2020 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Purchase | 2,500 | $6.73 | $16,825 | 13,733 | Mar 19, 2020 |
| DULLUM DAVID A R | President | Purchase | 8,000 | $7.20 | $57,600 | 123,916 | Mar 18, 2020 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Purchase | 2,500 | $7.35 | $18,375 | 11,233 | Mar 18, 2020 |
| LiCalsi Michael | General Counsel and Secretary | Purchase | 1,000 | $8.73 | $8,730 | 9,144 | Mar 16, 2020 |
| DULLUM DAVID A R | President | Purchase | 5,000 | $8.99 | $44,950 | 115,916 | Mar 12, 2020 |
| DULLUM DAVID A R | President | Purchase | 10,000 | $10.49 | $104,900 | 110,916 | Mar 11, 2020 |
| DULLUM DAVID A R | President | Purchase | 3,300 | $11.86 | $39,138 | 100,916 | Mar 2, 2020 |
| DULLUM DAVID A R | President | Purchase | 2,400 | $12.44 | $29,856 | 97,616 | Sep 13, 2019 |
| GLADSTONE DAVID | CEO | Purchase | 20,581 | $11.99 | $246,766 | 666,554 | Sep 9, 2019 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 21,502 | $11.52 | $247,700 | 8,733 | Aug 16, 2019 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 21,502 | $11.38 | $244,690 | 30,235 | Aug 14, 2019 |
| DULLUM DAVID A R | President | Purchase | 2,000 | $11.10 | $22,200 | 95,216 | Jun 4, 2019 |
| DULLUM DAVID A R | President | Purchase | 1,400 | $9.90 | $13,860 | 93,216 | Dec 12, 2018 |
| DULLUM DAVID A R | President | Purchase | 5,600 | $9.94 | $55,664 | 91,816 | Nov 8, 2018 |
| RYAN JULIA | Chief Financial Officer | Purchase | 1,500 | $9.98 | $14,970 | 1,500 | Nov 8, 2018 |
| DULLUM DAVID A R | President | Purchase | 5,000 | $9.56 | $47,800 | 86,216 | Mar 5, 2018 |
| WILKINSON WALTER H | — | Purchase | 5,730 | $10.84 | $62,113 | 14,416 | Nov 28, 2017 |
| GLADSTONE DAVID | CEO | Purchase | 4,000 | $9.26 | $37,040 | 625,973 | Jun 14, 2017 |
| GLADSTONE DAVID | CEO | Purchase | 5,000 | $8.70 | $43,500 | 621,973 | Mar 13, 2017 |
| DULLUM DAVID A R | President | Purchase | 5,000 | $8.77 | $43,850 | 81,216 | Mar 9, 2017 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 104,936 | $9.18 | $963,313 | 43,711 | Mar 6, 2017 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 104,936 | $9.18 | $963,313 | 34,979 | Mar 6, 2017 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 59,963 | $9.20 | $551,664 | 139,915 | Mar 3, 2017 |
| DULLUM DAVID A R | President | Purchase | 4,000 | $7.65 | $30,600 | 73,565 | Nov 7, 2016 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Sale | 5,400 | $8.67 | $46,818 | 4,381 | Aug 15, 2016 |
| DULLUM DAVID A R | President | Purchase | 5,000 | $6.69 | $33,450 | 69,565 | Feb 8, 2016 |
| GLADSTONE DAVID | CEO | Purchase | 90,000 | $7.53 | $677,700 | 616,973 | Dec 14, 2015 |
| GLADSTONE DAVID | Chief Executive Officer | Purchase | 1,095 | $7.90 | $8,651 | 369,568 | Jun 15, 2015 |
| Merrick Caren D | — | Purchase | 1,965 | $7.63 | $14,993 | 1,965 | Jun 1, 2015 |
| WILKINSON WALTER H | — | Purchase | 6,750 | $7.39 | $49,883 | 6,750 | Mar 13, 2015 |
| DULLUM DAVID A R | President | Purchase | 700 | $7.09 | $4,963 | 59,565 | Dec 9, 2014 |
| Watson David Hibbert | CFO and Treasurer | Purchase | 500 | $6.98 | $3,490 | 11,580 | Dec 9, 2014 |
| GLADSTONE DAVID | Chief Executive Officer | Purchase | 50,000 | $7.35 | $367,500 | 368,384 | Nov 13, 2014 |
| BRUBAKER TERRY LEE | Chief Operating Officer | Purchase | 40,000 | $7.33 | $293,200 | 202,453 | Aug 8, 2014 |