GLADSTONE INVESTMENT CORPORATION\DE — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Mead Gerard | — | Purchase | 500 | $6.44 | $3,220 | 6,040 | Sep 15, 2008 |
| DULLUM DAVID A R | President | Purchase | 3,000 | $7.43 | $22,290 | 15,167 | Sep 2, 2008 |
| Mead Gerard | — | Purchase | 1,000 | $6.34 | $6,340 | 5,389 | Jun 27, 2008 |
| STELLJES GEORGE III | CIO | Purchase | 1,000 | $6.31 | $6,310 | 18,323 | Jun 27, 2008 |
| Perrigo Mark | CFO | Purchase | 200 | $8.49 | $1,698 | 200 | Jun 6, 2008 |
| Mead Gerard | — | Purchase | 1,000 | $8.44 | $8,440 | 4,389 | Jun 4, 2008 |
| Mead Gerard | — | Purchase | 500 | $8.66 | $4,330 | 3,389 | Jun 2, 2008 |
| OUTLAND JOHN H | — | X | 505 | $7.48 | $3,777 | 1,581 | Apr 21, 2008 |
| Williams Allyson | — | X | 71 | $7.48 | $531 | 286 | Apr 21, 2008 |
| PARKER ANTHONY W | — | X | 1,370 | $7.48 | $10,248 | 5,480 | Apr 21, 2008 |
| DULLUM DAVID A R | President | X | 2,704 | $7.48 | $20,226 | 10,818 | Apr 21, 2008 |
| GLADSTONE DAVID | CEO | X | 43,138 | $7.48 | $322,672 | 172,552 | Apr 21, 2008 |
| Gerson Gary | Treasurer | X | 111 | $7.48 | $830 | 445 | Apr 21, 2008 |
| STELLJES GEORGE III | CIO | X | 4,285 | $7.48 | $32,052 | 17,141 | Apr 21, 2008 |
| Mead Gerard | — | X | 356 | $7.48 | $2,663 | 1,426 | Apr 21, 2008 |
| BRILL HARRY | — | X | 284 | $7.48 | $2,124 | 1,136 | Apr 21, 2008 |
| OUTLAND JOHN H | — | X | 355 | $7.48 | $2,655 | 1,431 | Apr 21, 2008 |
| Cheetham Kevin | — | X | 84 | $7.48 | $628 | 338 | Apr 21, 2008 |
| ENGLISH MICHELA A | — | X | 333 | $7.48 | $2,491 | 1,333 | Apr 21, 2008 |
| ADELGREN PAUL W | — | X | 358 | $7.48 | $2,678 | 1,434 | Apr 21, 2008 |
| BRUBAKER TERRY LEE | COO | X | 2,941 | $7.48 | $21,999 | 11,790 | Apr 21, 2008 |
| Mead Gerard | — | X | 1,784 | $7.48 | $13,344 | 2,863 | Apr 21, 2008 |
| STELLJES GEORGE III | Chief Investment Officer | Purchase | 2,000 | $9.93 | $19,860 | 12,609 | Dec 28, 2007 |
| GLADSTONE DAVID | CEO | Purchase | 5,000 | $10.02 | $50,100 | 121,558 | Dec 27, 2007 |
| Cheetham Kevin | — | Purchase | 250 | $10.17 | $2,543 | 250 | Dec 18, 2007 |
| GLADSTONE DAVID | CEO | Purchase | 1,000 | $10.67 | $10,670 | 116,558 | Dec 14, 2007 |
| Mead Gerard | — | Purchase | 400 | $12.00 | $4,800 | 1,016 | Aug 16, 2007 |
| Mead Gerard | — | Purchase | 100 | $12.00 | $1,200 | 616 | Aug 15, 2007 |
| DULLUM DAVID A R | — | Purchase | 1,000 | $12.42 | $12,420 | 9,126 | Aug 13, 2007 |
| Mead Gerard | — | Purchase | 300 | $14.44 | $4,332 | 503 | Mar 13, 2007 |
| STELLJES GEORGE III | Chief Investment Officer | Purchase | 5,000 | $15.31 | $76,550 | 10,318 | Dec 29, 2006 |
| GLADSTONE DAVID | CEO | Option Exercise | 6,200 | $15.11 | $93,682 | 112,477 | Dec 27, 2006 |
| GLADSTONE DAVID | CEO | Purchase | 6,200 | $15.11 | $93,682 | 112,477 | Dec 27, 2006 |
| ADELGREN PAUL W | — | Purchase | 1,000 | $14.92 | $14,920 | 1,000 | Dec 8, 2006 |
| Mead Gerard | — | Purchase | 200 | $14.44 | $2,888 | 200 | Nov 27, 2006 |