Pioneer Floating Rate Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Weinstein Boaz | — | Purchase | 54,889 | $10.39 | $570,297 | 2,694,624 | Oct 24, 2019 |
| UBS AG | — | Other | 739 | — | — | 397 | Dec 6, 2013 |
| BANK OF AMERICA NA | — | Other | 1,476 | — | — | 2,535 | Dec 5, 2013 |
| UBS AG | — | Other | 458 | — | — | 1,136 | Dec 3, 2013 |
| WEST STEPHEN | — | Purchase | 6,000 | $12.20 | $73,200 | 18,500 | Oct 9, 2013 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 500 | $12.00 | $6,000 | — | Sep 12, 2011 |
| WEST STEPHEN | — | Purchase | 5,000 | $14.00 | $70,000 | 12,000 | Jul 8, 2011 |
| WEST STEPHEN | — | Purchase | 4,215 | $14.04 | $59,179 | 16,215 | Jul 8, 2011 |
| WEST STEPHEN | — | Purchase | 5,000 | $13.93 | $69,650 | 7,000 | Jul 6, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Sale | 70 | $14.13 | $989 | — | Jun 14, 2011 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 50 | $14.50 | $725 | 250 | Nov 30, 2010 |
| WEST STEPHEN | — | Purchase | 500 | $12.85 | $6,425 | 2,000 | Nov 12, 2010 |
| WEST STEPHEN | — | Purchase | 1,000 | $13.15 | $13,150 | 1,000 | Nov 9, 2010 |
| PIONEER FUNDS DISTRIBUTOR INC | — | Sale | 5,240 | $12.17 | $63,771 | — | Sep 13, 2010 |
| FELTUS ANDREW | — | Sale | 1,200 | $20.09 | $24,108 | 300 | Jun 26, 2007 |