Axos Financial, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Constantine Thomas M | — | Option Exercise | 1,378 | $22.57 | $31,101 | 14,334 | Jul 30, 2020 |
| Swanson Brian D | — | Option Exercise | 1,851 | $22.57 | $41,777 | 24,222 | Jul 30, 2020 |
| Tolla John Charles | EVP, Chief Risk Officer | Tax Withholding | 282 | $22.57 | $6,365 | 10,034 | Jul 30, 2020 |
| Walsh Derrick | SVP, Chief Accounting Officer | Tax Withholding | 451 | $20.61 | $9,295 | 13,410 | Jul 19, 2020 |
| Walsh Derrick | SVP, Chief Accounting Officer | Option Exercise | 911 | $20.16 | $18,366 | 13,376 | Jul 12, 2020 |
| Tolla John Charles | EVP, Chief Risk Officer | Tax Withholding | 460 | $20.16 | $9,274 | 9,498 | Jul 12, 2020 |
| Constantine Thomas M | — | Option Exercise | 1,962 | $20.16 | $39,554 | 13,634 | Jul 12, 2020 |
| Swanson Brian D | — | Tax Withholding | 1,017 | $20.16 | $20,503 | 22,371 | Jul 12, 2020 |
| Bar-Adon Eshel | EVP, Chief Legal Officer | Tax Withholding | 848 | $20.16 | $17,096 | 97,026 | Jul 12, 2020 |
| Garrabrants Gregory | President and CEO | Option Exercise | 232,000 | $22.08 | $5,122,560 | 1,499,964 | Jun 30, 2020 |
| PARK DAVID X | — | Option Exercise | 3,637 | $17.09 | $62,156 | 4,105 | Apr 22, 2020 |
| PARK DAVID X | — | Tax Withholding | 277 | $17.21 | $4,767 | 468 | Mar 25, 2020 |
| Constantine Thomas M | — | Tax Withholding | 968 | $17.21 | $16,659 | 11,672 | Mar 25, 2020 |
| Bar-Adon Eshel | EVP, Chief Legal Officer | Tax Withholding | 964 | $17.21 | $16,590 | 95,421 | Mar 25, 2020 |
| MATSUMOTO RAYMOND D | — | Option Exercise | 2,227 | $17.21 | $38,327 | 2,931 | Mar 25, 2020 |
| Swanson Brian D | — | Option Exercise | 3,491 | $17.21 | $60,080 | 21,620 | Mar 25, 2020 |
| Tolla John Charles | EVP, Chief Risk Officer | Tax Withholding | 648 | $17.21 | $11,152 | 8,626 | Mar 25, 2020 |
| Bar-Adon Eshel | EVP, Chief Legal Officer | Purchase | 200 | $16.27 | $3,254 | 1,841 | Mar 16, 2020 |
| Bar-Adon Eshel | EVP, Chief Legal Officer | Purchase | 2,700 | $16.87 | $45,549 | 93,522 | Mar 12, 2020 |
| BLACK J BRANDON | — | Purchase | 5,000 | $19.10 | $95,500 | 7,583 | Mar 11, 2020 |
| Grinberg Paul | — | Purchase | 12,800 | $20.00 | $256,000 | 118,268 | Mar 10, 2020 |
| Walsh Derrick | SVP, Chief Accounting Officer | Option Exercise | 1,849 | $22.13 | $40,918 | 13,479 | Mar 8, 2020 |
| Bar-Adon Eshel | EVP, Chief Legal Officer | Option Exercise | 2,091 | $30.45 | $63,671 | 91,674 | Jan 17, 2020 |
| Swanson Brian D | — | Tax Withholding | 974 | $30.45 | $29,658 | 18,129 | Jan 17, 2020 |
| Tolla John Charles | EVP, Chief Risk Officer | Tax Withholding | 438 | $30.45 | $13,337 | 7,683 | Jan 17, 2020 |
| Constantine Thomas M | — | Tax Withholding | 682 | $30.45 | $20,767 | 9,936 | Jan 17, 2020 |
| Grinberg Paul | — | Gift | 7,114 | $30.20 | $214,843 | 111,154 | Dec 20, 2019 |
| Constantine Thomas M | — | Tax Withholding | 581 | $30.35 | $17,633 | 8,945 | Dec 19, 2019 |
| Bar-Adon Eshel | EVP, Chief Legal Officer | Option Exercise | 2,089 | $30.35 | $63,401 | 90,305 | Dec 19, 2019 |
| Tolla John Charles | EVP, Chief Risk Officer | Option Exercise | 1,045 | $30.35 | $31,716 | 7,407 | Dec 19, 2019 |
| Walsh Derrick | SVP, Chief Accounting Officer | Tax Withholding | 423 | $30.35 | $12,838 | 11,630 | Dec 19, 2019 |
| Fraser James A | — | Option Exercise | 813 | $30.35 | $24,675 | 4,294 | Dec 19, 2019 |
| Swanson Brian D | — | Tax Withholding | 842 | $30.35 | $25,555 | 16,714 | Dec 19, 2019 |
| Walsh Derrick | SVP, Chief Accounting Officer | Tax Withholding | 388 | $29.44 | $11,423 | 11,182 | Dec 15, 2019 |
| BLACK J BRANDON | — | Tax Withholding | 636 | $29.49 | $18,756 | 2,583 | Oct 30, 2019 |
| Nick Mosich | — | Tax Withholding | 1,710 | $25.91 | $44,306 | 93,158 | Sep 5, 2019 |
| Argalas James S | — | Option Exercise | 2,666 | $25.91 | $69,076 | 59,883 | Sep 5, 2019 |
| COURT JAMES JOHN | — | Option Exercise | 2,933 | $25.91 | $75,994 | 37,219 | Sep 5, 2019 |
| Dada Uzair | — | Tax Withholding | 1,341 | $25.91 | $34,745 | 13,401 | Sep 5, 2019 |
| Grinberg Paul | — | Option Exercise | 8,066 | $25.91 | $208,990 | 108,809 | Sep 5, 2019 |
| BLACK J BRANDON | — | Option Exercise | 2,666 | $25.91 | $69,076 | 3,295 | Sep 5, 2019 |
| Ratinoff Edward James | — | Tax Withholding | 1,341 | $25.91 | $34,745 | 37,555 | Sep 5, 2019 |
| Micheletti Andrew J | EVP, Chief Financial Officer | Tax Withholding | 5,791 | $25.91 | $150,045 | 539,549 | Sep 5, 2019 |
| Burke John Gary | — | Tax Withholding | 859 | $24.91 | $21,398 | 1,821,472 | Aug 24, 2019 |
| Ratinoff Edward James | — | Tax Withholding | 1,341 | $24.91 | $33,404 | 36,230 | Aug 24, 2019 |
| Nick Mosich | — | Option Exercise | 3,400 | $24.91 | $84,694 | 93,178 | Aug 24, 2019 |
| Micheletti Andrew J | EVP, Chief Financial Officer | Tax Withholding | 7,883 | $24.91 | $196,366 | 534,340 | Aug 24, 2019 |
| Grinberg Paul | — | Option Exercise | 3,667 | $24.91 | $91,345 | 102,479 | Aug 24, 2019 |
| Dada Uzair | — | Tax Withholding | 1,341 | $24.91 | $33,404 | 12,076 | Aug 24, 2019 |
| COURT JAMES JOHN | — | Option Exercise | 2,667 | $24.91 | $66,435 | 35,627 | Aug 24, 2019 |