Axos Financial, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Constantine Thomas M | — | Disposition | 810 | $64.21 | $52,010 | 20,213 | Mar 23, 2025 |
| Bar-Adon Eshel | EVP, Chief Legal Officer | Disposition | 694 | $64.21 | $44,562 | 125,493 | Mar 23, 2025 |
| Walsh Derrick | EVP, Chief Financial Officer | Disposition | 870 | $63.94 | $55,628 | 39,888 | Mar 15, 2025 |
| Tolla John Charles | EVP, Chief Governance, Risk & | Disposition | 773 | $63.94 | $49,426 | 28,237 | Mar 15, 2025 |
| THIELE CANDACE L | — | Option Exercise | 398 | $63.94 | $25,448 | 768 | Mar 15, 2025 |
| Swanson Brian D | — | Disposition | 668 | $63.94 | $42,712 | 51,748 | Mar 15, 2025 |
| PARK DAVID X | — | Disposition | 992 | $63.94 | $63,428 | 16,578 | Mar 15, 2025 |
| MATSUMOTO RAYMOND D | — | Option Exercise | 1,955 | $63.94 | $125,003 | 33,946 | Mar 15, 2025 |
| GILL ANN | — | Option Exercise | 674 | $63.94 | $43,096 | 8,004 | Mar 15, 2025 |
| Crow David M | — | Disposition | 218 | $63.94 | $13,939 | 519 | Mar 15, 2025 |
| Constantine Thomas M | — | Disposition | 1,184 | $63.94 | $75,705 | 19,518 | Mar 15, 2025 |
| Bar-Adon Eshel | EVP, Chief Legal Officer | Option Exercise | 1,634 | $63.94 | $104,478 | 125,211 | Mar 15, 2025 |
| Wardell-Smith Sara | — | Purchase | 3,000 | $64.73 | $194,190 | 10,250 | Mar 4, 2025 |
| Wardell-Smith Sara | — | Disposition | 2,250 | $79.62 | $179,145 | 7,250 | Dec 15, 2024 |
| PARK DAVID X | — | Sale | 1,427 | $85.25 | $121,652 | 14,849 | Nov 26, 2024 |
| Nick Mosich | — | Sale | 1,431 | $80.25 | $114,838 | 84,495 | Nov 20, 2024 |
| Ratinoff Edward James | — | Sale | 4,002 | $79.41 | $317,799 | 46,209 | Nov 15, 2024 |
| Nick Mosich | — | Sale | 5,102 | $80.00 | $408,160 | 87,357 | Nov 15, 2024 |
| Garrabrants Gregory | President and CEO | Gift | 1,300 | $81.32 | $105,716 | 1,335,977 | Nov 13, 2024 |
| Micheletti Andrew J | EVP, Finance | Gift | 168,710 | — | — | — | Nov 7, 2024 |
| Constantine Thomas M | — | Sale | 4,555 | $78.76 | $358,752 | 17,938 | Nov 6, 2024 |
| Garrabrants Gregory | President and CEO | Sale | 19,000 | $81.21 | $1,542,990 | 1,446,377 | Nov 6, 2024 |
| COURT JAMES JOHN | — | Sale | 16,887 | $67.29 | $1,136,326 | 40,970 | Nov 5, 2024 |
| Walsh Derrick | EVP, Chief Financial Officer | Option Exercise | 5,327 | $65.86 | $350,836 | 40,514 | Sep 24, 2024 |
| Tolla John Charles | EVP, Chief Governance, Risk & | Disposition | 730 | $65.86 | $48,078 | 26,998 | Sep 23, 2024 |
| Swanson Brian D | — | Option Exercise | 1,703 | $65.86 | $112,160 | 51,550 | Sep 23, 2024 |
| PARK DAVID X | — | Option Exercise | 1,692 | $65.86 | $111,435 | 17,133 | Sep 23, 2024 |
| MATSUMOTO RAYMOND D | — | Option Exercise | 2,491 | $65.86 | $164,057 | 33,329 | Sep 23, 2024 |
| Constantine Thomas M | — | Disposition | 1,095 | $65.86 | $72,117 | 22,493 | Sep 23, 2024 |
| Bar-Adon Eshel | EVP, Chief Legal Officer | Disposition | 925 | $65.86 | $60,921 | 123,577 | Sep 23, 2024 |
| Walsh Derrick | EVP, Chief Financial Officer | Disposition | 877 | $63.20 | $55,426 | 35,187 | Sep 15, 2024 |
| Tolla John Charles | EVP, Chief Governance, Risk & | Option Exercise | 1,572 | $63.20 | $99,350 | 27,213 | Sep 15, 2024 |
| Swanson Brian D | — | Disposition | 751 | $63.20 | $47,463 | 49,847 | Sep 15, 2024 |
| PARK DAVID X | — | Disposition | 908 | $63.20 | $57,386 | 15,441 | Sep 15, 2024 |
| MATSUMOTO RAYMOND D | — | Option Exercise | 2,240 | $63.20 | $141,568 | 32,042 | Sep 15, 2024 |
| Constantine Thomas M | — | Option Exercise | 1,926 | $63.20 | $121,723 | 22,585 | Sep 15, 2024 |
| Bar-Adon Eshel | EVP, Chief Legal Officer | Disposition | 887 | $63.20 | $56,058 | 122,781 | Sep 15, 2024 |
| Argalas James S | — | Gift | 1,512 | $61.64 | $93,200 | 72,295 | Sep 12, 2024 |
| Micheletti Andrew J | EVP, Finance | Sale | 1,000 | $62.35 | $62,350 | 423,149 | Sep 9, 2024 |
| Santi Roque A | — | Disposition | 2,999 | $69.43 | $208,221 | 6,001 | Aug 31, 2024 |
| Ratinoff Edward James | — | Option Exercise | 2,000 | $69.43 | $138,860 | 48,209 | Aug 31, 2024 |
| Nick Mosich | — | Option Exercise | 2,550 | $69.43 | $177,047 | 89,907 | Aug 31, 2024 |
| Grinberg Paul | — | Option Exercise | 6,050 | $69.43 | $420,052 | 137,244 | Aug 31, 2024 |
| Dada Uzair | — | Disposition | 999 | $69.43 | $69,361 | 29,410 | Aug 31, 2024 |
| COURT JAMES JOHN | — | Option Exercise | 2,200 | $69.43 | $152,746 | 55,656 | Aug 31, 2024 |
| Carter Stefani D | — | Disposition | 999 | $69.43 | $69,361 | 9,003 | Aug 31, 2024 |
| Bohlig Tamara N | — | Disposition | 999 | $69.43 | $69,361 | 12,919 | Aug 31, 2024 |
| Argalas James S | — | Disposition | 999 | $69.43 | $69,361 | 76,806 | Aug 31, 2024 |
| Tolla John Charles | EVP, Chief Governance, Risk & | Option Exercise | 815 | $69.69 | $56,797 | 26,079 | Aug 25, 2024 |
| Swanson Brian D | — | Disposition | 627 | $69.69 | $43,696 | 49,199 | Aug 25, 2024 |