Kayne Anderson Energy Infrastructure Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KAYNE RICHARD A | — | Gift | 8,620 | — | — | 87,711 | Dec 21, 2011 |
| ING LIFE INSURANCE & ANNUITY CO | — | Purchase | 5,400,000 | $1.00 | $5,400,000 | — | May 26, 2011 |
| ING USA ANNUITY & LIFE INSURANCE CO | — | Purchase | 7,000,000 | $1.00 | $7,000,000 | — | May 26, 2011 |
| RELIASTAR LIFE INSURANCE CO | — | Purchase | 10,400,000 | $1.00 | $10,400,000 | — | May 26, 2011 |
| McCarthy Kevin S | Chairman, President and CEO | Purchase | 10,000 | $30.58 | $305,800 | 56,419 | Apr 5, 2011 |
| Baker James C | Executive Vice President | Purchase | 5,000 | $30.58 | $152,900 | 24,082 | Apr 5, 2011 |
| Sun Life Assurance CO of Canada | — | Purchase | 440,000 | $11,000,000.00 | $4,840,000,000,000 | 1,040,000 | Nov 9, 2010 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 17,100,000 | — | — | 17,100,000 | Nov 9, 2010 |
| LINCOLN NATIONAL LIFE INSURANCE CO /IN/ | — | Purchase | 20 | $500,000.00 | $10,000,000 | — | Nov 9, 2010 |
| BANK OF AMERICA CORP /DE/ | — | Purchase | 100 | $25.66 | $2,566 | 100 | May 11, 2010 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 832,000 | — | — | 832,000 | May 7, 2010 |
| BANK OF AMERICA CORP /DE/ | — | Purchase | 108 | $25.86 | $2,793 | 108 | May 3, 2010 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 700 | $23.57 | $16,499 | 300 | Feb 26, 2010 |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | — | Purchase | 1,500 | $23.64 | $35,460 | 2,000 | Jan 19, 2010 |
| Baker James C | Executive Vice President | Purchase | 7,500 | $23.61 | $177,075 | 17,526 | Jan 14, 2010 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 15 | $23.25 | $349 | — | Nov 18, 2009 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Sale | 24,000,000 | — | — | — | Nov 4, 2009 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 15 | $21.95 | $329 | — | Oct 23, 2009 |
| BANK OF AMERICA CORP /DE/ | — | Sale | 100 | $21.26 | $2,126 | — | Oct 9, 2009 |
| BANK OF AMERICA CORP /DE/ | — | Purchase | 900 | $20.89 | $18,801 | 900 | Sep 15, 2009 |
| Isenberg Gerald I | — | Purchase | 200 | $17.90 | $3,580 | 200 | Mar 16, 2009 |
| KAYNE RICHARD A | — | Purchase | 10,000 | $17.24 | $172,400 | 80,646 | Jan 7, 2009 |
| KAYNE RICHARD A | — | Purchase | 15,685 | $17.05 | $267,429 | 93,331 | Jan 7, 2009 |
| KAYNE RICHARD A | — | Sale | 20,000 | $15.95 | $319,000 | 70,646 | Dec 31, 2008 |
| KAYNE RICHARD A | — | Sale | 38,845 | $13.27 | $515,473 | 104,127 | Nov 28, 2008 |
| KAYNE RICHARD A | — | Sale | 38,845 | $13.27 | $515,473 | 104,127 | Nov 28, 2008 |
| METROPOLITAN LIFE INSURANCE CO/NY | Assistant Secretary | Other | — | — | — | — | Nov 6, 2008 |
| Shea William H JR | — | Purchase | 3,000 | $27.14 | $81,420 | 3,000 | Sep 2, 2008 |
| Hart Terry A | Treasurer and CFO | Purchase | 936 | $26.18 | $24,504 | 1,661 | Mar 18, 2008 |
| Shladovsky David J | Sec & Inv Adv General Counsel | Purchase | 900 | $27.72 | $24,948 | 6,900 | Nov 28, 2007 |
| SINNOTT ROBERT V | — | Purchase | 1,000 | $27.72 | $27,720 | 21,000 | Nov 28, 2007 |
| Baker James C | Vice President | Purchase | 2,000 | $26.88 | $53,760 | 8,000 | Nov 26, 2007 |
| McCarthy Kevin S | Chairman, President and CFO | Purchase | 3,000 | $26.84 | $80,520 | 31,000 | Nov 26, 2007 |
| McCarthy Kevin S | Chairman, President and CEO | Purchase | 3,000 | $26.84 | $80,520 | 31,000 | Nov 26, 2007 |
| MORGAN MICHAEL C | — | Purchase | 2,561 | $29.59 | $75,780 | 2,561 | Aug 6, 2007 |
| Baker James C | Vice President | Purchase | 2,000 | $34.20 | $68,400 | 6,000 | Jul 5, 2007 |
| Frey John C | Assistant Secretary | Purchase | 2,000 | $34.40 | $68,800 | 14,500 | Jul 5, 2007 |
| McCarthy Kevin S | Chairman, President and CFO | Purchase | 3,000 | $34.00 | $102,000 | 28,000 | Jul 5, 2007 |
| Hart Terry A | Treasurer and CFO | Purchase | 725 | $34.38 | $24,926 | 725 | Jul 5, 2007 |
| McCarthy Kevin S | Chairman, President and CEO | Purchase | 3,000 | $34.00 | $102,000 | 28,000 | Jul 5, 2007 |
| MORGAN MICHAEL C | — | Purchase | 2,000 | $34.67 | $69,340 | 2,000 | May 16, 2007 |
| KAYNE RICHARD A | — | Sale | 23,500 | $35.08 | $824,380 | 190,472 | Apr 10, 2007 |
| Baker James C | Vice President | Purchase | 2,000 | $35.65 | $71,300 | 4,000 | Apr 5, 2007 |
| KAYNE RICHARD A | — | Sale | 300 | $27.85 | $8,355 | 214,700 | Sep 6, 2006 |
| Baker James C | Vice President | Purchase | 1,000 | $25.42 | $25,420 | 2,000 | Jan 9, 2006 |