Kayne Anderson Energy Infrastructure Fund, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC. | — | Other | 1,393,274 | $1,409,578.00 | $1,963,928,378,372 | — | Apr 16, 2023 |
| Baker James C | President | Purchase | 10,000 | $8.39 | $83,900 | 374,424 | Mar 29, 2023 |
| Walker Carita | — | Sale | 15 | $9.34 | $140 | — | Sep 16, 2022 |
| MetLife Investment Management, LLC | — | Purchase | 120,000 | $25.00 | $3,000,000 | 120,000 | Aug 2, 2022 |
| PRINCIPAL LIFE INSURANCE CO | — | Purchase | 120,000 | $25.00 | $3,000,000 | 646,973 | Aug 2, 2022 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | — | Sale | 54,040 | $8.47 | $457,719 | 11,235 | Mar 7, 2022 |
| Cordes William R | — | Purchase | 5,000 | $8.80 | $44,000 | 11,708 | Mar 3, 2022 |
| PRINCIPAL LIFE INSURANCE CO | — | Other | 420,000 | $25.00 | $10,500,000 | 620,000 | Nov 30, 2020 |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | — | Other | 222,951 | $5,614,559.55 | $1,251,771,666,232 | — | Oct 28, 2020 |
| AMERICAN INTERNATIONAL GROUP INC | — | Other | 121,609 | $25.43 | $3,092,517 | — | Oct 28, 2020 |
| AMERICAN INTERNATIONAL GROUP INC | — | Other | 5,108,672 | $5,149,683.16 | $26,308,042,168,364 | — | Sep 29, 2020 |
| Baker James C | President | Purchase | 10,000 | $6.59 | $65,900 | 359,424 | Jun 10, 2020 |
| Sun Life Assurance Co of Canada | — | Other | 217,049 | $5,531,332.96 | $1,200,570,177,008 | 822,951 | Apr 29, 2020 |
| AMERICAN INTERNATIONAL GROUP INC | — | Other | 118,391 | $25.45 | $3,013,051 | — | Apr 24, 2020 |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | — | Other | 5,916,342 | $6,050,898.04 | $35,799,184,269,075 | 101,341 | Apr 24, 2020 |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | — | Other | 7,207,207 | $7,761,010.31 | $55,935,209,463,116 | — | Mar 26, 2020 |
| PRUDENTIAL FINANCIAL INC | — | Other | 1,000,000 | $25.00 | $25,000,000 | — | Feb 13, 2020 |
| Baker James C | President | Purchase | 50,000 | $14.16 | $708,000 | 349,424 | Dec 23, 2019 |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | — | Purchase | 200,000 | $5,000,000.00 | $1,000,000,000,000 | 200,000 | Dec 10, 2019 |
| Richey Albert L | — | Purchase | 5,000 | $13.90 | $69,500 | 17,068 | Aug 23, 2019 |
| Baker James C | President | Purchase | 20,000 | $15.26 | $305,200 | 298,564 | Jun 28, 2019 |
| THACKER WILLIAM L | — | Purchase | 5,304 | $15.18 | $80,515 | 17,800 | Jun 20, 2019 |
| Baker James C | President | Purchase | 40,000 | $15.83 | $633,200 | 278,437 | May 22, 2019 |
| BOSWELL ALAN | Vice President | Sale | 2,407 | $15.69 | $37,766 | 3,018 | Feb 26, 2019 |
| Shea William H JR | — | Purchase | 2,000 | $12.75 | $25,500 | 10,219 | Dec 28, 2018 |
| Baker James C | President | Purchase | 20,000 | $12.76 | $255,200 | 237,039 | Dec 26, 2018 |
| Baker James C | President | Purchase | 10,000 | $13.67 | $136,700 | 217,039 | Dec 21, 2018 |
| Meraz Jody | Vice President | Purchase | 2,000 | $14.02 | $28,040 | 27,484 | Dec 18, 2018 |
| Baker James C | President | Purchase | 10,000 | $14.89 | $148,900 | 207,039 | Dec 17, 2018 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | — | Other | 152,445 | — | — | 353,958 | Oct 22, 2018 |
| Baker James C | PRESIDENT | Other | 1,524 | — | — | 197,039 | Oct 22, 2018 |
| Shladovsky David J | — | Other | 6,098 | — | — | 36,482 | Oct 22, 2018 |
| Frey John C | EVP, ASST. SEC. & TREAS | Other | 3,049 | — | — | 238,027 | Oct 22, 2018 |
| Hart Terry A | CFO & TREASURER | Other | 1,524 | — | — | 18,799 | Oct 22, 2018 |
| McCarthy Kevin S | CHAIRMAN & CEO | Other | 3,049 | — | — | 617,503 | Oct 22, 2018 |
| McCarthy Kevin S | Chairman, President and CEO | Other | 42,038 | $20.02 | $841,601 | 609,529 | Aug 6, 2018 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | — | Other | 24,788 | $20.02 | $496,256 | 201,513 | Aug 6, 2018 |
| Shladovsky David J | — | Other | 1,742 | $20.02 | $34,875 | 30,376 | Aug 6, 2018 |
| Meraz Jody | VICE PRESIDENT | Other | 2,910 | $20.02 | $58,258 | 25,484 | Aug 6, 2018 |
| McCarthy Kevin S | CHAIRMAN & CEO | Other | 42,038 | $20.02 | $841,601 | 594,365 | Aug 6, 2018 |
| LOGAN RON M JR | SENIOR VP | Other | 1,876 | $20.02 | $37,558 | 34,317 | Aug 6, 2018 |
| Hart Terry A | CFO & TREASURER | Other | 11,711 | $20.02 | $234,454 | 17,148 | Aug 6, 2018 |
| Frey John C | EVP, ASST. SEC. & TREAS | Other | 29,813 | $20.02 | $596,856 | 233,093 | Aug 6, 2018 |
| BOSWELL ALAN | VICE PRESIDENT | Other | 4,467 | $20.02 | $89,429 | 5,425 | Aug 6, 2018 |
| Baker James C | PRESIDENT | Other | 52,438 | $20.02 | $1,049,809 | 195,515 | Aug 6, 2018 |
| Cordes William R | — | Other | 4,700 | $20.02 | $94,094 | 6,700 | Aug 6, 2018 |
| THACKER WILLIAM L | — | Other | 2,496 | $20.02 | $49,970 | 12,496 | Aug 6, 2018 |
| Richey Albert L | — | Other | 12,068 | $20.02 | $241,601 | 12,068 | Aug 6, 2018 |
| PEARL BARRY R | — | Other | 9,261 | $20.02 | $185,405 | 11,711 | Aug 6, 2018 |
| Voya Financial, Inc. | — | Purchase | 800,000 | $25.00 | $20,000,000 | 800,000 | Jun 1, 2018 |