PROSPECT CAPITAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 102,107 | $6.88 | $702,496 | 29,973,054 | Dec 18, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.92 | $69,200 | 1,162,196 | Dec 18, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 247,793 | $6.87 | $1,702,338 | 29,564,747 | Dec 15, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.77 | $67,700 | 1,152,196 | Dec 15, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.79 | $67,900 | 1,142,196 | Dec 14, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 368,756 | $6.82 | $2,514,916 | 29,316,954 | Dec 14, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 354,783 | $6.81 | $2,416,072 | 28,946,298 | Dec 13, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.82 | $68,200 | 1,132,196 | Dec 13, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 250,000 | $6.82 | $1,705,000 | 28,576,578 | Dec 12, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.83 | $68,300 | 1,122,196 | Dec 12, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.75 | $67,500 | 1,112,196 | Dec 11, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 58,463 | $6.75 | $394,625 | 28,326,578 | Dec 8, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.73 | $67,300 | 1,102,196 | Dec 8, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.69 | $66,900 | 1,092,196 | Dec 7, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 110,007 | $6.67 | $733,747 | 28,203,199 | Dec 7, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 110,000 | $6.70 | $737,000 | 28,093,192 | Dec 6, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.69 | $66,900 | 1,082,196 | Dec 6, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.73 | $67,300 | 1,072,196 | Dec 5, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 266,238 | $6.73 | $1,791,782 | 27,983,192 | Dec 5, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.85 | $68,500 | 1,062,196 | Dec 4, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 250,000 | $6.77 | $1,692,500 | 27,716,950 | Dec 4, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 435,000 | $6.82 | $2,966,700 | 27,466,950 | Dec 1, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.85 | $68,500 | 1,052,196 | Dec 1, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.87 | $68,700 | 1,042,196 | Nov 30, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 170,460 | $6.86 | $1,169,356 | 27,031,950 | Nov 30, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 141,374 | $6.80 | $961,343 | 26,861,490 | Nov 29, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.77 | $67,700 | 1,032,196 | Nov 29, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 10,000 | $6.85 | $68,500 | 1,022,196 | Nov 28, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 8,206 | $6.90 | $56,621 | 1,012,196 | Nov 27, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 11,445 | $6.80 | $77,826 | 26,720,116 | Nov 27, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 279,666 | $6.82 | $1,907,322 | 26,708,671 | Nov 24, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 162,826 | $6.72 | $1,094,191 | 26,425,625 | Nov 22, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 1,043,386 | $6.90 | $7,199,363 | 26,262,799 | Nov 21, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 995,883 | $6.98 | $6,951,263 | 25,219,413 | Nov 20, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 65,000 | $6.07 | $394,550 | 1,002,196 | Nov 14, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 65,000 | $5.96 | $387,400 | 937,196 | Nov 13, 2017 |
| OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Purchase | 34,500 | $5.75 | $198,375 | 575,000 | Nov 10, 2017 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 65,000 | $5.65 | $367,250 | 872,196 | Nov 10, 2017 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 151,194 | $5.71 | $863,318 | 151,194 | Nov 10, 2017 |
| OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Purchase | 46,627 | $6.73 | $313,800 | 540,000 | Sep 1, 2017 |
| Stark Eugene S | — | Purchase | 1,000 | $6.75 | $6,750 | 38,000 | Aug 30, 2017 |
| OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Purchase | 4,453 | $8.05 | $35,847 | 490,000 | May 12, 2017 |
| Stark Eugene S | — | Purchase | 2,000 | $8.15 | $16,300 | 37,000 | May 11, 2017 |
| OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Purchase | 5,000 | $8.10 | $40,500 | 480,000 | May 11, 2017 |
| Gremp William | — | Purchase | 5,000 | $8.28 | $41,400 | 9,602 | May 11, 2017 |
| OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Purchase | 25,000 | $9.31 | $232,750 | 475,000 | Mar 20, 2017 |
| Stark Eugene S | — | Purchase | 1,000 | $8.95 | $8,950 | 35,000 | Mar 9, 2017 |
| OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Gift | 6,000 | — | — | 450,000 | Dec 30, 2016 |
| OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Gift | 29,000 | — | — | 456,000 | Dec 21, 2016 |
| OSWALD BRIAN H | CFO, CCO, TREASURY & SECRETARY | Purchase | 5,000 | $8.18 | $40,900 | 485,000 | Dec 14, 2016 |