PROSPECT CAPITAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Eliasek M Grier | Chief Operating Officer | Purchase | 5,000 | $5.25 | $26,250 | 1,636,130 | Sep 5, 2024 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 118,957 | $5.29 | $629,283 | 70,063,384 | Sep 5, 2024 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 5,000 | $5.27 | $26,350 | 1,631,130 | Sep 4, 2024 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 750,000 | $5.23 | $3,922,500 | 69,844,427 | Sep 4, 2024 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 3,500 | $5.23 | $18,305 | 1,624,630 | Sep 3, 2024 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 750,000 | $5.17 | $3,877,500 | 69,094,427 | Sep 3, 2024 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 5,000 | $5.20 | $26,000 | 1,621,130 | Aug 30, 2024 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 500,000 | $5.21 | $2,605,000 | 67,344,427 | Aug 30, 2024 |
| Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Purchase | 3,330 | $22.50 | $74,925 | 4,539 | Jun 20, 2024 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 4,099 | $5.47 | $22,422 | 65,796,357 | May 13, 2024 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 69,082 | $5.48 | $378,569 | 65,792,258 | May 10, 2024 |
| Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Purchase | 5,000 | $5.44 | $27,200 | 10,000 | Mar 11, 2024 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Gift | 5,427,977 | — | — | 67,531,108 | Dec 27, 2023 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 10,000 | $5.67 | $56,700 | 1,616,130 | Dec 6, 2023 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 10,000 | $5.64 | $56,400 | 1,606,130 | Dec 5, 2023 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 1 | $5.65 | $6 | 1,596,130 | Dec 4, 2023 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 10,000 | $5.60 | $56,000 | 1,586,130 | Nov 29, 2023 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 10,000 | $5.62 | $56,200 | 1,576,130 | Nov 28, 2023 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 10,000 | $5.75 | $57,500 | 1,566,130 | Nov 27, 2023 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 15,750 | $5.75 | $90,563 | 1,556,130 | Nov 21, 2023 |
| Eliasek M Grier | Chief Operating Officer | Purchase | 1,805 | $5.77 | $10,415 | 1,531,185 | Nov 20, 2023 |
| Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Purchase | 2,500 | $5.64 | $14,100 | 5,000 | Nov 10, 2023 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 16,650 | $5.99 | $99,734 | 72,852,413 | Sep 12, 2023 |
| Stark Eugene S | — | Purchase | 3,000 | $6.00 | $18,000 | 55,000 | Sep 11, 2023 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 16,520 | $5.99 | $98,955 | 72,752,728 | Sep 11, 2023 |
| Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Purchase | 6,000 | $6.87 | $41,220 | 66,492 | Mar 14, 2023 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 100,000 | $6.28 | $628,000 | 72,599,542 | Dec 29, 2022 |
| Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Purchase | 4,250 | $7.51 | $31,918 | 58,517 | Nov 11, 2022 |
| Stark Eugene S | — | Purchase | 2,000 | $6.55 | $13,100 | 52,000 | Sep 26, 2022 |
| Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Purchase | 2,650 | $7.35 | $19,478 | 53,331 | Sep 7, 2022 |
| Stark Eugene S | — | Purchase | 2,000 | $7.35 | $14,700 | 50,000 | Sep 7, 2022 |
| Stark Eugene S | — | Purchase | 1,000 | $7.62 | $7,620 | 48,000 | May 12, 2021 |
| Stark Eugene S | — | Purchase | 2,500 | $5.10 | $12,750 | 46,000 | Aug 28, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 900 | $4.61 | $4,149 | 68,528,771 | Mar 24, 2020 |
| Eliasek M Grier | CHIEF OPERATING OFFICER | Purchase | 100,000 | $4.45 | $445,000 | 1,352,196 | Mar 24, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 4,400 | $4.26 | $18,744 | 68,501,944 | Mar 23, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 265 | $4.15 | $1,100 | 68,481,994 | Mar 23, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 4,700 | $4.19 | $19,693 | 68,487,344 | Mar 23, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 190,000 | $4.81 | $913,900 | 65,368,367 | Mar 20, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 1,500,000 | $4.67 | $7,005,000 | 64,533,207 | Mar 19, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 3,353,654 | $4.56 | $15,292,662 | 61,049,872 | Mar 18, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 4,000,000 | $4.97 | $19,880,000 | 57,696,218 | Mar 17, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 4,610,490 | $4.77 | $21,992,037 | 53,431,018 | Mar 16, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 3,252,951 | $4.92 | $16,004,519 | 48,820,528 | Mar 13, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 2,783,638 | $4.47 | $12,442,862 | 43,789,509 | Mar 12, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 698,091 | $4.79 | $3,343,856 | 41,005,871 | Mar 11, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 6,500 | $4.94 | $32,110 | 39,981,425 | Mar 10, 2020 |
| Barry John F | CHIEF EXECUTIVE OFFICER | Purchase | 33,004 | $4.98 | $164,360 | 39,974,925 | Mar 9, 2020 |
| Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Purchase | 5,000 | $6.18 | $30,900 | 41,250 | Feb 25, 2020 |
| Gremp William | — | Purchase | 2,000 | $6.54 | $13,080 | 30,149 | Feb 21, 2020 |