PROSPECT CAPITAL CORP — 40-APP/A Filings
12 40-APP/A filings on record
This page lists all 40-APP/A filings submitted to the SEC by PROSPECT CAPITAL CORP (PSEC-PA), sorted by most recent first. Each row links to the full filing on EdgarLookup. PROSPECT CAPITAL CORP has filed 12 40-APP/A documents with the SEC since 2021. To view all SEC filings by PROSPECT CAPITAL CORP, see the full filings list.
All
10-K
10-K/A
10-Q
10-Q/A
25-NSE
3
4
4/A
40-17G
40-33
40-33/A
40-APP
40-APP/A
424B2
424B3
425
497
497AD
497H2
5
5/A
8-A12B
8-A12G
8-K
8-K/A
APP NTC
APP ORDR
APP WD
APP WD/A
APP WDG
CERT
CERTNYS
CORRESP
D
DEF 14A
DEFA14A
DEFR14A
DEL AM
EFFECT
FWP
N-14 8C
N-14 8C/A
N-2
N-2/A
N-23C-2
N-2ASR
N-54A
NT 10-K
NT 10-K/A
NT 10-Q
POS 8C
POS AM
POS EX
PRE 14A
PREC14A
PRER14A
RW
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SC TO-I
SC TO-I/A
SCHEDULE 13D/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 40-APP/A | 40-APP/A | 0001287032-25-000360 | Nov 26, 2025 | — |
| 40-APP/A | AMENDMENT NO. 1 TO FORM 40-APP | 0001213900-22-031171 | Jun 3, 2022 | — |
| 40-APP/A | FORM 40-APP/A | 0001341004-20-000323 | Aug 7, 2020 | — |
| 40-APP/A | AMENDMENT NO. 4 TO 40-APP | 0001213900-20-017214 | Jul 10, 2020 | — |
| 40-APP/A | AMENDED FORM 40-APP | 0001213900-20-006007 | Mar 11, 2020 | — |
| 40-APP/A | AMENDMENT NO. 3 TO 40-APP | 0001213900-19-025113 | Dec 2, 2019 | — |
| 40-APP/A | AMENDMENT NO. 3 TO FORM 40-APP | 0001213900-19-020205 | Oct 11, 2019 | — |
| 40-APP/A | AMENDMENT NO. 2 TO 40-APP | 0001213900-19-016703 | Aug 26, 2019 | — |
| 40-APP/A | AMENDMENT NO. 1 TO 40-APP | 0001213900-19-010305 | Jun 7, 2019 | — |
| 40-APP/A | AMENDMENT NO. 1 TO 40-APP | 0001213900-19-009898 | May 31, 2019 | — |
| 40-APP/A | 40-APP/A | 0001287032-15-000278 | Oct 2, 2015 | — |
| 40-APP/A | 40-APP/A | 0001104659-13-088353 | Dec 4, 2013 | — |