PROSPECT CAPITAL CORP — 40-APP Filings
8 40-APP filings on record
This page lists all 40-APP filings submitted to the SEC by PROSPECT CAPITAL CORP (PSEC-PA), sorted by most recent first. Each row links to the full filing on EdgarLookup. PROSPECT CAPITAL CORP has filed 8 40-APP documents with the SEC since 2021. To view all SEC filings by PROSPECT CAPITAL CORP, see the full filings list.
All
10-K
10-K/A
10-Q
10-Q/A
25-NSE
3
4
4/A
40-17G
40-33
40-33/A
40-APP
40-APP/A
424B2
424B3
425
497
497AD
497H2
5
5/A
8-A12B
8-A12G
8-K
8-K/A
APP NTC
APP ORDR
APP WD
APP WD/A
APP WDG
CERT
CERTNYS
CORRESP
D
DEF 14A
DEFA14A
DEFR14A
DEL AM
EFFECT
FWP
N-14 8C
N-14 8C/A
N-2
N-2/A
N-23C-2
N-2ASR
N-54A
NT 10-K
NT 10-K/A
NT 10-Q
POS 8C
POS AM
POS EX
PRE 14A
PREC14A
PRER14A
RW
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SC TO-I
SC TO-I/A
SCHEDULE 13D/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 40-APP | 40-APP | 0001287032-25-000183 | Jul 10, 2025 | — |
| 40-APP | FORM 40-APP | 0001213900-22-022747 | Apr 29, 2022 | — |
| 40-APP | FORM 40-APP | 0001575872-21-000181 | Aug 5, 2021 | — |
| 40-APP | 40-APP FOR PROSPECT CAPITAL CORP, PROSPECT CAPITAL MANAGEMENT, PROSPECT YIELD CO | 0001341004-20-000083 | Mar 11, 2020 | — |
| 40-APP | APPLICATION FOR AN AMENDED ORDER | 0001213900-18-016069 | Nov 16, 2018 | — |
| 40-APP | APPLICATION FOR AN ORDER | 0001213900-18-004629 | Apr 18, 2018 | — |
| 40-APP | 40-APP | 0001287032-15-000142 | May 19, 2015 | — |
| 40-APP | 40-APP | 0001104659-13-062370 | Aug 9, 2013 | — |