ROCKET PHARMACEUTICALS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Militello John | See Remarks | Sale | 1,086 | $2.98 | $3,236 | 65,920 | Nov 18, 2025 |
| Schwartz Jonathan David | See Remarks | Sale | 2,545 | $2.98 | $7,584 | 299,064 | Nov 18, 2025 |
| Shah Gaurav | CEO | Sale | 6,276 | $2.98 | $18,702 | 778,296 | Nov 18, 2025 |
| Wilson Martin | General Counsel | Sale | 1,646 | $2.98 | $4,905 | 383,816 | Nov 18, 2025 |
| Wilson Martin | General Counsel | Award / Grant | 100,000 | — | — | 385,462 | Nov 3, 2025 |
| Militello John | See Remarks | Sale | 5,514 | $3.97 | $21,891 | 70,569 | Oct 14, 2025 |
| Rizvi Syed Ali-aamir | Chief Medical Officer | Award / Grant | 283,018 | — | — | 283,018 | Oct 6, 2025 |
| Fong Peter | — | Award / Grant | 30,000 | — | — | 53,333 | Sep 24, 2025 |
| RTW INVESTMENTS, LP | — | X | 59,000 | $17.81 | $1,050,790 | 18,247,457 | Sep 19, 2025 |
| Militello John | See Remarks | Award / Grant | 40,000 | — | — | 95,924 | Sep 8, 2025 |
| Wilson Martin | General Counsel | Award / Grant | 150,000 | — | — | 285,462 | Sep 8, 2025 |
| Schwartz Jonathan David | See Remarks | Award / Grant | 80,000 | — | — | 301,609 | Sep 8, 2025 |
| Bjork Elisabeth | — | Purchase | 10,000 | $3.41 | $34,100 | 40,000 | Aug 27, 2025 |
| Wilson Martin | General Counsel | Sale | 1,004 | $3.07 | $3,082 | 136,050 | Aug 19, 2025 |
| Militello John | See Remarks | Sale | 361 | $3.00 | $1,083 | 55,924 | Aug 18, 2025 |
| Schwartz Jonathan David | See Remarks | Sale | 805 | $3.00 | $2,415 | 221,609 | Aug 18, 2025 |
| Shah Gaurav | CEO | Tax Withholding | 2,234 | $3.05 | $6,814 | 784,572 | Aug 18, 2025 |
| Schwartz Jonathan David | See Remarks | Sale | 11,161 | $3.02 | $33,706 | 224,094 | Aug 14, 2025 |
| Militello John | See Remarks | Sale | 7,043 | $3.02 | $21,270 | 56,984 | Aug 14, 2025 |
| Wilson Martin | General Counsel | Sale | 12,109 | $3.02 | $36,569 | 137,054 | Aug 14, 2025 |
| Stevens Christopher James | Chief Operating Officer | Award / Grant | 407,166 | — | — | 407,166 | Aug 4, 2025 |
| Ondrey Aaron | Chief Financial Officer | Sale | 1,477 | $2.88 | $4,254 | 128,173 | Jul 3, 2025 |
| WONG RODERICK | — | Award / Grant | 17,667 | — | — | 47,667 | Jun 18, 2025 |
| Pratumsuwan Piratip | — | Award / Grant | 30,000 | — | — | 30,000 | Jun 18, 2025 |
| GRANADILLO PEDRO P | — | Award / Grant | 24,734 | — | — | 54,734 | Jun 18, 2025 |
| Dolsten Mikael | — | Award / Grant | 30,000 | — | — | 44,220 | Jun 18, 2025 |
| Makker Gotham | — | Award / Grant | 30,000 | — | — | 395,912 | Jun 18, 2025 |
| Malik Fady Ibraham | — | Award / Grant | 30,000 | — | — | 30,000 | Jun 18, 2025 |
| BOESS CARSTEN | — | Award / Grant | 30,000 | — | — | 30,000 | Jun 18, 2025 |
| Bjork Elisabeth | — | Award / Grant | 30,000 | — | — | 30,000 | Jun 18, 2025 |
| SOUTHWELL DAVID P | — | Award / Grant | 30,000 | — | — | 31,660 | Jun 18, 2025 |
| Militello John | See Remarks | Sale | 357 | $6.45 | $2,303 | 64,027 | May 20, 2025 |
| Schwartz Jonathan David | See Remarks | Sale | 801 | $6.45 | $5,166 | 235,255 | May 20, 2025 |
| Patel Kinnari | See Remarks | Sale | 767 | $6.45 | $4,947 | 441,927 | May 20, 2025 |
| Shah Gaurav | CEO | Sale | 2,253 | $6.45 | $14,532 | 786,806 | May 20, 2025 |
| Wilson Martin | General Counsel | Sale | 587 | $6.45 | $3,786 | 149,163 | May 20, 2025 |
| Militello John | See Remarks | Sale | 655 | $6.53 | $4,277 | 64,384 | May 16, 2025 |
| Patel Kinnari | See Remarks | Sale | 1,409 | $6.53 | $9,201 | 442,694 | May 16, 2025 |
| Schwartz Jonathan David | See Remarks | Sale | 1,582 | $6.53 | $10,330 | 236,056 | May 16, 2025 |
| Shah Gaurav | CEO | Sale | 3,621 | $6.53 | $23,645 | 789,059 | May 16, 2025 |
| Wilson Martin | General Counsel | Sale | 946 | $6.53 | $6,177 | 149,750 | May 16, 2025 |
| Militello John | See Remarks | Sale | 718 | $7.16 | $5,141 | 65,039 | Apr 22, 2025 |
| Shah Gaurav | CEO | Purchase | 20,000 | $5.08 | $101,600 | 792,680 | Apr 10, 2025 |
| Patel Kinnari | See Remarks | Purchase | 21,099 | $4.70 | $99,165 | 26,774 | Apr 9, 2025 |
| Ondrey Aaron | Chief Financial Officer | Sale | 7,489 | $5.29 | $39,617 | 129,650 | Apr 4, 2025 |
| Dolsten Mikael | — | Other | 14,220 | — | — | 14,220 | Mar 5, 2025 |
| Schwartz Jonathan David | See Remarks | Sale | 2,710 | $18.50 | $50,135 | 166,949 | Feb 25, 2025 |
| Patel Kinnari | See Remarks | Sale | 6,078 | $10.58 | $64,305 | 444,103 | Feb 21, 2025 |
| Wilson Martin | General Counsel | Sale | 3,222 | $10.58 | $34,089 | 150,696 | Feb 21, 2025 |
| Militello John | See Remarks | Sale | 2,737 | $10.58 | $28,957 | 65,757 | Feb 21, 2025 |