ROCKET PHARMACEUTICALS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Shah Gaurav | CEO | Sale | 16,303 | $10.58 | $172,486 | 772,680 | Feb 21, 2025 |
| Wilson Martin | General Counsel | Award / Grant | 90,358 | — | — | 153,918 | Feb 11, 2025 |
| Shah Gaurav | CEO | Award / Grant | 81,655 | — | — | 788,983 | Feb 11, 2025 |
| Schwartz Jonathan David | See Remarks | Award / Grant | 80,318 | — | — | 252,731 | Feb 11, 2025 |
| Patel Kinnari | See Remarks | Award / Grant | 57,786 | — | — | 450,181 | Feb 11, 2025 |
| Ondrey Aaron | Chief Financial Officer | Award / Grant | 90,358 | — | — | 137,139 | Feb 11, 2025 |
| Militello John | See Remarks | Award / Grant | 20,080 | — | — | 68,494 | Feb 11, 2025 |
| Militello John | See Remarks | Sale | 896 | $10.38 | $9,300 | 48,414 | Jan 23, 2025 |
| Militello John | See Remarks | Sale | 1,224 | $13.05 | $15,973 | 49,310 | Nov 21, 2024 |
| Patel Kinnari | See Remarks | Sale | 4,588 | $13.05 | $59,873 | 392,395 | Nov 21, 2024 |
| Shah Gaurav | CEO | Sale | 11,091 | $13.05 | $144,738 | 707,328 | Nov 21, 2024 |
| Wilson Martin | General Counsel | Sale | 1,175 | $13.05 | $15,334 | 63,560 | Nov 21, 2024 |
| White Mark Andrew | See Remarks | Sale | 3,080 | $16.63 | $51,220 | 69,140 | Oct 31, 2024 |
| Militello John | See Remarks | Sale | 917 | $16.63 | $15,250 | 50,534 | Oct 31, 2024 |
| Militello John | See Remarks | Sale | 1,064 | $18.50 | $19,684 | 51,451 | Aug 16, 2024 |
| Patel Kinnari | See Remarks | Sale | 3,989 | $18.50 | $73,797 | 396,983 | Aug 16, 2024 |
| Shah Gaurav | CEO | Sale | 9,650 | $18.50 | $178,525 | 718,419 | Aug 16, 2024 |
| Wilson Martin | General Counsel | Sale | 1,027 | $18.50 | $19,000 | 64,735 | Aug 16, 2024 |
| Militello John | See Remarks | Sale | 812 | $23.02 | $18,692 | 52,515 | Jul 22, 2024 |
| White Mark Andrew | See Remarks | Sale | 3,026 | $20.40 | $61,730 | 72,220 | Jul 8, 2024 |
| Militello John | See Remarks | Sale | 1,079 | $23.35 | $25,195 | 53,327 | May 16, 2024 |
| Patel Kinnari | See Remarks | Other | 11,970 | — | — | 313,794 | May 16, 2024 |
| Shah Gaurav | CEO | Option Exercise | 7,979 | — | — | 636,451 | May 14, 2024 |
| SOUTHWELL DAVID P | — | Gift | 59,716 | — | — | 113,124 | May 2, 2024 |
| Militello John | See Remarks | Sale | 833 | $22.87 | $19,051 | 54,406 | Apr 22, 2024 |
| SOUTHWELL DAVID P | — | Sale | 10,284 | $25.16 | $258,745 | 95,160 | Apr 12, 2024 |
| White Mark Andrew | See Remarks | Sale | 12,532 | $24.64 | $308,788 | 75,226 | Apr 8, 2024 |
| Ondrey Aaron | Chief Financial Officer | Award / Grant | 46,781 | — | — | 46,781 | Apr 1, 2024 |
| Makker Gotham | — | Sale | 274,000 | $28.43 | $7,789,820 | 365,912 | Mar 21, 2024 |
| Makker Gotham | — | Sale | 274,000 | $28.43 | $7,789,820 | 365,912 | Mar 21, 2024 |
| Militello John | See Remarks | Option Exercise | 10,000 | $12.55 | $125,500 | 31,517 | Feb 29, 2024 |
| Wilson Martin | General Counsel | Sale | 4,100 | $29.33 | $120,253 | 18,680 | Feb 29, 2024 |
| Wilson Martin | General Counsel | Sale | 3,576 | $29.84 | $106,708 | 6,136 | Feb 16, 2024 |
| Patel Kinnari | See Remarks | Award / Grant | 33,288 | — | — | 271,634 | Feb 16, 2024 |
| Militello John | See Remarks | Sale | 3,238 | $29.84 | $96,622 | 13,195 | Feb 16, 2024 |
| White Mark Andrew | Chief Medical Officer | Award / Grant | 11,096 | — | — | 87,758 | Feb 16, 2024 |
| Shah Gaurav | CEO | Award / Grant | 66,577 | — | — | 621,339 | Feb 16, 2024 |
| Wilson Martin | General Counsel | Option Exercise | 9,712 | — | — | 9,712 | Feb 14, 2024 |
| Shah Gaurav | CEO | Option Exercise | 46,828 | — | — | 575,034 | Feb 14, 2024 |
| Patel Kinnari | See Remarks | Option Exercise | 26,189 | — | — | 245,478 | Feb 14, 2024 |
| Militello John | See Remarks | Option Exercise | 6,274 | — | — | 16,433 | Feb 14, 2024 |
| Militello John | See Remarks | Sale | 638 | $27.20 | $17,354 | 10,159 | Jan 22, 2024 |
| Militello John | See Remarks | Option Exercise | 1,586 | — | — | 10,797 | Jan 18, 2024 |
| Makker Gotham | — | Sale | 20,000 | $22.53 | $450,600 | 1,296,497 | Nov 15, 2023 |
| Patel Kinnari | See Remarks | Option Exercise | 3,989 | — | — | 220,437 | Nov 14, 2023 |
| Shah Gaurav | CEO | Option Exercise | 7,979 | — | — | 532,833 | Nov 14, 2023 |
| Militello John | See Remarks | Option Exercise | 725 | — | — | 9,485 | Nov 14, 2023 |
| Militello John | See Remarks | Sale | 564 | $17.06 | $9,622 | 8,760 | Oct 20, 2023 |
| Militello John | See Remarks | Sale | 1,076 | $19.06 | $20,509 | 1,782 | Oct 18, 2023 |
| Patel Kinnari | See Remarks | Option Exercise | 3,333 | — | — | 101,594 | Oct 5, 2023 |