Hercules Capital, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Randhawa Paramjeet K | — | Purchase | 2,898 | $18.07 | $52,367 | 15,972 | Aug 6, 2024 |
| Loo Wade | — | Disposition | 1,596 | — | — | 7,150 | Aug 6, 2024 |
| CROWELL GAYLE A | — | Purchase | 5,790 | $18.06 | $104,567 | 59,366 | Aug 6, 2024 |
| Aguirre DeAnne | — | Purchase | 5,660 | $18.49 | $104,653 | 11,874 | Aug 6, 2024 |
| Fallon Thomas J | — | Purchase | 5,723 | $18.33 | $104,903 | 92,400 | Aug 6, 2024 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 21,928 | $21.11 | $462,900 | 2,261,207 | Jul 11, 2024 |
| Botelho Kiersten Zaza | General Counsel & CCO | Tax Withholding | 806 | $21.11 | $17,015 | 48,009 | Jul 11, 2024 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 6,708 | $21.11 | $141,606 | 342,210 | Jul 11, 2024 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 1,251 | $21.11 | $26,409 | 95,023 | Jul 11, 2024 |
| Botelho Kiersten Zaza | General Counsel & CCO | Tax Withholding | 214 | $21.06 | $4,507 | 48,815 | Jul 10, 2024 |
| CROWELL GAYLE A | — | Purchase | 702 | $20.05 | $14,067 | 53,576 | Jun 25, 2024 |
| Theodosopoulos Nikos | — | Award / Grant | 3,030 | $19.80 | $59,994 | 4,005 | Jun 20, 2024 |
| CROWELL GAYLE A | — | Award / Grant | 3,030 | $19.80 | $59,994 | 52,874 | Jun 20, 2024 |
| Fallon Thomas J | — | Award / Grant | 149 | — | — | 85,519 | Jun 20, 2024 |
| BADAVAS ROBERT P | — | Option Exercise | 1,700 | $16.34 | $27,778 | 5,934 | Jun 20, 2024 |
| BADAVAS ROBERT P | — | Sale | 13,300 | $19.69 | $261,877 | 4,234 | Jun 18, 2024 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 6,708 | $18.41 | $123,494 | 348,919 | Apr 11, 2024 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 1,251 | $18.41 | $23,031 | 96,052 | Apr 11, 2024 |
| Botelho Kiersten Zaza | General Counsel & CCO | Tax Withholding | 822 | $18.41 | $15,133 | 49,029 | Apr 11, 2024 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 21,926 | $18.41 | $403,658 | 2,283,135 | Apr 11, 2024 |
| Botelho Kiersten Zaza | General Counsel & CCO | Tax Withholding | 217 | $18.33 | $3,978 | 49,852 | Apr 10, 2024 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 579 | $17.58 | $10,179 | 97,075 | Jan 12, 2024 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 9,044 | $17.58 | $158,994 | 2,305,061 | Jan 12, 2024 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 2,696 | $17.58 | $47,396 | 355,492 | Jan 12, 2024 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 566 | $17.58 | $9,950 | 97,088 | Jan 12, 2024 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 9,158 | $17.58 | $160,998 | 2,304,619 | Jan 12, 2024 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 59,861 | $17.48 | $1,046,370 | 2,314,105 | Jan 11, 2024 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 5,554 | $17.48 | $97,084 | 97,654 | Jan 11, 2024 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 19,217 | $17.48 | $335,913 | 358,188 | Jan 11, 2024 |
| Botelho Kiersten Zaza | General Counsel & CCO | Tax Withholding | 2,602 | $17.48 | $45,483 | 50,069 | Jan 11, 2024 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 60,189 | $17.48 | $1,052,104 | 2,313,777 | Jan 11, 2024 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 19,083 | — | — | 358,322 | Jan 11, 2024 |
| Botelho Kiersten Zaza | General Counsel & CCO | Tax Withholding | 171 | $17.45 | $2,984 | 52,671 | Jan 10, 2024 |
| Botelho Kiersten Zaza | General Counsel & CCO | Award / Grant | 25,862 | $17.40 | $449,999 | 52,842 | Jan 9, 2024 |
| Follmann Christian | Chief Operating Officer | Award / Grant | 32,184 | $17.40 | $560,002 | 103,208 | Jan 9, 2024 |
| Meyer Seth H | Chief Financial Officer | Award / Grant | 94,828 | $17.40 | $1,650,007 | 377,405 | Jan 9, 2024 |
| Bluestein Scott | Chief Executive Officer | Award / Grant | 264,368 | $17.40 | $4,600,003 | 2,373,966 | Jan 9, 2024 |
| CROWELL GAYLE A | — | Award / Grant | 149 | $15.87 | $2,365 | 46,689 | Nov 22, 2023 |
| Follmann Christian | Chief Operating Officer | Award / Grant | 260 | $15.56 | $4,046 | 71,024 | Nov 22, 2023 |
| Theodosopoulos Nikos | — | Award / Grant | 28 | $15.87 | $444 | 951 | Nov 22, 2023 |
| Loo Wade | — | Disposition | 5,744 | — | — | 3,010 | Nov 22, 2023 |
| Fallon Thomas J | — | Award / Grant | 5,800 | — | — | 85,113 | Nov 22, 2023 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 8,740 | $16.25 | $142,025 | 2,109,598 | Oct 12, 2023 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 2,720 | $16.25 | $44,200 | 282,577 | Oct 12, 2023 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 415 | $16.25 | $6,744 | 70,764 | Oct 12, 2023 |
| Meyer Seth H | Chief Financial Officer | Tax Withholding | 2,657 | $16.26 | $43,203 | 285,297 | Oct 11, 2023 |
| Follmann Christian | Chief Operating Officer | Tax Withholding | 412 | $16.26 | $6,699 | 71,179 | Oct 11, 2023 |
| Bluestein Scott | Chief Executive Officer | Tax Withholding | 7,815 | $16.26 | $127,072 | 2,118,338 | Oct 11, 2023 |
| Botelho Kiersten Zaza | General Counsel & CCO | Tax Withholding | 144 | $16.26 | $2,341 | 26,980 | Oct 10, 2023 |
| Theodosopoulos Nikos | — | Award / Grant | 923 | $16.24 | $14,990 | 923 | Sep 21, 2023 |