MidCap Financial Investment Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| REINFRANK RUDOLPH R | — | Purchase | 5,000 | $8.34 | $41,700 | 15,000 | Jun 2, 2014 |
| Puleo Frank C | — | Purchase | 3,087 | $8.38 | $25,869 | 13,555 | May 27, 2014 |
| Loeb Jeanette W | — | Purchase | 10,500 | $8.62 | $90,510 | 24,000 | Feb 28, 2014 |
| Goldthorpe Edward J. | President | Purchase | 10,000 | $8.64 | $86,400 | 30,000 | Feb 28, 2014 |
| Hunt Gregory W. | CFO and Treasurer | Purchase | 10,000 | $8.36 | $83,600 | 15,930 | Feb 10, 2014 |
| Zelter James C | Chief Executive Officer | Purchase | 20,000 | $7.96 | $159,200 | 196,009 | Jun 6, 2013 |
| Zelter James C | Chief Executive Officer | Purchase | 20,000 | $7.96 | $159,200 | 184,592 | Jun 6, 2013 |
| Zelter James C | Chief Executive Officer | Purchase | 10,000 | $8.35 | $83,500 | 164,592 | Feb 8, 2013 |
| Hunt Gregory W. | CFO and Treasurer | Purchase | 5,000 | $7.62 | $38,100 | 5,000 | Jun 7, 2012 |
| Goldthorpe Edward J. | President | Purchase | 20,000 | $7.75 | $155,000 | 20,000 | Jun 7, 2012 |
| Zelter James C | Chief Executive Officer | Purchase | 10,000 | $7.29 | $72,900 | 154,592 | Jun 1, 2012 |
| Loeb Jeanette W | — | Purchase | 1,000 | $7.35 | $7,350 | 15,000 | May 25, 2012 |
| Patrick Eileen M | EVP of Corporate Strategy | Purchase | 14,285 | $7.00 | $99,995 | 14,285 | Feb 10, 2012 |
| PETEKA RICHARD | CFO and Treasurer | Purchase | 10,000 | $7.79 | $77,900 | 42,500 | Aug 8, 2011 |
| STEIN ELLIOT JR | — | Sale | 700 | $10.04 | $7,028 | 4,000 | Jul 22, 2011 |
| STEIN ELLIOT JR | — | Sale | 700 | $10.04 | $7,028 | 4,000 | Jul 22, 2011 |
| Puleo Frank C | — | Sale | 1 | $10.73 | $7 | 10,468 | Nov 18, 2010 |
| Zelter James C | Chief Executive Officer | Purchase | 4,900 | $9.90 | $48,510 | 118,025 | Aug 6, 2010 |
| PETEKA RICHARD | CFO and Treasurer | Purchase | 10,000 | $9.98 | $99,800 | 32,500 | Jun 4, 2010 |
| STEIN ELLIOT JR | — | Purchase | 2,000 | $10.04 | $20,080 | 4,700 | Jun 3, 2010 |
| Zelter James C | Chief Executive Officer | Purchase | 15,000 | $12.35 | $185,250 | 109,704 | Apr 28, 2010 |
| PETEKA RICHARD | CFO and Treasurer | Purchase | 5,000 | $12.20 | $61,000 | 22,500 | Apr 28, 2010 |
| Dalton Patrick J | President & COO | Purchase | 5,000 | $12.20 | $61,000 | 28,200 | Apr 28, 2010 |
| PETEKA RICHARD | CFO and Treasurer | Purchase | 7,500 | $11.59 | $86,925 | 17,500 | Feb 22, 2010 |
| HANNAN JOHN J | — | Other | 69,782 | — | — | 69,782 | Feb 10, 2010 |
| SPIELVOGEL CARL | — | Sale | 5,154 | $9.30 | $47,932 | — | Sep 8, 2009 |
| PETEKA RICHARD | CFO and Treasurer | Purchase | 10,000 | $8.80 | $88,000 | 10,000 | Aug 17, 2009 |
| Dalton Patrick J | President and COO | Purchase | 2,500 | $8.62 | $21,550 | 23,200 | Aug 17, 2009 |
| Zelter James C | Chief Executive Officer | Purchase | 2,500 | $8.82 | $22,050 | 70,176 | Aug 13, 2009 |
| BAKHRU ASHOK N | — | Purchase | 5,000 | $6.76 | $33,800 | 20,000 | Jun 5, 2009 |
| Zelter James C | Chief Executive Officer | Purchase | 10,000 | $4.04 | $40,400 | 64,729 | Feb 19, 2009 |
| BAKHRU ASHOK N | — | Purchase | 5,000 | $4.42 | $22,100 | 15,000 | Feb 19, 2009 |
| Dalton Patrick J | President and COO | Purchase | 10,000 | $4.56 | $45,600 | 15,700 | Feb 17, 2009 |
| BAKHRU ASHOK N | — | Purchase | 1,450 | $5.46 | $7,917 | 10,000 | Nov 21, 2008 |
| WECHSLER BRADLEY J | — | Purchase | 400 | $14.19 | $5,676 | 45,000 | Jul 1, 2008 |
| WECHSLER BRADLEY J | — | Purchase | 800 | $14.10 | $11,280 | 37,800 | Jul 1, 2008 |
| Puleo Frank C | — | Purchase | 1,500 | $15.10 | $22,650 | 5,700 | Mar 3, 2008 |
| Zelter James C | President and COO | Purchase | 19,700 | $15.00 | $295,500 | 40,000 | Feb 20, 2008 |
| MALONE CLAUDINE B/CA | — | Purchase | 535 | $15.04 | $8,046 | 6,172 | Feb 19, 2008 |
| STEIN ELLIOT JR | — | Purchase | 4,600 | $16.21 | $74,566 | 8,665 | Dec 20, 2007 |
| STEIN ELLIOT JR | — | Purchase | 4,600 | $16.21 | $74,566 | 4,600 | Dec 20, 2007 |
| Dalton Patrick J | Executive Vice President | Purchase | 1,200 | $17.73 | $21,276 | 5,700 | Nov 21, 2007 |
| Zelter James C | President and COO | Purchase | 1,700 | $18.69 | $31,773 | 4,800 | Nov 16, 2007 |
| Dalton Patrick J | Executive Vice President | Purchase | 2,500 | $18.88 | $47,200 | 4,500 | Nov 15, 2007 |
| TSAI GERALD JR | — | Purchase | 300 | $20.34 | $6,102 | 12,200 | Sep 21, 2007 |
| TSAI GERALD JR | — | Purchase | 5,000 | $19.81 | $99,050 | 6,000 | Sep 14, 2007 |
| Swartz Gordon E | CCO & Corporate Secretary | Purchase | 500 | $21.19 | $10,595 | 500 | Aug 17, 2007 |
| Dalton Patrick J | Executive Vice President | Purchase | 1,000 | $20.08 | $20,080 | 1,000 | Aug 16, 2007 |
| Suydam John J | Vice President | Purchase | 100 | $18.85 | $1,885 | 100 | Aug 16, 2007 |
| STEIN ELLIOT JR | — | Purchase | 2,700 | $19.08 | $51,516 | 2,700 | Aug 16, 2007 |