MidCap Financial Investment Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| PEARLMAN EMANUEL R | — | Purchase | 800 | $12.52 | $10,016 | 2,800 | Mar 11, 2025 |
| Widra Howard | — | Purchase | 50,000 | $12.40 | $620,000 | 101,666 | Mar 11, 2025 |
| PEARLMAN EMANUEL R | — | Purchase | 1,000 | $13.09 | $13,090 | 2,000 | Mar 10, 2025 |
| PEARLMAN EMANUEL R | — | Purchase | 1,000 | $12.98 | $12,980 | 1,000 | Aug 12, 2024 |
| STEIN ELLIOT JR | — | Award / Grant | 668 | — | — | 11,885 | Jul 22, 2024 |
| McNulty Ted Aymond Jr. | President | Other | 80,456 | $12.21 | $982,368 | 98,920 | Feb 10, 2024 |
| Powell Tanner | Chief Executive Officer | Sale | 8,277 | $12.09 | $100,069 | 53,606 | Mar 10, 2023 |
| McNulty Ted Aymond Jr. | President | Sale | 1,498 | $12.09 | $18,111 | 16,966 | Mar 10, 2023 |
| Powell Tanner | Chief Executive Officer | Other | 9,152 | $13.20 | $120,806 | 110,517 | Feb 10, 2023 |
| Widra Howard | — | Purchase | 20,000 | $13.01 | $260,200 | 298,024 | Aug 3, 2022 |
| Widra Howard | Chief Executive Officer | Purchase | 20,000 | $13.01 | $260,200 | 303,645 | Aug 3, 2022 |
| HANNAN JOHN J | — | Purchase | 50,000 | $13.03 | $651,500 | 50,000 | Nov 15, 2021 |
| Matas Barbara Ruth | — | Purchase | 7,000 | $11.42 | $79,940 | 7,000 | Dec 15, 2020 |
| Widra Howard | Chief Executive Officer | Purchase | 15,000 | $10.69 | $160,350 | 51,666 | Nov 18, 2020 |
| Matas Barbara Ruth | — | Sale | 6,666 | $9.58 | $63,860 | — | Nov 11, 2020 |
| STEIN ELLIOT JR | — | Purchase | 2,000 | $11.50 | $23,000 | 3,533 | Mar 13, 2020 |
| Widra Howard | Chief Executive Officer | Purchase | 20,000 | $11.18 | $223,600 | 36,666 | Mar 12, 2020 |
| Powell Tanner | President | Tax Withholding | 6,245 | $17.04 | $106,415 | 47,396 | Feb 12, 2020 |
| Widra Howard | Chief Executive Officer | Award / Grant | 57,949 | — | — | 94,646 | Feb 12, 2020 |
| Powell Tanner | Chief Executive Officer | Other | 6,245 | $17.04 | $106,415 | 110,517 | Feb 11, 2020 |
| STEIN ELLIOT JR | — | Sale | 2,499 | $17.18 | $42,933 | 4,674 | Dec 9, 2019 |
| STEIN ELLIOT JR | — | Sale | 866 | $17.83 | $15,441 | 910 | Dec 9, 2019 |
| STEIN ELLIOT JR | — | Sale | 866 | $17.18 | $14,878 | 910 | Dec 9, 2019 |
| STEIN ELLIOT JR | — | Purchase | 2,100 | $16.46 | $34,566 | 4,121 | Nov 8, 2019 |
| Widra Howard | Chief Executive Officer | Purchase | 15,000 | $16.47 | $247,050 | 16,666 | Nov 8, 2019 |
| STEIN ELLIOT JR | — | Award / Grant | 6,684 | $16.46 | $110,019 | 15,106 | Nov 8, 2019 |
| Widra Howard | Chief Executive Officer | Award / Grant | 15,000 | $16.47 | $247,050 | 53,363 | Nov 8, 2019 |
| Powell Tanner | Chief Executive Officer | Other | 1,386 | $15.42 | $21,372 | 110,517 | Apr 2, 2019 |
| Powell Tanner | President | Tax Withholding | 1,386 | $15.42 | $21,372 | 53,461 | Apr 2, 2019 |
| Powell Tanner | Chief Executive Officer | Other | 38,137 | $14.24 | $543,071 | 110,517 | Jan 11, 2019 |
| Powell Tanner | President | Award / Grant | 38,137 | $13.11 | $499,976 | 55,975 | Jan 11, 2019 |
| Widra Howard | President | Award / Grant | 84,795 | $5.70 | $483,332 | 115,090 | Jan 8, 2018 |
| Matas Barbara Ruth | — | Award / Grant | 20,000 | $6.34 | $126,800 | 20,000 | May 30, 2017 |
| Widra Howard | President | Award / Grant | 25,295 | — | — | 30,295 | Dec 29, 2016 |
| Ackermann Hilary E. | — | Purchase | 6,000 | $6.02 | $36,120 | 10,000 | Aug 17, 2016 |
| Widra Howard | President | Purchase | 5,000 | $6.02 | $30,100 | 5,000 | Aug 17, 2016 |
| Puleo Frank C | — | Purchase | 4,080 | $6.01 | $24,521 | 29,080 | Aug 16, 2016 |
| STEIN ELLIOT JR | — | Purchase | 3,000 | $5.96 | $17,880 | 25,265 | Aug 15, 2016 |
| Zelter James C | Chief Executive Officer | Purchase | 20,000 | $5.58 | $111,600 | 318,166 | Aug 8, 2016 |
| Ackermann Hilary E. | — | Purchase | 4,000 | $5.47 | $21,880 | 4,000 | Jun 10, 2016 |
| Hunt Gregory W. | CFO & TREASURER | Purchase | 1,000 | $5.45 | $5,450 | 26,268 | Dec 16, 2015 |
| Goldthorpe Edward J. | President | Purchase | 10,000 | $6.88 | $68,800 | 50,000 | Aug 11, 2015 |
| Zelter James C | Chief Executive Officer | Purchase | 10,000 | $6.88 | $68,800 | 259,538 | Aug 7, 2015 |
| REINFRANK RUDOLPH R | — | Purchase | 5,000 | $6.87 | $34,350 | 25,000 | Aug 7, 2015 |
| Puleo Frank C | — | Purchase | 6,800 | $6.84 | $46,512 | 25,000 | Aug 7, 2015 |
| STEIN ELLIOT JR | — | Purchase | 5,000 | $6.87 | $34,350 | 22,265 | Aug 7, 2015 |
| Puleo Frank C | — | Purchase | 1,445 | $7.70 | $11,127 | 15,000 | May 22, 2015 |
| Goldthorpe Edward J. | President | Purchase | 10,000 | $7.34 | $73,400 | 40,000 | Dec 16, 2014 |
| Hunt Gregory W. | CFO and Treasurer | Purchase | 2,630 | $8.48 | $22,302 | 19,302 | Jun 12, 2014 |
| SPIELVOGEL CARL | — | Purchase | 300 | $8.46 | $2,538 | 300 | Jun 10, 2014 |