Lite Strategy, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Flynn James P | — | Purchase | 70,000 | $1.40 | $98,000 | 100,000 | Dec 19, 2025 |
| Schornstein Alexander | — | Sale | 690,611 | $1.37 | $946,137 | 3,674,862 | Dec 18, 2025 |
| Flynn James P | — | Purchase | 12,100 | $1.88 | $22,748 | 30,000 | Nov 19, 2025 |
| Flynn James P | — | Award / Grant | 10,000 | $2.54 | $25,400 | 17,900 | Sep 30, 2025 |
| Wood Steven D | — | Award / Grant | 3,100 | $3.17 | $9,827 | 4,359 | May 17, 2024 |
| Flynn James P | — | Award / Grant | 7,900 | $3.16 | $24,964 | 7,900 | May 16, 2024 |
| Funicular Funds, LP | — | X | 120,600 | $7.00 | $844,200 | 611,440 | Oct 20, 2023 |
| Kassam Moez | — | X | 143,200 | $7.00 | $1,002,400 | 1,057,388 | Oct 20, 2023 |
| Ma-Weaver Jacob | — | X | 30,000 | $7.00 | $210,000 | 490,840 | Oct 11, 2023 |
| Anson Funds Management LP | — | X | 10,000 | $7.00 | $70,000 | 914,188 | Oct 11, 2023 |
| Winson Bruce Ross | — | Purchase | 48,060 | $6.85 | $329,211 | 864,188 | Sep 22, 2023 |
| Ma-Weaver Jacob | — | Purchase | 32,040 | $6.85 | $219,474 | 460,840 | Sep 22, 2023 |
| Kassam Moez | — | Purchase | 120,000 | $6.01 | $721,200 | 782,528 | Sep 21, 2023 |
| Ma-Weaver Jacob | — | Purchase | 80,000 | $6.01 | $480,800 | 406,400 | Sep 21, 2023 |
| Baltic Charles V. III | — | Purchase | 81,500 | $0.23 | $18,745 | 105,750 | Feb 28, 2023 |
| GHALIE RICHARD G | Chief Medical Officer | Tax Withholding | 8,196 | $0.54 | $4,426 | 28,927 | Jul 5, 2022 |
| Urso David M | Chief Operating Officer & GC | Tax Withholding | 24,825 | $2.94 | $72,986 | 49,281 | Jul 2, 2021 |
| GOLD DANIEL P PHD | Chief Executive Officer | Tax Withholding | 41,320 | $2.94 | $121,481 | 417,312 | Jul 2, 2021 |
| GOLD DANIEL P PHD | Chief Executive Officer | Option Exercise | 5,000 | $2.52 | $12,600 | 458,632 | May 25, 2021 |
| DRISCOLL FREDERICK W | — | Sale | 25,000 | $4.03 | $100,750 | 37,500 | Feb 23, 2021 |
| GOLD DANIEL P PHD | Chief Executive Officer | Option Exercise | 12,000 | $1.57 | $18,840 | 453,632 | Jul 23, 2020 |
| Urso David M | Chief Operating Officer & GC | Award / Grant | 50,000 | — | — | 74,106 | Jul 2, 2020 |
| GOLD DANIEL P PHD | Chief Executive Officer | Award / Grant | 80,000 | — | — | 441,632 | Jul 2, 2020 |
| Reynolds Thomas C | — | Purchase | 10,000 | $1.60 | $16,000 | 10,000 | Dec 19, 2019 |
| DRISCOLL FREDERICK W | — | Purchase | 62,500 | $1.60 | $100,000 | 62,500 | Dec 19, 2019 |
| Drazba Brian G. | Chief Financial Officer | Purchase | 12,500 | $1.60 | $20,000 | 37,500 | Dec 19, 2019 |
| GOLD DANIEL P PHD | Chief Executive Officer | Purchase | 18,750 | $1.60 | $30,000 | 361,632 | Dec 19, 2019 |
| GOLD DANIEL P PHD | Chief Executive Officer | Option Exercise | 20,000 | $1.57 | $31,400 | 342,882 | Sep 27, 2019 |
| White Christine Anna | — | Purchase | 15,000 | $1.74 | $26,100 | 15,000 | Sep 6, 2019 |
| Urso David M | Chief Operating Officer & GC | Tax Withholding | 17,764 | $3.75 | $66,615 | 33,606 | Aug 7, 2018 |
| Mass Robert D. | Chief Medical Officer | Tax Withholding | 17,709 | $3.75 | $66,409 | 33,661 | Aug 6, 2018 |
| GOLD DANIEL P PHD | Chief Executive Officer | Tax Withholding | 54,093 | $3.75 | $202,849 | 319,727 | Aug 6, 2018 |
| GOLD DANIEL P PHD | Chief Executive Officer | Tax Withholding | 50,938 | $3.75 | $191,018 | 322,882 | Aug 6, 2018 |
| GOLD DANIEL P PHD | Chief Executive Officer | Tax Withholding | 128,920 | $2.07 | $266,864 | 271,080 | Mar 29, 2018 |
| Baltic Charles V. III | — | Sale | 11,000 | $2.21 | $24,310 | 13,250 | Nov 27, 2017 |
| VIVO VENTURES VII, LLC | — | Sale | 7,560 | $1.85 | $13,986 | 3,320,457 | Nov 5, 2015 |
| Vivo Ventures V, LLC | — | Sale | 9,142 | $1.75 | $15,999 | 183,767 | Nov 5, 2015 |
| Delagardelle Jeani | — | Sale | 1,601,390 | $1.97 | $3,154,738 | — | Mar 24, 2015 |
| VIVO VENTURES VII, LLC | — | O | 455,174 | $3.12 | $1,420,143 | 3,553,677 | Mar 24, 2015 |
| Vivo Ventures V, LLC | — | O | 26,445 | $3.12 | $82,508 | 206,460 | Mar 24, 2015 |
| Baltic Charles V. III | — | Purchase | 5,000 | $3.81 | $19,050 | 24,250 | Jan 21, 2015 |
| Baltic Charles V. III | — | Purchase | 1,500 | $4.26 | $6,390 | 5,350 | Dec 31, 2014 |
| HUNT RONALD | — | Sale | 9,004 | $6.05 | $54,474 | 1,671,471 | Dec 9, 2014 |
| Baltic Charles V. III | — | Purchase | 950 | $6.60 | $6,270 | 3,850 | Jun 30, 2014 |
| Delagardelle Jeani | — | Sale | 365,000 | $8.25 | $3,011,250 | 1,680,475 | Nov 21, 2013 |
| Vivo Ventures V, LLC | — | Sale | 2,263 | $8.30 | $18,783 | 180,059 | Oct 29, 2013 |
| Vivo Ventures VII Affiliates Fund, L.P. | — | Sale | 756 | $8.27 | $6,252 | 3,098,503 | Oct 28, 2013 |
| Vivo Ventures Fund V, L.P. | — | Sale | 5,551 | $11.00 | $61,061 | 225,665 | Oct 2, 2013 |
| Vivo Ventures Fund VII, L.P. | — | Sale | 486,107 | $10.00 | $4,861,070 | 3,398,112 | Oct 1, 2013 |
| Baltic Charles V. III | — | Purchase | 1,400 | $6.82 | $9,548 | 16,700 | Aug 16, 2013 |