Lite Strategy, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Vivo Ventures V, LLC | — | Sale | 426 | $7.58 | $3,229 | 231,216 | Jun 28, 2013 |
| Vivo Ventures Fund VII, L.P. | — | Sale | 7,337 | $7.58 | $55,614 | 3,979,758 | Jun 28, 2013 |
| Vivo Ventures VII Affiliates Fund, L.P. | — | Sale | 236,273 | $7.80 | $1,842,929 | 3,987,095 | Jun 11, 2013 |
| Vivo Ventures V, LLC | — | Sale | 13,727 | $7.80 | $107,071 | 231,642 | Jun 11, 2013 |
| Vivo Ventures V Affiliates Fund, L.P. | — | Sale | 1,012 | $9.07 | $9,179 | 245,369 | May 16, 2013 |
| Vivo Ventures Fund VII, L.P. | — | Sale | 17,428 | $9.07 | $158,072 | 4,223,368 | May 16, 2013 |
| HUNT RONALD | — | Sale | 100,000 | $8.70 | $870,000 | 2,145,475 | May 8, 2013 |
| New Leaf Ventures II, L.P. | — | Sale | 157,300 | $8.43 | $1,326,039 | 2,245,475 | Apr 18, 2013 |
| NIEDEL JAMES | — | Sale | 300,000 | $6.80 | $2,040,000 | 2,502,775 | Feb 15, 2013 |
| Baltic Charles V. III | — | Purchase | 5,920 | $5.90 | $34,928 | 17,000 | Jan 25, 2013 |
| Baltic Charles V. III | — | Purchase | 4,200 | $6.25 | $26,250 | 9,300 | Jan 25, 2013 |
| Baltic Charles V. III | — | Purchase | 800 | $6.25 | $5,000 | 6,800 | Jan 24, 2013 |
| Baltic Charles V. III | — | Purchase | 800 | $6.25 | $5,000 | 5,100 | Jan 24, 2013 |
| Baltic Charles V. III | — | Purchase | 1,800 | $7.19 | $12,942 | 4,300 | Dec 21, 2012 |
| Baltic Charles V. III | — | Purchase | 1,700 | $7.17 | $12,189 | 6,000 | Dec 21, 2012 |
| El Coronado Holdings, LLC | — | Other | 3,478,245 | — | — | 3,832,081 | Dec 3, 2012 |
| NOVOGEN LTD | — | Other | 17,837,246 | — | — | — | Dec 3, 2012 |
| NOVOGEN LTD | — | C | 4,827,000 | — | — | 17,837,246 | Nov 20, 2012 |
| Baltic Charles V. III | — | Purchase | 15,000 | $0.43 | $6,450 | 15,000 | Jul 5, 2012 |
| Rueckert William Dodge | — | X | 236 | $5.34 | $1,260 | 654 | May 11, 2012 |
| NOVOGEN LTD | — | X | 4,494,377 | $0.89 | $3,999,996 | 17,837,286 | May 11, 2012 |
| Rueckert William Dodge | — | X | 1,417 | $0.89 | $1,261 | 3,501 | May 11, 2012 |
| Williams Bryan | — | X | 250 | $0.89 | $223 | 750 | May 11, 2012 |
| NOVOGEN LTD | — | Award / Grant | 1,941,747 | $1.03 | $1,999,999 | 13,342,909 | Dec 29, 2011 |
| NOVOGEN LTD | — | Award / Grant | 1,333,333 | $1.50 | $2,000,000 | 11,401,162 | Sep 30, 2011 |
| JOHNSTON PHILIP A | — | Purchase | 10,000 | $0.55 | $5,500 | 10,000 | May 18, 2009 |
| Rueckert William Dodge | — | Purchase | 849 | $0.50 | $425 | 20,849 | Nov 20, 2008 |
| Rueckert William Dodge | — | Purchase | 10,000 | $0.84 | $8,400 | 20,000 | Nov 18, 2008 |
| NOVOGEN LTD | — | Purchase | 2,908,295 | $2.17 | $6,311,000 | 52,408,295 | Jul 28, 2008 |
| Williams Bryan | — | Purchase | 5,000 | $2.52 | $12,600 | 5,000 | Mar 13, 2008 |
| SEATON DAVID R | CFO & Secretary | Purchase | 5,000 | $2.20 | $11,000 | 5,000 | Mar 13, 2008 |
| Rueckert William Dodge | — | Sale | 11 | $2.40 | $26 | 989 | Mar 8, 2008 |
| NAUGHTON CHRISTOPHER | CEO & President | Purchase | 1,400 | $2.40 | $3,360 | 1,400 | Feb 29, 2008 |