Oxford Square Capital Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ROYCE CHARLES M | — | X | 98,071 | $2.66 | $260,869 | 392,285 | Jun 14, 2023 |
| NOVAK STEVEN P | — | X | 2,591 | $2.66 | $6,892 | 20,001 | Jun 14, 2023 |
| Rubin Bruce L. | CFO, CS and Treasurer | X | 2,737 | $2.66 | $7,280 | 10,949 | Jun 14, 2023 |
| ROSENTHAL SAUL B | President and COO | X | 514,194 | $2.66 | $1,367,756 | 2,056,776 | Jun 14, 2023 |
| COHEN JONATHAN H | Chief Executive Officer | X | 568,122 | $2.66 | $1,511,205 | 2,272,489 | Jun 14, 2023 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 1,773 | $4.03 | $7,145 | 1,704,368 | May 27, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 1,773 | $4.03 | $7,145 | 1,542,582 | May 27, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 4,206 | $3.99 | $16,782 | 1,539,977 | May 25, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 832 | $4.00 | $3,328 | 1,702,595 | May 24, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 4,374 | $3.99 | $17,452 | 1,696,808 | May 23, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 749 | $4.00 | $2,996 | 1,535,771 | May 20, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 10,027 | $4.09 | $41,010 | 1,692,434 | May 18, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 10,027 | $4.09 | $41,010 | 1,530,648 | May 18, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 13,801 | $4.03 | $55,618 | 1,678,006 | May 17, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 4,401 | $4.08 | $17,956 | 1,520,621 | May 16, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 27,292 | $3.89 | $106,166 | 1,654,923 | May 13, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 9,282 | $3.98 | $36,942 | 1,502,419 | May 12, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 9,119 | $4.00 | $36,476 | 1,623,375 | May 11, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 9,119 | $4.00 | $36,476 | 1,461,589 | May 11, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 12,707 | $4.09 | $51,972 | 1,597,009 | May 9, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 17,247 | $3.98 | $68,643 | 1,452,470 | May 6, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 13,446 | $4.08 | $54,860 | 1,581,553 | May 5, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 13,446 | $4.08 | $54,860 | 1,419,767 | May 5, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 21,635 | $4.00 | $86,540 | 1,555,272 | May 3, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 21,635 | $4.00 | $86,540 | 1,393,486 | May 3, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 8,653 | $4.09 | $35,391 | 1,528,870 | Mar 24, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 4,767 | $4.10 | $19,545 | 1,371,851 | Mar 23, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 100 | $4.10 | $410 | 1,356,788 | Mar 22, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 9,624 | $4.05 | $38,977 | 1,518,474 | Mar 21, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 2,606 | $4.01 | $10,450 | 1,508,851 | Mar 16, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 2,606 | $4.01 | $10,450 | 1,347,065 | Mar 16, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 6,600 | $3.96 | $26,136 | 1,327,982 | Mar 14, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 6,750 | $3.96 | $26,730 | 1,496,518 | Mar 11, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 5,744 | $3.99 | $22,919 | 1,474,043 | Mar 10, 2022 |
| ROSENTHAL SAUL B | President and COO | Purchase | 9,125 | $3.93 | $35,861 | 1,321,382 | Mar 9, 2022 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 10,337 | $3.87 | $40,004 | 1,460,464 | Dec 22, 2021 |
| ROSENTHAL SAUL B | President and COO | Purchase | 7,835 | $3.97 | $31,105 | 1,306,515 | Dec 21, 2021 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 5,316 | $3.92 | $20,839 | 1,437,448 | Dec 20, 2021 |
| ROSENTHAL SAUL B | President and COO | Purchase | 5,316 | $3.92 | $20,839 | 1,275,664 | Dec 20, 2021 |
| ROSENTHAL SAUL B | President and COO | Purchase | 700 | $4.08 | $2,856 | 1,257,848 | Sep 23, 2021 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 12,500 | $4.09 | $51,125 | 1,432,132 | Sep 22, 2021 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 1,115 | $4.03 | $4,493 | 1,414,981 | Sep 21, 2021 |
| ROSENTHAL SAUL B | President and COO | Purchase | 1,115 | $4.03 | $4,493 | 1,253,197 | Sep 21, 2021 |
| ROSENTHAL SAUL B | President and COO | Purchase | 1,650 | $4.20 | $6,930 | 1,252,082 | Aug 19, 2021 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 1,650 | $4.20 | $6,930 | 1,413,866 | Aug 19, 2021 |
| NOVAK STEVEN P | — | Purchase | 10,000 | $4.88 | $48,800 | 27,410 | May 18, 2021 |
| STELLJES GEORGE III | — | Purchase | 1,400 | $2.79 | $3,906 | 32,500 | Mar 17, 2020 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 7,662 | $2.66 | $20,381 | 1,412,068 | Mar 13, 2020 |
| NEU RICHARD W | — | Purchase | 12,988 | $2.70 | $35,068 | 70,000 | Mar 13, 2020 |
| NOVAK STEVEN P | — | Sale | 13,130 | $4.03 | $52,914 | 17,410 | Mar 11, 2020 |