Oxford Square Capital Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ROSENTHAL SAUL B | President and COO | Purchase | 10,400 | $5.28 | $54,912 | 1,225,088 | Dec 3, 2019 |
| ROSENTHAL SAUL B | President and COO | Purchase | 5,200 | $5.17 | $26,884 | 1,206,891 | Nov 29, 2019 |
| ROSENTHAL SAUL B | President and COO | Purchase | 1,204 | $6.14 | $7,389 | 1,202,110 | Apr 17, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 110 | $6.13 | $671 | 1,405,099 | Apr 16, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 230 | $6.13 | $1,410 | 1,402,991 | Apr 13, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 778 | $6.12 | $4,761 | 1,200,906 | Apr 12, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 323 | $6.20 | $2,000 | 1,402,581 | Apr 6, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 323 | $6.20 | $2,000 | 1,199,718 | Apr 6, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 1,817 | $6.19 | $11,244 | 1,402,258 | Apr 2, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 1,817 | $6.19 | $11,244 | 1,199,395 | Apr 2, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 3,930 | $6.03 | $23,698 | 1,192,083 | Mar 29, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 3,930 | $6.03 | $23,698 | 1,394,946 | Mar 29, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 1,966 | $6.21 | $12,209 | 1,178,999 | Mar 27, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 4,100 | $6.15 | $25,212 | 1,385,962 | Mar 23, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 2,569 | $6.08 | $15,620 | 1,174,016 | Mar 22, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 3,723 | $6.13 | $22,822 | 1,374,310 | Mar 22, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 6,329 | $6.05 | $38,290 | 1,370,587 | Mar 16, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 6,329 | $6.05 | $38,290 | 1,167,724 | Mar 15, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 5,360 | $6.25 | $33,497 | 1,347,621 | Mar 14, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 5,360 | $6.25 | $33,497 | 1,144,758 | Mar 14, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 3,282 | $6.31 | $20,706 | 1,130,827 | Mar 9, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 2,855 | $6.27 | $17,901 | 1,330,409 | Mar 9, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 4,402 | $6.07 | $26,720 | 1,319,938 | Mar 6, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 3,578 | $6.26 | $22,395 | 1,124,691 | Mar 5, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 6,604 | $6.03 | $39,822 | 1,306,146 | Mar 1, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 5,850 | $6.06 | $35,451 | 1,109,133 | Feb 27, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 2,967 | $5.76 | $17,090 | 1,295,854 | Feb 26, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 3,688 | $5.88 | $21,685 | 1,096,679 | Feb 22, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 3,320 | $5.70 | $18,921 | 1,291,268 | Feb 20, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 3,320 | $5.70 | $18,921 | 1,088,405 | Feb 16, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 2,744 | $5.65 | $15,504 | 1,275,401 | Feb 15, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 3,739 | $5.60 | $20,938 | 1,069,794 | Feb 15, 2018 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 7,360 | $5.51 | $40,551 | 1,268,918 | Feb 9, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 4,301 | $5.50 | $23,656 | 1,058,696 | Feb 8, 2018 |
| ROSENTHAL SAUL B | President and COO | Purchase | 8,086 | $5.83 | $47,141 | 1,042,751 | Dec 21, 2017 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 8,086 | $5.83 | $47,141 | 1,245,614 | Dec 21, 2017 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 8,498 | $5.84 | $49,628 | 1,205,767 | Dec 19, 2017 |
| ROSENTHAL SAUL B | President and COO | Purchase | 8,498 | $5.84 | $49,628 | 1,002,904 | Dec 19, 2017 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 450 | $6.10 | $2,745 | 1,170,087 | Dec 13, 2017 |
| ROSENTHAL SAUL B | President and COO | Purchase | 4,445 | $5.94 | $26,403 | 994,406 | Dec 12, 2017 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 1,050 | $6.09 | $6,395 | 1,169,617 | Nov 22, 2017 |
| ROSENTHAL SAUL B | President and COO | Purchase | 20 | $6.10 | $122 | 966,774 | Nov 21, 2017 |
| ROSENTHAL SAUL B | President and COO | Purchase | 1,869 | $6.08 | $11,364 | 965,704 | Nov 17, 2017 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 1,869 | $6.08 | $11,364 | 1,168,567 | Nov 16, 2017 |
| ROSENTHAL SAUL B | President and COO | Purchase | 8,485 | $6.03 | $51,162 | 958,636 | Nov 14, 2017 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 8,485 | $6.03 | $51,162 | 1,161,499 | Nov 13, 2017 |
| ROSENTHAL SAUL B | President and COO | Purchase | 26,431 | $5.85 | $154,621 | 906,223 | Nov 7, 2017 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 21,050 | $5.99 | $126,090 | 1,130,136 | Nov 6, 2017 |
| ROSENTHAL SAUL B | President and COO | Purchase | 800 | $6.70 | $5,360 | 879,032 | Sep 1, 2017 |
| COHEN JONATHAN H | Chief Executive Officer | Purchase | 800 | $6.70 | $5,360 | 1,081,895 | Sep 1, 2017 |