ADVENT CONVERTIBLE & INCOME FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Barnes Randall C | — | Purchase | 6,000 | $22.53 | $135,180 | 12,581 | Aug 14, 2007 |
| NELSON F BARRY | Vice President | Purchase | 300 | $23.53 | $7,059 | 10,312 | Aug 10, 2007 |
| SEIZERT GERALD L | — | Purchase | 1,000 | $23.82 | $23,820 | 5,000 | Aug 8, 2007 |
| NELSON F BARRY | Vice President | Purchase | 500 | $25.83 | $12,915 | 10,012 | Jul 24, 2007 |
| Barnes Randall C | — | Purchase | 210 | $27.59 | $5,794 | 5,581 | May 29, 2007 |
| Black Daniel | — | Sale | 1,500 | $27.84 | $41,760 | 1,776 | Mar 29, 2007 |
| Barnes Randall C | — | Purchase | 1,475 | $28.10 | $41,448 | 5,371 | Jan 30, 2007 |
| Barnes Randall C | — | Purchase | 3,000 | $28.12 | $84,360 | 3,896 | Jan 26, 2007 |
| Black Daniel | — | Sale | 500 | $28.26 | $14,130 | 3,236 | Jan 3, 2007 |
| Barnes Randall C | — | Purchase | 140 | $26.20 | $3,668 | 896 | Nov 17, 2006 |