HENNESSY ADVISORS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Newton Kiera | — | Sale | 571 | $9.35 | $5,339 | 16,294 | Dec 30, 2025 |
| STEADMAN DANIEL B | Executive VP | Gift | 750 | — | — | 36,574 | Dec 26, 2025 |
| HENNESSY BRIAN A | — | Gift | 4,900 | — | — | 229,065 | Dec 19, 2025 |
| Fahy Kathryn | SVP and CFO | Gift | 2,000 | — | — | 70,689 | Dec 10, 2025 |
| STEADMAN DANIEL B | Executive VP | Gift | 500 | — | — | 2,250 | Dec 8, 2025 |
| Newton Kiera | — | Sale | 390 | $10.73 | $4,185 | 16,865 | Sep 29, 2025 |
| Newton Kiera | — | Sale | 3 | $11.00 | $33 | 17,255 | Sep 23, 2025 |
| HENNESSY NEIL J | CEO | Award / Grant | 19,700 | — | — | 2,070,112 | Sep 18, 2025 |
| NILSEN TERESA M | President, COO and Secretary | Tax Withholding | 9,000 | $11.08 | $99,720 | 150,823 | Sep 18, 2025 |
| STEADMAN DANIEL B | Executive VP | Award / Grant | 9,400 | — | — | 40,832 | Sep 18, 2025 |
| Fahy Kathryn | SVP and CFO | Tax Withholding | 4,022 | $11.08 | $44,564 | 72,689 | Sep 18, 2025 |
| HANSEL HENRY | — | Award / Grant | 5,600 | — | — | 220,125 | Sep 18, 2025 |
| HENNESSY BRIAN A | — | Award / Grant | 5,600 | — | — | 233,965 | Sep 18, 2025 |
| Pomilia Susan Weber | — | Award / Grant | 5,600 | — | — | 49,887 | Sep 18, 2025 |
| SEAVEY THOMAS L | — | Award / Grant | 5,600 | — | — | 56,029 | Sep 18, 2025 |
| Knight ORiordan Lydia D | — | Award / Grant | 5,600 | — | — | 21,300 | Sep 18, 2025 |
| Newton Kiera | — | Award / Grant | 5,600 | — | — | 17,258 | Sep 18, 2025 |
| LIBARLE DANIEL G | — | Award / Grant | 2,800 | — | — | 63,810 | Sep 18, 2025 |
| OFFENBACH RODGER | — | Award / Grant | 2,800 | — | — | 113,298 | Sep 18, 2025 |
| STEADMAN DANIEL B | Executive VP | Gift | 2,000 | — | — | 31,432 | Aug 27, 2025 |
| SEAVEY THOMAS L | — | Sale | 2,603 | $10.63 | $27,670 | 50,424 | Aug 14, 2025 |
| SEAVEY THOMAS L | — | Sale | 7,000 | $10.85 | $75,950 | 63,429 | Aug 13, 2025 |
| Fahy Kathryn | SVP and CFO | Sale | 10,000 | $10.71 | $107,100 | 64,211 | May 13, 2025 |
| NILSEN TERESA M | President, COO and Secretary | Sale | 4,000 | $10.42 | $41,680 | 13,425 | Mar 28, 2025 |
| Newton Kiera | — | Sale | 575 | $10.52 | $6,049 | 11,658 | Mar 27, 2025 |
| NILSEN TERESA M | President, COO and Secretary | Gift | 4,000 | — | — | 17,425 | Mar 27, 2025 |
| NILSEN TERESA M | President, COO and Secretary | Sale | 3,000 | $10.50 | $31,500 | 21,425 | Mar 20, 2025 |
| HENNESSY BRIAN A | — | Gift | 1,000 | — | — | 228,365 | Mar 4, 2025 |
| Fahy Kathryn | SVP and CFO | Sale | 8,000 | $11.07 | $88,560 | 74,211 | Feb 27, 2025 |
| STEADMAN DANIEL B | Executive VP | Sale | 3,100 | $11.80 | $36,580 | 34,432 | Dec 30, 2024 |
| HENNESSY NEIL J | CEO | Gift | 10,000 | — | — | 2,050,412 | Dec 30, 2024 |
| Newton Kiera | — | Sale | 330 | $12.02 | $3,967 | 12,233 | Dec 27, 2024 |
| STEADMAN DANIEL B | Executive VP | Sale | 500 | $12.00 | $6,000 | 41,689 | Dec 26, 2024 |
| HENNESSY BRIAN A | — | Gift | 2,500 | — | — | 229,365 | Dec 20, 2024 |
| SEAVEY THOMAS L | — | Sale | 11,074 | $11.44 | $126,687 | 70,429 | Dec 19, 2024 |
| STEADMAN DANIEL B | Executive VP | Sale | 2,900 | $11.75 | $34,075 | 44,342 | Dec 18, 2024 |
| SEAVEY THOMAS L | — | Sale | 7,269 | $12.10 | $87,955 | 83,160 | Dec 18, 2024 |
| Newton Kiera | — | Sale | 367 | $12.46 | $4,573 | 12,563 | Dec 17, 2024 |
| STEADMAN DANIEL B | Executive VP | Sale | 2,656 | $13.36 | $35,484 | 50,444 | Dec 17, 2024 |
| LIBARLE DANIEL G | — | Gift | 15,882 | — | — | 61,010 | Dec 16, 2024 |
| Newton Kiera | — | Sale | 520 | $9.40 | $4,888 | 12,930 | Sep 27, 2024 |
| Pomilia Susan Weber | — | Sale | 9,177 | $9.80 | $89,935 | 44,287 | Sep 25, 2024 |
| NILSEN TERESA M | President, COO and Secretary | Gift | 5,500 | — | — | 144,123 | Sep 25, 2024 |
| Fahy Kathryn | SVP and CFO | Gift | 2,000 | — | — | 82,211 | Sep 23, 2024 |
| STEADMAN DANIEL B | Executive VP | Gift | 2,000 | — | — | 53,100 | Sep 23, 2024 |
| HENNESSY BRIAN A | — | Award / Grant | 5,600 | — | — | 240,365 | Sep 19, 2024 |
| SEAVEY THOMAS L | — | Award / Grant | 5,600 | — | — | 90,429 | Sep 18, 2024 |
| HANSEL HENRY | — | Award / Grant | 5,600 | — | — | 214,525 | Sep 18, 2024 |
| Pomilia Susan Weber | — | Award / Grant | 5,600 | — | — | 54,537 | Sep 18, 2024 |
| Knight ORiordan Lydia D | — | Award / Grant | 5,600 | — | — | 15,700 | Sep 18, 2024 |