HENNESSY ADVISORS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Newton Kiera | — | Award / Grant | 5,600 | — | — | 13,450 | Sep 18, 2024 |
| LIBARLE DANIEL G | — | Award / Grant | 2,800 | — | — | 76,892 | Sep 18, 2024 |
| OFFENBACH RODGER | — | Award / Grant | 2,800 | — | — | 111,173 | Sep 18, 2024 |
| HENNESSY NEIL J | CEO | Tax Withholding | 8,483 | $10.24 | $86,861 | 2,060,412 | Sep 18, 2024 |
| NILSEN TERESA M | President, COO and Secretary | Tax Withholding | 8,483 | $10.24 | $86,861 | 149,623 | Sep 18, 2024 |
| STEADMAN DANIEL B | Executive VP | Award / Grant | 9,400 | — | — | 57,928 | Sep 18, 2024 |
| Fahy Kathryn | SVP and CFO | Tax Withholding | 3,772 | $10.24 | $38,625 | 84,211 | Sep 18, 2024 |
| HENNESSY BRIAN A | — | Gift | 11,250 | — | — | 234,765 | Dec 22, 2023 |
| NILSEN TERESA M | President, COO and Secretary | Gift | 5,857 | — | — | 138,406 | Dec 20, 2023 |
| HENNESSY BRIAN A | — | Gift | 3,750 | — | — | 246,015 | Dec 20, 2023 |
| HENNESSY NEIL J | CEO | Gift | 20,000 | — | — | 2,048,495 | Dec 19, 2023 |
| HENNESSY NEIL J | CEO | Purchase | 599 | $6.50 | $3,894 | 2,049,194 | Dec 18, 2023 |
| STEADMAN DANIEL B | Executive VP | Gift | 3,000 | — | — | 48,528 | Dec 15, 2023 |
| HENNESSY NEIL J | CEO | Purchase | 1,476 | $6.50 | $9,594 | 2,068,495 | Dec 15, 2023 |
| LIBARLE DANIEL G | — | Gift | 31,608 | — | — | 74,092 | Dec 13, 2023 |
| HENNESSY NEIL J | CEO | Purchase | 7,190 | $6.50 | $46,735 | 2,066,944 | Dec 12, 2023 |
| LIBARLE DANIEL G | — | Award / Grant | 2,800 | — | — | 105,700 | Sep 18, 2023 |
| HENNESSY BRIAN A | — | Award / Grant | 5,600 | — | — | 266,321 | Sep 18, 2023 |
| Pomilia Susan Weber | — | Award / Grant | 5,600 | — | — | 48,937 | Sep 18, 2023 |
| SEAVEY THOMAS L | — | Award / Grant | 5,600 | — | — | 84,829 | Sep 18, 2023 |
| HANSEL HENRY | — | Award / Grant | 5,600 | — | — | 208,925 | Sep 18, 2023 |
| Knight ORiordan Lydia D | — | Award / Grant | 5,600 | — | — | 10,100 | Sep 18, 2023 |
| Newton Kiera | — | Award / Grant | 5,600 | — | — | 7,850 | Sep 18, 2023 |
| OFFENBACH RODGER | — | Award / Grant | 2,800 | — | — | 108,373 | Sep 18, 2023 |
| Fahy Kathryn | SVP and CFO | Award / Grant | 12,500 | — | — | 78,071 | Sep 18, 2023 |
| NILSEN TERESA M | President, COO and Secretary | Award / Grant | 19,700 | — | — | 147,262 | Sep 18, 2023 |
| STEADMAN DANIEL B | Executive VP | Tax Withholding | 1,937 | $6.79 | $13,152 | 51,528 | Sep 18, 2023 |
| HENNESSY NEIL J | CEO | Tax Withholding | 5,857 | $6.79 | $39,766 | 2,064,816 | Sep 18, 2023 |
| OFFENBACH RODGER | — | Sale | 10,000 | $6.72 | $67,200 | 105,573 | Sep 6, 2023 |
| HENNESSY NEIL J | CEO | Tax Withholding | 1,952 | $6.89 | $13,446 | 2,050,973 | Aug 30, 2023 |
| NILSEN TERESA M | President, COO and Secretary | Tax Withholding | 1,952 | $6.89 | $13,446 | 127,562 | Aug 30, 2023 |
| STEADMAN DANIEL B | Executive VP | Tax Withholding | 631 | $6.89 | $4,348 | 44,065 | Aug 30, 2023 |
| Fahy Kathryn | SVP and CFO | Tax Withholding | 842 | $6.89 | $5,801 | 65,571 | Aug 30, 2023 |
| HENNESSY NEIL J | CEO | Purchase | 1 | $7.10 | $7 | 2,052,924 | Jun 22, 2023 |
| HENNESSY NEIL J | CEO | Purchase | 325 | $7.10 | $2,308 | 2,049,612 | Jun 21, 2023 |
| HENNESSY NEIL J | CEO | Purchase | 1,368 | $6.83 | $9,343 | 2,047,653 | May 26, 2023 |
| HENNESSY NEIL J | CEO | Purchase | 4,500 | $6.82 | $30,690 | 2,046,285 | May 23, 2023 |
| HENNESSY NEIL J | CEO | Purchase | 6,800 | $6.87 | $46,716 | 2,038,785 | May 19, 2023 |
| OFFENBACH RODGER | — | Sale | 500 | $7.80 | $3,900 | 115,573 | Mar 23, 2023 |
| OFFENBACH RODGER | — | Sale | 500 | $8.03 | $4,015 | 116,073 | Mar 14, 2023 |
| Pomilia Susan Weber | — | Sale | 3,500 | $9.02 | $31,570 | 48,562 | Feb 21, 2023 |
| LIBARLE DANIEL G | — | Gift | 7,908 | — | — | 102,900 | Dec 23, 2022 |
| NILSEN TERESA M | President, COO and Secretary | Gift | 3,000 | — | — | 23,285 | Dec 19, 2022 |
| HENNESSY NEIL J | CEO | Gift | 12,500 | — | — | 2,026,785 | Dec 19, 2022 |
| STEADMAN DANIEL B | Executive Vice President | Gift | 3,000 | — | — | 44,696 | Dec 14, 2022 |
| HENNESSY BRIAN A | — | Gift | 15,000 | — | — | 260,721 | Dec 13, 2022 |
| OFFENBACH RODGER | — | Sale | 2,615 | $8.33 | $21,783 | 116,573 | Dec 12, 2022 |
| HENNESSY BRIAN A | — | Award / Grant | 4,500 | — | — | 275,721 | Sep 18, 2022 |
| Fahy Kathryn | SVP and CFO | Tax Withholding | 1,728 | $9.00 | $15,552 | 66,413 | Sep 18, 2022 |
| HANSEL HENRY | — | Award / Grant | 4,500 | — | — | 203,325 | Sep 18, 2022 |