HENNESSY ADVISORS INC — 40-APP Filings

2 40-APP filings on record

This page lists all 40-APP filings submitted to the SEC by HENNESSY ADVISORS INC (HNNAZ), sorted by most recent first. Each row links to the full filing on EdgarLookup. HENNESSY ADVISORS INC has filed 2 40-APP documents with the SEC since 2004. To view all SEC filings by HENNESSY ADVISORS INC, see the full filings list.

Overview All Filings Financials Insiders

All 10-K 10-Q 10-Q/A 10KSB 10QSB 10QSB/A 13F-HR 13F-HR/A 144 3 3/A 4 4/A 40-APP 40-APP/A 424B3 424B4 5 8-A12B 8-A12G 8-K 8-K/A CERT CERTNAS CORRESP DEF 14A DEFA14A EFFECT FWP N-PX POS AM S-1 S-1/A S-3 S-3/A S-8 SB-2 SB-2/A SC 13D SC 13D/A SC 13G SC 13G/A SC TO-I SC TO-I/A SCHEDULE 13G UPLOAD

Form	Description	Accession Number	Filed	Period
40-APP	40-APP	0000897069-23-000193	Mar 31, 2023	—
40-APP	—	0000897069-22-000543	Sep 21, 2022	—