CBAK Energy Technology, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Li Yunfei | — | Gift | 10,413,371 | — | — | 722,500 | Dec 3, 2025 |
| Asia EVK New Energy Auto Ltd | — | Gift | 1,300,000 | — | — | 8,402,615 | Jun 1, 2021 |
| Li Mu | — | Purchase | 2,151,017 | $0.48 | $1,032,488 | 9,702,615 | Jun 3, 2020 |
| Li Yunfei | CEO | Purchase | 2,062,619 | $0.48 | $990,057 | 10,726,705 | Jun 3, 2020 |
| Li Mu | — | Purchase | 2,769,435 | $1.05 | $2,907,907 | 7,551,598 | Sep 4, 2019 |
| Li Yunfei | CEO | Purchase | 2,938,067 | $1.05 | $3,084,970 | 8,530,752 | Sep 4, 2019 |
| Li Dawei | — | Purchase | 1,384,717 | $1.05 | $1,453,953 | 6,733,359 | Sep 4, 2019 |
| Li Yunfei | CEO | Purchase | 1,666,667 | $1.02 | $1,700,000 | 5,592,685 | Jan 7, 2019 |
| Li Yunfei | CEO | Purchase | 746,018 | $1.50 | $1,119,027 | 3,926,018 | May 31, 2017 |
| Xue J. Simon | — | Award / Grant | 30,000 | — | — | 30,000 | Apr 19, 2016 |
| Li Yunfei | CHIEF EXECUTIVE OFFICER | Award / Grant | 150,000 | — | — | 3,180,000 | Apr 19, 2016 |
| Wang Guosheng | — | Award / Grant | 20,000 | — | — | 70,000 | Apr 19, 2016 |
| Wang Wenwu | Interim CFO and Treasurer | Award / Grant | 20,000 | — | — | 70,000 | Apr 19, 2016 |
| Li Yunfei | CHIEF EXECUTIVE OFFICER | Purchase | 3,000,000 | $2.40 | $7,200,000 | 3,030,000 | Mar 4, 2016 |
| Li Xiangqian | — | Sale | 3,000,000 | $2.40 | $7,200,000 | 760,557 | Mar 4, 2016 |
| Zhang Chunzhi | — | Award / Grant | 30,000 | — | — | 33,500 | Jun 30, 2015 |
| Agee Martha C. | — | Award / Grant | 30,000 | — | — | 30,000 | Jun 30, 2015 |
| He Jianjun | — | Award / Grant | 30,000 | — | — | 30,000 | Jun 30, 2015 |
| Wang Guosheng | — | Award / Grant | 50,000 | — | — | 50,000 | Jun 30, 2015 |
| Zhang Chunzhi | — | Award / Grant | 30,000 | — | — | 33,500 | Jun 30, 2015 |
| Agee Martha C. | — | Award / Grant | 30,000 | — | — | 30,000 | Jun 30, 2015 |
| He Jianjun | — | Award / Grant | 30,000 | — | — | 30,000 | Jun 30, 2015 |
| Wang Wenwu | Interim CFO and Treasurer | Award / Grant | 50,000 | — | — | 50,000 | Jun 30, 2015 |
| Lin Jian | Interim CTO | Award / Grant | 10,000 | — | — | 10,000 | Jun 30, 2015 |
| Li Xiangqian | Chief Executive Officer | Sale | 300 | $3.30 | $990 | 3,760,557 | Jun 26, 2015 |
| Li Xiangqian | Chief Executive Officer | Sale | 32,700 | $3.37 | $110,199 | 3,763,693 | Jun 23, 2015 |
| Li Xiangqian | Chief Executive Officer | Sale | 2,308 | $3.49 | $8,055 | 3,801,557 | Jun 18, 2015 |
| Li Xiangqian | Chief Executive Officer | Sale | 2,500 | $3.64 | $9,100 | 3,825,365 | Jun 15, 2015 |
| Li Xiangqian | Chief Executive Officer | Sale | 3,400 | $3.62 | $12,308 | 3,850,965 | Jun 10, 2015 |
| Budd Charlene Spoede | — | Purchase | 250 | $0.98 | $245 | 18,250 | Aug 24, 2011 |
| GOODNER RICHARD B | — | Other | 2,500 | — | — | 22,500 | Jan 19, 2011 |
| Zhang Chunzhi | — | Other | 2,500 | — | — | 17,500 | Jan 19, 2011 |
| Budd Charlene Spoede | — | Other | 2,500 | — | — | 18,000 | Jan 19, 2011 |
| GOODNER RICHARD B | — | Award / Grant | 5,000 | — | — | 25,000 | Jul 1, 2010 |
| Zhang Chunzhi | — | Award / Grant | 5,000 | — | — | 20,000 | Jul 1, 2010 |
| Budd Charlene Spoede | — | Award / Grant | 5,000 | — | — | 20,500 | Jul 1, 2010 |
| Budd Charlene Spoede | — | Award / Grant | 5,000 | — | — | 15,500 | Jun 26, 2009 |
| Zhang Chunzhi | — | Award / Grant | 5,000 | — | — | 15,000 | Jun 26, 2009 |
| GOODNER RICHARD B | — | Award / Grant | 5,000 | — | — | 20,000 | Jun 26, 2009 |
| Li Xiangqian | CEO, President and Chairman | Award / Grant | 500,000 | — | — | 19,553,887 | Jun 22, 2009 |
| Han Yongbin | Vice President | Sale | 30,000 | $4.62 | $138,600 | 65,596 | Aug 12, 2008 |
| Zhang Chunzhi | — | Award / Grant | 5,000 | — | — | 10,000 | Aug 6, 2008 |
| GOODNER RICHARD B | — | Award / Grant | 5,000 | — | — | 15,000 | Aug 6, 2008 |
| Budd Charlene Spoede | — | Award / Grant | 5,000 | — | — | 10,500 | Aug 6, 2008 |
| Han Yongbin | Vice President | Sale | 40,970 | $3.37 | $138,069 | 95,596 | Mar 13, 2008 |
| Li Xiangqian | CEO, President and Chairman | Other | 1,089,775 | — | — | 19,053,887 | Oct 22, 2007 |
| Han Yongbin | Vice President | Sale | 40,000 | $6.15 | $246,000 | 248,822 | Sep 27, 2007 |
| Zou Yanlong | Vice President | Sale | 44,903 | $6.30 | $282,889 | 70,485 | Sep 26, 2007 |
| Liu Houde | Vice President | Sale | 13,657 | $6.36 | $86,859 | 20,485 | Sep 26, 2007 |
| Zou Yanlong | Vice President | Sale | 15,200 | $4.40 | $66,880 | 115,388 | Sep 20, 2007 |