CBAK Energy Technology, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Zou Yanlong | Vice President | Sale | 5,000 | $4.45 | $22,250 | 130,588 | Sep 19, 2007 |
| Zhang Shuquan | Vice President | Sale | 132,709 | $4.40 | $583,920 | 34,142 | Sep 17, 2007 |
| Zou Yanlong | Vice President | Sale | 4,800 | $4.42 | $21,216 | 135,588 | Sep 14, 2007 |
| Zou Yanlong | Vice President | Sale | 10,000 | $4.35 | $43,500 | 149,045 | Sep 12, 2007 |
| GOODNER RICHARD B | — | Award / Grant | 5,000 | — | — | 10,000 | Jul 17, 2007 |
| Liu Houde | Vice President | Award / Grant | 34,142 | — | — | 34,142 | Dec 26, 2006 |
| Han Yongbin | CFO, Secretary & Treasurer | Award / Grant | 136,566 | — | — | 448,822 | Dec 26, 2006 |
| Zhang Shuquan | Vice President | Award / Grant | 34,142 | — | — | 166,851 | Dec 26, 2006 |
| Zou Yanlong | Vice President | Award / Grant | 34,142 | — | — | 159,045 | Dec 26, 2006 |
| Li Xiangqian | CEO, President and Chairman | Other | 1,089,775 | — | — | 20,143,662 | Dec 21, 2006 |
| Shi Jay | — | Award / Grant | 5,000 | — | — | 5,000 | May 12, 2006 |
| GOODNER RICHARD B | — | Award / Grant | 5,000 | — | — | 5,000 | May 12, 2006 |
| MANNES JOSEPH R | — | Award / Grant | 5,000 | — | — | 5,000 | May 12, 2006 |