UBS AG — 4/A Filings
5 4/A filings on record
This page lists all 4/A filings submitted to the SEC by UBS AG (USML), sorted by most recent first. Each row links to the full filing on EdgarLookup. UBS AG has filed 5 4/A documents with the SEC since 2025. To view all SEC filings by UBS AG, see the full filings list.
All
11-K
11-K/A
13F-HR
13F-HR/A
13F-NT
13FCONP
15-12B
20-F
20-F/A
25
25-NSE
3
305B2
4
4/A
40-6B/A
40-APP
40-APP/A
424B1
424B2
424B3
424B5
424B8
425
5
6-K
6-K/A
6B NTC
6B ORDR
8-A12B
8-A12B/A
8-A12G
APP NTC
APP ORDR
CERT
CERTAMX
CERTARCA
CERTNYS
CERTPAC
CORRESP
DEL AM
DRS
EFFECT
F-1
F-1/A
F-3
F-3/A
F-3ASR
F-3MEF
F-4
F-4/A
F-N
FWP
IRANNOTICE
NO ACT
NT 11-K
POS AM
POS EX
POSASR
REGDEX
RW
S-8
S-8 POS
SBSE-A
SBSE-A/A
SBSE-C
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SC 14D9
SC 14D9/A
SC TO-T
SC TO-T/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 4/A | FORM 4/A SUBMISSION | 0001209191-14-030611 | May 2, 2014 | Apr 28, 2014 |
| 4/A | FORM 4/A | 0001181431-14-002085 | Jan 10, 2014 | Dec 31, 2013 |
| 4/A | FORM 4A | 0001181431-13-061560 | Dec 5, 2013 | Dec 3, 2013 |
| 4/A | FORM 4/A | 0001181431-12-040722 | Jul 16, 2012 | Jul 7, 2012 |
| 4/A | MAIN DOCUMENT DESCRIPTION | 0001209191-10-002539 | Jan 8, 2010 | Jan 6, 2010 |