UBS AG — 4 Filings
180 4 filings on record
This page lists all 4 filings submitted to the SEC by UBS AG (USML), sorted by most recent first. Each row links to the full filing on EdgarLookup. UBS AG has filed 180 4 documents with the SEC since 2025. To view all SEC filings by UBS AG, see the full filings list.
All
11-K
11-K/A
13F-HR
13F-HR/A
13F-NT
13FCONP
15-12B
20-F
20-F/A
25
25-NSE
3
305B2
4
4/A
40-6B/A
40-APP
40-APP/A
424B1
424B2
424B3
424B5
424B8
425
5
6-K
6-K/A
6B NTC
6B ORDR
8-A12B
8-A12B/A
8-A12G
APP NTC
APP ORDR
CERT
CERTAMX
CERTARCA
CERTNYS
CERTPAC
CORRESP
DEL AM
DRS
EFFECT
F-1
F-1/A
F-3
F-3/A
F-3ASR
F-3MEF
F-4
F-4/A
F-N
FWP
IRANNOTICE
NO ACT
NT 11-K
POS AM
POS EX
POSASR
REGDEX
RW
S-8
S-8 POS
SBSE-A
SBSE-A/A
SBSE-C
SC 13D
SC 13D/A
SC 13G
SC 13G/A
SC 14D9
SC 14D9/A
SC TO-T
SC TO-T/A
UPLOAD
| Form | Description | Accession Number | Filed | Period |
|---|---|---|---|---|
| 4 | FORM 4 SUBMISSION | 0001209191-14-068498 | Nov 13, 2014 | Nov 12, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-068480 | Nov 13, 2014 | Nov 11, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-068015 | Nov 12, 2014 | Nov 10, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-067484 | Nov 10, 2014 | Nov 6, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-064863 | Oct 27, 2014 | Oct 24, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-040512 | Jun 11, 2014 | Jun 10, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-040112 | Jun 10, 2014 | Jun 9, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-040111 | Jun 10, 2014 | Jun 9, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-039675 | Jun 6, 2014 | Jun 5, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-033234 | May 13, 2014 | May 12, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-032893 | May 12, 2014 | May 9, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-032545 | May 9, 2014 | May 8, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-032158 | May 8, 2014 | May 7, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-031699 | May 7, 2014 | May 5, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-029757 | Apr 29, 2014 | Apr 28, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-025333 | Apr 3, 2014 | Apr 2, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-021730 | Mar 19, 2014 | Mar 18, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-021012 | Mar 17, 2014 | Mar 13, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-021007 | Mar 17, 2014 | Mar 14, 2014 |
| 4 | FORM 4 SUBMISSION | 0001209191-14-016419 | Mar 4, 2014 | Mar 3, 2014 |
| 4 | FORM 4 | 0001181431-14-009884 | Feb 28, 2014 | Feb 27, 2014 |
| 4 | FORM 4 | 0001181431-14-009578 | Feb 26, 2014 | Feb 25, 2014 |
| 4 | FORM 4 | 0001181431-14-009577 | Feb 26, 2014 | Feb 25, 2014 |
| 4 | FORM 4 | 0001181431-14-004999 | Feb 4, 2014 | Feb 3, 2014 |
| 4 | MAIN DOCUMENT DESCRIPTION | 0001209191-14-004356 | Jan 22, 2014 | Jan 21, 2014 |
| 4 | FORM 4 | 0001181431-14-002938 | Jan 17, 2014 | Jan 16, 2014 |
| 4 | FORM 4 | 0001181431-14-001752 | Jan 8, 2014 | Jan 6, 2014 |
| 4 | FORM 4 | 0001181431-14-001745 | Jan 8, 2014 | Jan 6, 2014 |
| 4 | FORM 4 | 0001181431-14-001564 | Jan 7, 2014 | Jan 3, 2014 |
| 4 | FORM 4 | 0001181431-14-001201 | Jan 6, 2014 | Jan 2, 2014 |
| 4 | FORM 4 | 0001181431-14-001197 | Jan 6, 2014 | Jan 2, 2014 |
| 4 | FORM 4 | 0001181431-14-000505 | Jan 3, 2014 | Dec 31, 2013 |
| 4 | FORM 4 | 0001181431-13-061940 | Dec 9, 2013 | Dec 5, 2013 |
| 4 | FORM 4 | 0001181431-13-061372 | Dec 4, 2013 | Dec 3, 2013 |
| 4 | FORM 4 | 0001181431-13-061383 | Dec 4, 2013 | Dec 3, 2013 |
| 4 | FORM 4 | 0001181431-13-061276 | Dec 3, 2013 | Nov 29, 2013 |
| 4 | FORM 4 | 0001181431-13-061275 | Dec 3, 2013 | Dec 2, 2013 |
| 4 | FORM 4 | 0001181431-13-058640 | Nov 13, 2013 | Nov 12, 2013 |
| 4 | FORM 4 | 0001181431-13-058192 | Nov 12, 2013 | Nov 8, 2013 |
| 4 | FORM 4 | 0001181431-13-055443 | Oct 29, 2013 | Oct 28, 2013 |
| 4 | FORM 4 | 0001181431-13-054749 | Oct 22, 2013 | Oct 18, 2013 |
| 4 | FORM 4 | 0001181431-13-053464 | Oct 10, 2013 | Oct 8, 2013 |
| 4 | FORM 4 | 0001181431-13-053028 | Oct 8, 2013 | Oct 7, 2013 |
| 4 | FORM 4 | 0001181431-13-048884 | Sep 13, 2013 | Sep 12, 2013 |
| 4 | FORM 4 | 0001181431-13-048546 | Sep 11, 2013 | Sep 9, 2013 |
| 4 | FORM 4 | 0001181431-13-048419 | Sep 10, 2013 | Sep 9, 2013 |
| 4 | FORM 4 | 0001181431-13-047332 | Sep 3, 2013 | Aug 29, 2013 |
| 4 | FORM 4 | 0001181431-13-043435 | Aug 7, 2013 | Aug 5, 2013 |
| 4 | FORM 4 | 0001181431-13-042532 | Aug 2, 2013 | Aug 1, 2013 |
| 4 | FORM 4 | 0001181431-13-038192 | Jul 2, 2013 | Jul 1, 2013 |